HomeMy WebLinkAbout18 ISSUANCE OF TAX ALLOCATION BONDS FOR MCASi Agenda Item 18
.A ~~~ . ~ AGENDA REPORT Re~,ewed: -- ~"
~~ City Manager
Finance Director ~ '
MEETING DATE: SEPTEMBER 7, 2010
TO: WILLIAM A. HUSTON, CITY MANAGER
FROM: PAMELA ARENDS-KING, FINANCE DIRECTOR
SUBJECT: ADOPT RESOLUTION RDA NO. 10-08 DESIGNATING CONSULTANTS
IN CONNECTION WITH THE PROPOSED ISSUANCE OF TAX
ALLOCATION BONDS RELATING TO THE AGENCY'S MCAS-TUSTIN
REDEVELOPMENT PROJECT AREA
SUMMARY:
To complete major backbone infrastructure for the Redevelopment Agency's MCAS-
Tustin Redevelopment Project Area the Agency is considering the issuance of tax
allocation bonds. The resolution RDA No. 10-08 designates consultants in connection
with the proposed issuance of the tax allocation bonds.
RECOMMENDATION:
It is recommended that the Board of Directors of the Redevelopment Agency adopt
resolution RDA No. 10-08 designating consultants in connection with the proposed
issuance of tax allocation bonds (TABs) relating to the Agency's MCAS-Tustin
Redevelopment Project Area.
FISCAL IMPACT:
The fees for the consulting services are contingent upon the sale and issuance of the
bonds, all of which are expected to be paid from the proceeds of the bonds or by means
of a discount on the purchase of the bonds. If for any reason the bonds are not issued,
the Agency will have no financial obligation to any of these consultants for their work
related to the Bonds. Financial advisors, Fieldman, Rolapp & Associates's fee for
financial services performed in connection with the issuance of the TABs is not to
exceed $54,500. Fiscal consultant, David Taussig & Associates' fee is not to exceed
$12,500. Underwriter, Stone & Youngberg LLC's fee is $4,234 per bond, and the out-
of-pocket expenses, regulatory fees and syndicate expenses are $0.417 per bond.
Therefore if the Agency issues $45 million of bonds their fee will be approximately
$209,295. Bond counsel, Quint & Thimmig LLP's fee fora $45 million bond issue is
approximately $103,700. The firm's fee for disclosure counsel services is $30,000.
ADOPT RESOLUTION RDA NO. 10-08 DESIGNATING CONSULTANTS IN CONNECTION WITH THE PROPOSED ISSUANCE OF
TAX ALLOCATION BONDS RELATING TO THE AGENCY'S MCAS-TUSTIN REDEVELOPMENT PROJECT AREA
SEPTEMBER 7, 2010 PAGE 2
BACKGROUND:
The Agency will maximize bonding capacity for the MCAS-Tustin Redevelopment
Project Area. Bonding capacity is estimated to be between $40 million and $45 million.
The bonds would finance various Tustin Legacy Backbone Infrastructure Program
Improvements yet to be completed located within and outside the Project Area
boundaries (for which a benefit resolution has been adopted by the Agency) including
traffic and circulation mitigation to support the MCAS Tustin Project Area, street and
roadway improvements, including grading, paving, curbs and gutters, sidewalks, street
signalization and signage, street lights, parkway and landscaping thereto, and storm
drains and flood control channels, runoff management improvements and water quality
mitigation measures, integrated utilities backbone (including electricity, gas, telephone,
cable, telecommunications, and other dry utilities and domestic and reclaimed water
and sewer facilities), telemetry, noise mitigation expenses associated with roadway
projects, public parkland and recreation facilities, right-of-way, property
management/caretaker services, and easements necessary for any such facilities.
Other costs include planning and designing the facilities; the cost of environmental
evaluations; and construction management of the infrastructure projects.
The initial priority project the bond financing will be applied to is the extension of Tustin
Ranch Road from Warner Avenue on the south to Walnut Avenue on the north,
including the Tustin Ranch Road Bridge and interchange at Edinger Avenue along with
the integrated improvements. The roadway improvement includes necessary and
integrated utility backbone systems.
Staff recommends that the Board of Directors of the Redevelopment Agency adopt a
resolution: (a) directing Staff to proceed with the preparation of documentation
necessary to provide for the issuance of the tax allocation bonds relating to the MCAS-
Tustin Redevelopment Project Area, which documents shall in any event be subject to
the approval of the Board of Directors of the Redevelopment Agency at a future
Redevelopment Agency meeting; (b) designating the professionals necessary to assist
Staff with the issuance of the bonds, including Fieldman, Rolapp & Associates as
financial advisor, Quint & Thimmig LLP as bond counsel and disclosure counsel, David
Taussig & Associates as fiscal consultant and Stone & Youngberg LLC as bond
underwriter; and (c) authorizing the Executive Director of the Redevelopment Agency to
execute agreements with the professionals for their services related to the bonds in
form acceptable to the Executive Director and Agency Counsel. All compensation
payable to the financial advisor, bond counsel and disclosure counsel will be contingent
upon the sale and issuance of the bonds, and it is expected that all of the consultants
will be paid from bond proceeds (or, in the case of the underwriter, by means of a
discount on the purchase of the bonds).
ADOPT RESOLUTION RDA NO. 10-08 DESIGNATING CONSULTANTS IN CONNECTION WITH THE PROPOSED ISSUANCE OF
TAX ALLOCATION BONDS RELATING TO THE AGENCY'S MCAS-TUSTIN REDEVELOPMENT PROJECT AREA
SEPTEMBER 7, 2010 PAGE 3
Pamela Arends-King ~-~"
Finance Director
Attachment(s): Resolution RDA 10-08
RESOLUTION NO. 10-08
A RESOLUTION OF THE REDEVELOPMENT AGENCY FO THE CITY OF
TUSTIN, CALIFORNIA, AUTHORIZING THE COMMENCEMENT OF
PROCEEDINGS IN CONNECTION WITH THE PROPOSED ISSUANCE OF
TAX ALLOCATION BONDS RELATING TO THE AGENCY'S MCAS-TUSTIN
REDEVELOPMENT PROJECT AREA, DESIGNATING CONSULTANTS, AND
AUTHORIZING AND DIRECTING CERTAIN ACTIONS WITH RESPECT
THERETO
The Tustin Community Redevelopment Agency (the "Agency") of the City of Tustin
does hereby resolve as follows:
WHEREAS, the Agency is a public body, corporate and politic, duly established
and authorized to transact business and exercise powers under and pursuant to the
provisions of the Community Redevelopment Law of the State of California, constituting
Part 1 of Division 24 of the California Health and Safety Code (the "Law"), including the
power to issue bonds for any of its corporate purposes;
WHEREAS, a redevelopment plan for the MCAS-Tustin Redevelopment Project
Area (the "Redevelopment Project") has been adopted in compliance with all
requirements of the Law;
WHEREAS, the Agency has determined that, due to prevailing financial market
conditions, it is in the best interests of the Agency at this time to finance redevelopment
activities for the benefit of the Redevelopment Project (the "2010 Project");
WHEREAS, to provide moneys to finance the 2010 Project, the Agency has
determined to issue its Tustin Community Redevelopment Agency Tax Allocation
Bonds (MCAS-Tustin Redevelopment Project Area), Series 2010 (the "Bonds"); and
WHEREAS, it is appropriate that the Agency formally authorize the
commencement of proceedings to issue the Bonds and to appoint a financial advisor,
bond counsel, disclosure counsel, a fiscal consultant and an underwriter in connection
therewith;
NOW, THEREFORE, it is hereby ORDERED and DETERMINED, as follows:
SECTION 1. Officers and officials of the Agency are hereby authorized to
proceed with the preparation of documents necessary to provide for the issuance and
sale of the Bonds. All such documents to which the Agency will be a party shall be
subject to the final approval thereof by the Agency at a subsequent meeting of the
Agency.
RDA Resolution 10-08
Page 1 of 3
SECTION 2. Fieldman, Rolapp & Associates is hereby designated as financial
advisor to the Agency; Quint & Thimmig LLP is hereby designated as bond counsel and
as disclosure counsel to the Agency and David Taussig & Associates is hereby
designated as fiscal consultant to the Agency, each in connection with the issuance and
sale of the Bonds. The Executive Director is hereby authorized and directed to execute
agreements with such firms for their services with respect to the Bonds, in forms
acceptable to the Executive Director and Agency counsel; provided that any and all
compensation payable to such firms shall be contingent upon the sale and issuance of
the Bonds.
SECTION 3. Stone & Youngberg LLC is hereby designated as underwriter to the
Agency in connection with the issuance and sale of the Bonds.
SECTION 4. The Chairperson, the Vice Chairperson, the Executive Director, the
Treasurer, Agency Counsel, the Secretary and all other appropriate officials of the
Agency are hereby authorized and directed to execute such other agreements,
documents and certificates as may be necessary to effect the purposes of this
Resolution and the financing herein authorized.
SECTION 5. This Resolution shall take effect upon its adoption.
PASSED AND ADOPTED at a regular meeting of the Tustin Community
Redevelopment Agency held on the 7th day of September, 2010.
Jerry Amante,
Chairperson
ATTEST:
PAMELA STOKER,
Recording Secretary
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) SS
CITY OF TUSTIN )
RDA Resolution 10-08
Page 2 of 3
I, Pamela Stoker, City Clerk and ex-officio Clerk of the Tustin Community
Redevelopment Agency of the City of Tustin, California, do hereby certify that the whole
number of the members of the Tustin Community Redevelopment Agency of the City of
Tustin is five; that the above and foregoing Resolution No. RDA 10-8 was duly passed
and adopted at a regular meeting of the Tustin Community Redevelopment Agency,
held on the 7th day of September, 2010 by the following vote:
AGENCYMEMBER AYES:
AGENCYMEMBER NOES:
AGENCYMEMBER ABSTAIN:
AGENCYMEMBER ABSENT:
PAMELA STOKER,
Recording Secretary
RDA Resolution 10-08
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