HomeMy WebLinkAbout14 3RD AMEND TO VESTAR/KIMCO AGREEMENT 01-02-08AGENDA REPORT
MEETING DATE: JANUARY 2, 2008
TO: WILLIAM A. HUSTON, EXECUTIVE DIRECTOR
FROM: CHRISTINE SHINGLETON, ASSISTANT CITY MANAGER
SUBJECT: THIRD AMENDMENT TO INFRASTRUCTURE CONSTRUCTION AND
PAYMENT AGREEMENT WITH VESTAR/KIMCO TUSTIN, L.P.
("'DEVELOPER") FOR THE DISTRICT AT TUSTIN LEGACY
SUMMARY
City Council authorization is requested for an amendment to the Infrastructure
Construction and Payment Agreement for the District at Tustin Legacy.
RECOMMENDATION
It is recommended that the City Council, subject to any non-substantive modifications as
may be determined necessary by the City's Tustin Legacy Special Counsel or City
Attorney, approve and authorize the City Manager or Assistant City Manager to execute
the Third Amendment to the Infrastructure Construction and Payment Agreement (the
"Amendment") between the City of Tustin and the Developer and to carry out all actions
necessary to implement the Amendment and Original Agreement.
FISCAL IMPACT
The Infrastructure Construction and Payment Agreement (the "Original Agreement") is
an implementing agreement required by DDA 04-02. The Agreement and two previous
amendments, modified certain commitments to reimburse the Developer for its identified
contribution in excess of its fair share obligation related to the Tustin Legacy Backbone
Infrastructure Program. The Third Amendment, reflects certain delays in portions of the
infrastructure program being constructed and permits the City to release certain funds
for portions of the project completed subject to all conditions in the Original Agreement
and proposed amendment.
BACKGROUND
The City Council previously approved an Infrastructure Construction and Payment
Agreement (the "Original Agreement") which was executed on June 8, 2005 and
Disposition and Development Agreement (DDA) for the District at Tustin Legacy on July
20, 2004. The City Council subsequently approved and the City and Developer entered
into the First Amendment to the Agreement on July 26, 2007 and a Second Amendment
to the Agreement in conjunction with the Tustin Legacy/Retail Center Community
Facilities District No. 07-01 (CFD 07-01) on September 1, 2007.
With the exception of the Second Amendment to the Agreement which authorized
releases of certain Vestar infrastructure reimbursements from CFD 07-01 proceeds, the
Original Agreement provided for payments to Vestar for other infrastructure completions
only after all infrastructure work required under the Original Agreement had been fully
completed. It is now estimated that a major portion of the infrastructure will be
completed shortly with the exception of certain storm drain work in Irvine and Tustin in
Warner Avenue and Barranca Parkway which will not be completed until late in 2008.
Given that the circumstances related to these delays are not directly caused by Vestar,
City staff and Vestar are desirous of amending the Agreement in order to provide some
relief to Vestar so that certain reimbursements to Vestar can be made under certain
circumstances.
The Tustin Legacy Special Counsel and Public Works Director have reviewed the
attached Third Amendment to the Infrastructure Construction and Payment Agreement
and staff recommend its adoption.
Christine A. Shingleton For Tim Serlet
Assistant City Manager Public Works Director.
S:\RDA\RDA ReportWgenda Report 1-02-08.Doc
THIRD AMENDMENT TO
INFRASTRUCTURE CONSTRUCTION AND PAYMENT AGREEMENT
This THIRD AMENDMENT TO INFRASTRUCTURE CONSTRUCTION AND
PAYMENT AGREEMENT (this "Third Amendment") is entered into as of , 2008
(the "Effective Date") by and between the CITY OF TUSTIN ("City") and VESTAR/KIMCO
TUSTIN, L.P., a California limited partnership ("Developer"). The City and the Developer are
sometimes referred to herein individually as a "Party" and collectively as the "Parties."
RECITALS
A. City and Developer entered into that certain Infrastructure Construction and
Payment Agreement dated June 8, 2005 ("Original Agreement", to which reference is made for
the meaning of each capitalized term used, but not defined herein), pursuant to the Tustin Legacy
Disposition and Development Agreement ("Retail Development") dated as of June 21, 2004, as
amended ("DDA") pursuant to which, among other things, the Developer agreed to: (i) pay the
Project Fair Share Contribution (as defined in the DDA) with respect to the Tustin Legacy
Backbone Infrastructure Program, and (ii) to design and construct "Developer's Backbone
Infrastructure Work" (as defined in the DDA), and (iii) to maintain the same until completion
of Developer's Backbone Infrastructure Work. The physical infrastructure improvements which
are a part of Developer's Infrastructure Backbone Infrastructure Work are referred to as the
"Facilities" and were set forth in Exhibit A of the Original Agreement and further broken down
by "Segments" as described in Exhibit A.
B. City and the Developer entered into the First Amendment to Infrastructure
Construction and Payment Agreement dated July 26, 2007 ("First Amendment"), in order to
amend and modify Exhibit A to the Original Agreement, which sets forth the description of the
Segments and the Estimated Release Price for each Segment.
C. City and the Developer entered into the Second Amendment to the Infrastructure
Construction and Payment Agreement dated September 1, 2007 ("Second Amendment") to
provide for the City's acquisition of one of the Segments identified in the First Amendment from
the Developer and the payment to Developer of the purchase price for such Segment, which
purchase price was payable solely from proceeds of Community Facilities District No. 07-01
(Tustin Legacy/Retail Center) Special Tax Bonds, Series 2007 (the "CFD No. 07-01 Bonds").
D. The Original Agreement, as amended and modified by the First Amendment and
Second Amendments, is referred collectively as the "Amended Agreement."
E. With the exception of the Segment Release authorized by the Amended
Agreement, Section 4.2 of the Original Agreement provides for payment and final reconciliation
of the Developer Payments for other Segments only after "Final Completion" has occurred of all
Developer's Backbone Infrastructure Work to the satisfaction of the City. It is now estimated
that a major portion of the Backbone Infrastucture Work should be completed shortly with the
exception of (i) storm drain work and related property acquisition in the City of Irvine as
described in the side letter between the City and Vestar dated June 1, 2005; (ii) Barranca
Parkway storm drain work and Warner Avenue storm drain work within the City of Tustin and
related work as identified in Exhibit A of the First Amendment. Technical and scheduling
problems have delayed completion of this work until late in 2008. Under the Original
Agreement corresponding delays would result in a delay in reimbursement to Developer of the
Actual Cost of Completed Segments above Developer's required Fair Share Contribution until
completion of all Segments. Accordingly, the City and Developer desire to amend and modify
the Amended Agreement in order to provide for some relief to Vestar to provide for
reimbursements of completed Segments under certain conditions.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing Recitals, which are hereby
incorporated in the operative provisions of this Third Amendment by this reference and other
good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
the Parties further agree as follows:
1. Modification and Amendment of Amended Agreement.
The Amended Agreement is hereby modified and amended as follows:
1.1 The Definition of "Completion" under Section 1.1 of the Amended Agreement is hereby
modified and amended to read in full as follows:
"Completion" means that for each Segment: (a) construction of that Segment is
complete in conformity with this Agreement, the DDA and the Construction
Contracts, with all systems (including mechanical, electrical, structural,
communication and other systems, as applicable) in operating condition and ready
for use such that the City may utilize such Segment for its intended purposes; (b)
all work required by this Agreement, the DDA and Construction Contracts with
respect to such Segment, including minor corrective work and minor deficient or
incomplete work is complete, as evidenced by a certification by the project
engineer(s) for the Segment, that such Segment has been completed in a good and
workmanlike manner and substantially in accordance with the approved plans; (c)
a Notice of Completion has been reviewed by the City and approved and recorded
by Developer for such Segment and no claims, liens or stop payment notices filed
within 30 days from the date of the Notice of Completion (or, if filed, paid,
settled, or otherwise extinguished, discharged, released, waived, or bonded in
accordance with Section 2.8); and (d) any and all mechanic's liens have been
paid, settled or otherwise extinguished, discharged, released, waived or bonded in
accordance with Section 2.8.
1.2 Subsection 4.2.1 (a) of the Amended Agreement is modified to read in full as follows:
"Subsection 4.2.1 (a) The City shall have no obligation to reimburse Developer
until the Final Completion has occurred and all Developer's Backbone
Infrastructure Work has been fully completed to the satisfaction of the City with
the exception that delay in completion of the following improvements identified
herein shall not prevent the Developer from receiving partial reimbursements at
the discretion of the Director upon completion of all other Facilities identified in
Exhibit A of the Amended Agreement, subject to satisfaction of all other
requirements of the Amended Agreement, including but not limited to
maintenance of adequate security after the acceptance date of each Segment for
the time frame identified in the Agreement and full security for the following
improvements in an amount determined required by the Director:
(i) Storm drainage facilities to be constructed in the City of Irvine within:
a. Warner Avenue from east of Park Avenue to Peters Canyon Channel,
and
b. Barranca Parkway from Jamboree Road to Peters Canyon Channel.
(ii) Barranca Parkway and Warner Avenue storm drain improvements and
related work located between Jamboree Road and Tustin Ranch Road.
2. Miscellaneous.
2.1 Agreement Ratified. Except as specifically amended or modified herein, each and
every term, covenant and condition of the Amended Agreement is hereby ratified and shall
remain in full force and effect. Each and every reference to the "Agreement" in the First
Amended Agreement and in the Second Amended Agreement shall be deemed to refer to the
Amended Agreement as amended by this Third Amendment.
2.2 Binding Agreement. This Third Amendment shall be binding upon and inure to
the benefit of the parties hereto, their legal representatives, successors and permitted assigns.
2.3 Governing Law. This instrument shall be interpreted and construed in accordance
with the laws of the State of California.
IN WITNESS WHEREOF, City and the Developer have executed this Third Amendment
as of the date first set forth above.
CITY OF TUSTIN
Dated: , 2008
By:
William Huston, City Manager
APPROVED AS TO FORM
Special Counsel for City
STEEFEL, LEVITY & WEISS
A PROFESSIONAL CORPORATION
By:
DEVELOPER:
VESTAR/HIMCO TUSTIN, L.P., a California
limited liability company
By: Vestar Tustin, L.L.C., a Delaware
limited liability company
Its: General Partner
By: Hanley Tustin, Inc.,
Its: Managing Member
By:
Name
Title: