HomeMy WebLinkAbout03 CEQA WorkshopITEM #3
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DATE: FEBRUARY 22, 2011 ~~. ~;~'~
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TO: PLANNING COMMISSION
FROM: COMMUNITY DEVELOPMENT DEPARTMENT
SUBJECT: WORKSHOP (CALIFORNIA ENVIRONMENTAL QUALITY ACT)
California Environmental Quality Act
The California Legislature enacted the California Environmental Quality Act (CEQA) in
1970 in response to the Federal Government's passage of the National Environmental
Policy Act (NEPA) a year earlier. Since its inception, CEQA has grown to play an integral
role in the development industry. CEQA is not limited solely to immediate physical
development, but also applies to the adoption of developmental guidelines such as
amendments to the General Plan and Zoning Code. CEQA guidelines are continually
evolving due to case law. It is the responsibility of the Governor's Office of Planning and
Research (OPR) to review the CEQA guidelines at least once every two years and
recommend changes or amendments to the Secretary of the Resources Agency.
CEQA Framework
CEQA establishes the framework for environmental protection in six important ways:
• Environmental Policy. CEQA establishes a statewide policy of environmental
protection;
• Solving Problems. CEQA provides a mechanism for identifying and solving
environmental problems;
• Public Participation. CEQA increases a citizen's ability to participate in
governmental decision-making.
• Communication and Coordination. CEQA enhances communication and
coordination among governmental agencies.
• Disclosing Information. CEQA requires governmental decision-makers to disclose
the environmental impacts of their actions; and,
• Governmental Accountability. CEQA requires governmental decision-makers to
explain their decisions.
Planning Commission Workshop
February 22, 2011
Page 2
Purpose of CEQA
The basic purposes of CEQA are to:
• Inform govemmental decision makers and the public about the potential significant
environmental effects of proposed activities;
• Identify ways that environmental damage can be avoided or significantly reduced;
• Prevent significant, avoidable damage to the environment by requiring changes in
projects through the use of altematives or mitigation measures when the
govemmental agencies find the changes to be feasible; and,
• Disclose to the public the reasons why a govemmental agency approved the
project in the manner the agency chose if significant environmental effects are
involved.
Applicability
CEQA applies to all govemmental agencies at all levels in California and all govemmental
actions which may involve:
Activities directly undertaken by a govemmental agency;
Activities financed in whole or in part by a govemmental agency; or,
Private activities which require approval from a govemmental agency.
CEQA Fundamentals
Under the California Environmental Quality Act (CEQA), the environmental effects of a
project must be taken into account when considering discretionary development project
approvals such as General Plan Amendments, Zone Changes, Conditional Use Permits,
Zone Variances, Specific Plans, and Subdivision Maps.
CEQA indicates that public agencies should not approve projects as proposed if feasible
altematives or mitigation measures would substantially lessen the significant
environmental effects of such projects. CEQA also indicates that if a public agency finds
specific economic, social, or other conditions make the project altematives or such
mitigation measures infeasible, individual projects may be approved in spite of their
significant environmental effects.
CEQA Three Step Process
In deciding which CEQA document to prepare, an agency would norrnally follow the
separate steps (see attached flow chart) summarized as follows:
Planning Commission Workshop
February 22, 2011
Page 3
1. An activity is subject to CEQA if it falls under the definition of a "project" pursuant to
Section 15378 of CEQA Guidelines.
A "project' is defined as the whole of an action, which has a potential for resulting in
either a direct physical change in the environment or a reasonable foreseeable indirect
physical change in the environment.
The public agency would determine if the project is subject to CEQA orrf the project is
subject to a statutory or categorical exemption. If the project is exempt, the process
does not need to proceed further. The agency would prepare a Notice of Exemption
and file with the County Clerk. No additional review is required.
2. If the project is not exempt, the agency would prepare an Initial Study to determine
whether the project may have a significant effect on the environment. If the Initial
Study shows that there is no substantial evidence that the project may have a
significant effect, the lead agency either prepares a Negative Declaration or a
"Mitigated" Negative Declaration if mitigation measures are included to reduce impacts
to a level of insignificance.
3. If the Initial Study shows that the project may have a significant effect, the lead agency
would prepare an Environmental Impact Report (EIR).
CEQA Documents
• Statutory and Categorical Exemption
The list of Statutory Exemptions and Categorical Exemptions is contained in the
Public Resources Code. These exemptions are classes of projects for which the
Legislature has given the authority to the Secretary of the California Resources
Agency to create. Projects within any of these categories are exempt from CEQA
review. Examples of these projects include: ministerial projects (issuance of
business licenses, building permits, utility service connections and disconnections,
etc.), emergency projects, improvements to existing facilities, minor alterations to
land, new construction, or conversion of small structures, etc.
• Initial Study
Following preliminary review, the agency conducts an Initial Study if the project is
not exempt. The Initial Study is the basis for determining if a project has the
potential to cause a significant impact on the environment. The Initial Study
involves the completion of the Environmental Checklist form and supporting
analysis. Agency staff must be careful to ensure that the conclusions reached in
the Initial Study are supported by data. A mere checklist is insufficient.
Planning Commission Workshop
February 22, 2011
Page 4
• Negative Declaration
If there is no evidence that the project would have a significant impact, the agency
may prepare a Negative Declaration. If the Initial Study shows the potential for an
environmental impact but there are revisions to the project or measures to avoid or
lessen the impact to a level of insignificance, a "Mitigated" Negative Declaration can
be prepared.
• EIR
If the initial study indicates that the project may have a significant effect on the
environment, an EIR is required. The determination to prepare an EIR must be
based on substantial evidence. Substantial evidence must be based on facts and
reasonable assumptions rather than speculation, unsubstantiated opinions, or
inaccurate evidence.
An EIR is an information document only. It is not an action document. An EIR
would discuss which significant environmental effects, including cumulative impacts,
would result from a project. An EIR would also describe mitigation measures to
reduce or avoid any significant effects and propose project alternatives, including a
"no project" alternative. An EIR must be done with a sufficient degree of analysis to
allow decision-makers to consider environmental consequences.
The Planning Commission and City Council would utilize an EIR to approve or
disapprove a project considering its impact on the environment. If an agency finds
that there are no alternatives or feasible mitigation to prevent those consequences,
the agency could approve the project based upon findings of specific economic,
legal, social, technological, or other considerations. If the economic, legal, social,
technological, or other benefits, including region-wide or statewide environmental
benefits, of a proposed project outweigh the unavoidable adverse environmental
effects, then the adverse environmental effect may be considered "acceptable" and
a Statement of Overriding Consideration is made.
Public Review and Process of Filing a Negative Declaration and EIR
Prior to the approval of a project, the agency is required to invite the public to participate in
the environmental process. The following summarizes the public review period and
process for filing the Negative Declaration and EIR.
Negative Declaration
Prior to adopting a Negative Declaration and consideration of a project by the approval
body, the lead agency is required to provide a public review period for not fewer than
twenty (20) days. If the review involves State agencies, then the public review period must
not be fewer than thirty (30) days. The lead agency would prepare a public notice of the
availability of the Negative Declaration.
Planning Commission Workshop
February 22, 2011
Page 5
The public may submit comments on the draft Negative Declaration prior to consideration
of the project by the decision-maker. The lead agency must include all comments it
receives during the public comment period in considering the project approval.
EIR
• Notice of Preparation/Scoping
After determining that an EIR is required due to the potential for significant
environmental impacts of a project, the lead agency must send a Notice of
Preparation to responsible agencies, that is, other agencies with discretionary
authority over the project. The lead agency should also consult with any person or
organization that may be concerned with the environmental effects of the project.
This early consultation is called "scoping" and might include informal meetings in the
neighborhood or with planning staff to discuss potential problems that might arise.
• Draft EIR
As soon as the Draft EIR is completed, a Notice of Completion must be filed with the
Office of Planning and Research (OPR). At this point, the Draft EIR is also noticed
for a thirty (30) day public review. If the EIR is submitted to the State Clearinghouse,
the public review period would be forty-five (45) days.
The public may submit comments on the Draft EIR prior to consideration of the
project by the decision-maker. The City must evaluate and respond in writing to all
comments it receives during the public comment period.
• Revisions/Re-circulation
If significant new information is added to the Draft EIR after it has been released for
public review, the Draft EIR must be re-noticed and re-circulated for public review.
• Final EIR
If there were no significant changes to the EIR, the lead agency would prepare a
Final EIR. A Final EIR usually consists of the Draft EIR and the responses to public
comments received during the review period.
The Final EIR may include a proposed Mitigation Monitoring Plan and/or Overriding
Considerations. A Mitigation Monitoring Plan is a program for monitoring the
revisions which it has required in the project or the measures it has imposed to
mitigate or avoid significant environmental effects.
Planning Commission Workshop
February 22, 2011
Page 6
Project Approval
Once the environmental document (Negative Declaration or EIR) is certified, the City then
proceeds to review the project. The City cannot approve or carry out a project with
significant effects on the environment unless it responds by one or more of the following
methods:
~ Changing the project;
~ Imposing conditions of the project's approval;
~1 Adopting plans or ordinances to control a broader class of activities to avoid the
problems;
~l Choosing an alternative way of meeting the need;
~1 Making a finding that changes in, or alterations to, the project are not feasible; or
~ Making a finding that the unavoidable, significant environmental damage is
acceptable because of overriding considerations.
To ensure that the mitigation measures and project revisions identified in the EIR or
Negative Declaration are implemented, the City must adopt a Mitigation Monitoring
Program. The Mitigation Monitoring Program would identify conditions of project approval,
including measures and revisions required and imposed to mitigate or avoid significant
environmental effects.
If the significant effects are unavoidable or cannot be mitigated to a level of insignificance,
then the City must prepare a Statement of Overriding Considerations. The Statement of
Overriding Considerations shall state the specific reasons to support its action based on
the Final EIR and/or other information in the record.
Notice of Determination
Once a project is approved and the required findings, mitigation monitoring plan, and/or
overriding considerations are adopted, the agency would file a Notice of Determination
within five (5) working days with the County Clerk. If the project requires a discretionary
approval from a State agency, then the Notice of Determination must also be filed with
OPR.
Coordination with Permit Streamlininu Act
In accordance with the Permit Streamlining Act, a lead agency must approve or
disapprove a project within the following applicable periods:
One hundred eighty (180) days from the date of certification by the lead agency of an
EIR;
Sixty (60) days from the date of adoption of a Negative Declaration; or,
Sixty (60) days from the determination that the project is exempt from CEQA.
Planning Commission Workshop
February 22, 2011
Page 7
In the event that a lead agency fails to act to approve or to disapprove a project within the
time limits, the failure to act would be deemed approval of the permit application for the
development of the project.
Statute of Limitations
When a Notice of Determination is filed there is a thirty (30) day statute of limitations for
CEQA challenges which commences with the posting of the Notice of Determination. The
statute of limitations for the filing of a Notice of Exemption is a thirty-five (35) day period
which commences with the posting of the Notice of Exemption
CEQA Amendments
There have been significant amendments to the CEQA guidelines recently through the
adoption of Senate Bill 97 (SB 97) and Senate Bill 375 (SB 375). These amendments
primarily focus on the role of greenhouse gas (GHG) emissions associated with projects.
• SB 97 was enacted in 2007 and constitutes the Legislature's recognition that GHG
emissions are an appropriate subject for CEQA analysis. The Office of Planning
and Research was directed to develop guidelines for the mitigation of GHG
emissions or the effects of GHG emissions. These updated CEQA guidelines now
require agencies to determine the significance of impacts from GHG emissions that
a project may cause. The CEQA Environmental Checklist form has been updated to
include a section related GHG emissions which is required to be analyzed within the
Initial Study document. If a potentially significant impact could occur then an EIR
would need to be prepared and warrant further analysis.
• SB 375 was enacted by the Califomia Legislature and Governor Schwarzenegger in
2008. This bill seeks to reduce GHG emissions from cars and light trucks through
the coordination of land use and transportation planning. The law requires
Metropolitan Planning Organizations to add a Sustainable Communities Strategy
(SCS) component to their Regional Transportation Plans (RTPs). The SCS is
required to identify how it will achieve the GHG emission reduction targets as
established by the Califomia Air Resources Board (ARB). If the SCS cannot feasibly
show how it will reduce the GHG emissions to targeted levels, then an Alternative
Planning Strategy (APS) must be prepared to identify how GHG emission reduction
targets will be met. The SCS or APS needs to be accepted by the ARB prior to
implementation. The SCS for Orange County is still under development and has not
yet been approved by the ARB.
The provisions of SB 375 that affect CEQA are applicable to Transit Priority Projects
and Mixed Use Residential Projects that comply with the approved SCS or APS.
The CEQA guidelines have been updated with a list of criteria to determine which
projects qualify as Transit Priority Projects and Mixed Use Residential Projects.
Transit Priority Projects that qualify may receive exemptions from CEQA or a
Planning Commission Workshop
February 22, 2011
Page 8
reduced level of environmental review. Qualifying Mixed Use Residential Projects
may be eligible for a limited analysis under CEQA.
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Rya iontek, As ociate Planner
Attachment: CEQA Process Flow Chart
lssoeration of Environmental Professfo»als ?009
CEQA APPENDIX A:
CEQA PROCESS FLOW CHART
Public agency determines whether
the activity Is a "project" Not a protect
Project is ministerial
Public agency determines if the Na possible signif+contefJect
project is exempt Statutory exemption
Categorical exemption
Nat Exempt
Public agency evaluates project to
determine if there is a possibility that
the project may have a significant
effect on the envi ronment
Possible significant eJfed Notice of No further
Exemption may action required
Determination of lead agency where be filed under CEOA
more than one public agency is involved
RESPONSIBLE AGENCY LEAD AGENCY
Lead agency prepares initial study
Respond [o informal Consultoton
consuiCation
Lead agency decision to prepare
EIR or Ne ative Declaration
F1R Negative Declaration
Lead agency sends Notice of
Respond to Notice of Pre aration [o res onsible a en
Preparation as to contents of Consultation
draft EIR _
Lead agency prepares draft EIR
Lead agency files Notice of Lead agency gives public
Completion and gives public notice of availability of
Comments on adequacy of draft notice of availabili of draft EIR Ne alive Declaration
EIR or Negative Declaration Consultation Public Review Period Public Review Period
Lead agency prepares final EIR
including responses to comments
on draft EIR
Decision-making body considers Consideration and approval of Consideration and approval
final EIR or Negative Decaration final EIR b decision-makin bad of Negative Declaration by
Endings on feasibility of
reducing or avoiding significant
environmental effects
Decision on permit
State Agencies CocalAgencies
File Notice of File Notice of
Determination Determination
with OPR with County Clerk
Findings of feasibility of reducing
or avoiding significant
environmental effects
Deuston on project
State Agencies Local A encies
File Notice of Fiie Notice of
Determination Determination
with OPR with County Cierk
CEQA Guidelines Appendices
229