HomeMy WebLinkAbout05 HOUSING AUTHORITY REPORT' Agenda Item
~~.~ LL AGENDA REPORT Reviewed:
Finance Director
MEETING DATE: SEPTEMBER 20, 2011
5
TO: WILLIAM A. HUSTON, INTERIM CITY MANAGER & INTERIM HOUSING
AUTHORITY EXECUTIVE DIRECTOR
FROM: CHRISTINE SHINGLETON, ASSISTANT CITY MANAGER & HOUSING
AUTHORITY ASSISTANT EXECUTIVE DIRECTOR
SUBJECT: HOUSING AUTHORITY 2010-2011 ANNUAL REPORT
SUMMARY
The California Housing Authorities Law of the California Health and Safety Code
requires that the Housing Authority submit to the legislative body and the California
State Department of Housing and Community Development an annual report for the
preceding fiscal year.
RECOMMENDATION
It is recommended the Tustin Housing Authority Commissioners:
• Receive and file its Annual Report for Fiscal Year ("FY") 2010-2011 and transmit
such report to the Tustin City Council.
It is recommended that the City Council take the following actions:
• Receive and file the Housing Authority's Annual Report for FY 2010-2011.
• Direct that a copy of the Housing Authority's Annual Report for FY 2010-2011 be
filed with the City Clerk and ex-officio Clerk of the City Council of the City of Tustin
and the California State Department of Housing and Community Development.
FISCAL IMPACT
The only fiscal impact of this action has been the staff time necessary for required State
reporting. Pursuant to Section 34328.1, the Department of Housing and Community
Development could request the Housing Authority reimburse the department for the cost
of processing the report. The Housing Authority is requesting relief from this
requirement.
City Council Report
September 20, 2011
2010-2011 Housing Authority Annual Report
Page 2
BACKGROUND/DISCUSSION
On March 15, 2011, the City Council approved Resolution No. 11-20 establishing a
Housing Authority in accordance with the California Housing Authorities Law (CHAL).
On April 19, 2011, the Tustin Housing Authority Commissioners approved Resolution
No. HA 11-01 adopting By-Laws for the Tustin Housing Authority.
In accordance with Section 34328 of CHAL, the newly established Tustin Housing
Authority shall annually file on the first day of October with the City Clerk and with the
Department of Housing and Community Development (HCD) a complete report of its
activities for the preceding year. This report shall contain information adequate for the
city or HCD to determine that the requirements of Section 34312.3 have been met for
any activity undertaken pursuant to that section. The report shall also make either
directly or through any national, regional, or state housing association or organization of
which it may be a member, recommendations with reference to additional legislation or
other action which it deems necessary to carry out the purposes of CHAL.
Pursuant to Section 34328.1 of CHAL, the annual report must contain the following:
Recommendations for needed legislation to carry on properly a program of
housing and community development in this state.
2. Data on terminations of tenancies of victims of domestic violence in housing
authority units, and terminations of Section 8 vouchers of victims of domestic
violence.
a. The data shall be included in all cases where a notice of termination was
given, regardless of whether the termination was based in whole or in part on
activity related to the domestic violence, and whether the notice resulted in
the victim vacating the premises or actual termination of the voucher.
b. For each termination, the report shall briefly specify steps taken, if any, by the
authority to address the situation or assist the victim prior to the termination,
and, if known, the subsequent housing obtained by the victim. If no steps
were taken, the authority may include an explanation of why none were
deemed necessary.
c. The report shall include data on terminations of all victims of domestic
violence, as reported or known to the authority, its employees, or agents,
whether or not an arrest was made or any report was filed.
City Council Report
September 20, 2011
2010-2011 Housing Authority Annual Report
Page 3
d. The report may include any other information regarding domestic violence
victim terminations deemed relevant by the authority.
e. For purposes of this section, "domestic violence" has the meaning set forth in
Section 6211 of the Family Code.
3. Pursuant to Section 34328, the Tustin Housing Authority's annual report shall
contain information adequate for the city and HCD to determine that the
requirements of Section 34312.3 have been met for any activity undertaken
pursuant to that section. In accordance with Section 34312.3, the authority may do
any of the following and report accordingly:
a. Issue revenue bonds for the purpose of financing the acquisition,
construction, rehabilitation, refinancing, or development of multifamily rental
housing and for the provision of capital improvements in connection with and
determined necessary to the multifamily rental housing.
b. Make or undertake commitments to make construction loans and mortgage
loans to finance the acquisition, construction, rehabilitation, refinancing, or
development of multifamily rental housing.
c. Purchase or undertake, directly or indirectly through lending institutions,
commitments to purchase, construction loans, and mortgage loans originated
in accordance with a financing agreement with the authority to finance the
acquisition, construction, rehabilitation, refinancing, or development of
multifamily rental housing or make loans to lending institutions under terms
and conditions which, in addition to other provisions determined by the
authority, shall require the lending institutions to use the net proceeds of the
loans for the making, directly or indirectly, of construction loans or mortgage
loans to finance the acquisition, construction, rehabilitation, refinancing, or
development of multifamily rental housing.
4. Any activities where the Authority developed, rehabilitated, or financed housing
projects or participated in the development, rehabilitation, or financing of housing
projects; or purchased, sold, leased, owned, operated, or managed housing
projects so assisted, subject to all of the requirements of Section 34312.3 shall be
reported.
5. A reporting breakdown of occupancy by income levels and rents for housing
projects assisted by the Authority that demonstrate compliance with the following:
City Council Report
September 20, 2011
2010-2011 Housing Authority Annual Report
Page 4
a. Not less than 20 percent of all units in housing projects are available for
occupancy on a priority basis to persons of low income and base rents are
adjusted for household size, as determined pursuant to Section 8 of the
United States Housing Act of 1937 (42 U.S.C. Sect 1437f) or its successor.
b. Not less than one-half of the units are occupied by, or made available to, very
low income households, as defined by Section 50105 and rental payments for
those units do not exceed the amount derived by multiplying 30 percent times
50 percent of the median adjusted gross income for Orange County, adjusted
for family size.
6. Any indebtedness incurred pursuant to a mortgage loan finance under the terms of
Section 34312.3 that is subject to acceleration and the balance owing declared
immediately due and payable upon any sale of an owner-occupied residence to a
purchaser who does not meet the required qualifications for borrowers as
established by the Authority.
7. Certification the Authority is requiring the owners of housing projects assisted
pursuant to Section 34312.3 to accept as tenants, on the same basis as all other
prospective tenants, in the units reserved for very low income households, any
very low income households, any very low income households who are recipients
of federal certificates for rent subsidies pursuant to the existing program under
Section 8 of the United States Housing Act of 1937 (42 U.S.C. Sec. 1437f), or its
successor. The Authority shall not permit a selection criteria to be applied to
Section 8 certificate holders that is any more burdensome than the criteria applied
to all other prospective tenants.
8. Certification that no resident in housing units assisted pursuant to Section 34312.3
shall be denied continued occupancy or ownership because, after admission, the
resident's family income increases to exceed the eligibility level. However, the
Authority shall ensure that percentage requirements of this section shall continue
to be met by providing the next available unit or units to persons of low income or
by taking other actions to satisfy the percentage requirements of this section.
9. In determining whether the percentage requirements of subdivision (c) have been
achieved, the following terms and conditions shall be applied:
a. The requirement that 20 percent or 15 percent, as the case may be, of the
housing units assisted by an Authority pursuant to this section shall be
available on a priority basis, or occupied by, households whose adjusted
gross income does not exceed the applicable limits prescribed by subdivision
City Council Report
September 20, 2011
2010-2011 Housing Authority Annual Report
Page 5
(c) shall apply to the aggregate number of units assisted by an Authority
pursuant to this section.
b. This section applies only to housing units first assisted after January 1, 1983,
and the percentage requirements of subdivision (c) shall be complied with by
January 1, 1986, and on January 1 of each even-numbered year thereafter.
c. The percentage requirements of subdivision (c) shall be achieved within each
of the following categories: (1) rental housing developments; (2)
homeownership developments; and (3) rehabilitation financing. Housing units
provided by rehabilitation financing shall not be counted within either of the
first two categories.
10. Units required to be reserved for occupancy by subdivision (c) and financed with
the proceeds of bonds issued on or after January 1, 1986, shall remain occupied
by, or made available to, those persons until the bonds are retired.
11. Multifamily rental housing financed pursuant to Section 34312.3 shall not be
subject to the requirements of subparagraph (B) of paragraph (1) and paragraph
(2) of subdivision (c), and the requirements of subdivision (d), if all of the following
requirements are fulfilled:
a. The Housing Authority offers each tenant a homeownership opportunity when
the bonds are retired.
b. A special trust fund or account which is funded with bond issuance proceeds
or developer contributions, or both, is established no later than the time that
the multifamily rental housing is first occupied. The initial funding of the
account shall be no less than 5 percent of the face value of the bonds issued
for the multifamily rental housing project. Upon repayment of the bonds,
these funds, and all interest accruing thereon, less any amounts necessary to
pay outstanding claims, shall be used to assist housing units for persons of
very low income.
c. The requirements of subparagraph (A) of paragraph (1) and subparagraph (A)
of paragraph (2) of subdivision (c) shall remain in effect for the periods
required by Section 103(b)(12)(B) of Title 26 of the United States Code.
12. It is the intent of the Legislature, and the Legislature declares, that housing
authorities are the local entities with primary responsibility for providing housing for
low-income and very low income households within their jurisdictions. However,
recognizing that housing projects only for low-income households cannot be
City Council Report
September 20, 2011
2010-2011 Housing Authority Annual Report
Page 6
adequately assisted or developed with currently available funds, and that excess
funds from housing projects assisted pursuant to this section can be utilized to
further assist in the provision of housing for lower income households, it is the
intent of the Legislature that the authorization of this section is to be used to
enhance and supplement the traditional housing authority role of providing housing
only for low-income households.
13. The Authority shall provide the Department of Housing and Community
Development funds as requested by the department to reimburse the department
for the cost of processing the report required by this section.
ANALYSIS
The Housing Authority was established at the end of the third quarter of FY 2010-2011
and by-laws were adopted in the fourth quarter of FY 2010-2011. As a result, there is
no activity to report for FY 2010-2011. The attached annual report responds to the
requirements of Sections 34312.3 and 34328.1 and reports the lack of activity
accordingly.
Staff will be available to respond to any questions at the Housing Authority and City
Council meeting of September 20, 2011. As a result of the recommended actions, the
2010-2011 Housing Authority Annual Report will be submitted to the Department of
Housing and Community Development prior to October 1, 2011.
~~v
Christine A. Shingleton
Assistant City Manager
Attachments:
Tustin Housing Authority Annual Report, FY 2010-2011
TUSTIN
TUSTIN HOUSING AUTHORITY
ANNUAL REPORT
FY 2010 - 2011
BUfLDING OUR FUTURE
HONORING OUR PAST
TUSTI N HOUSING AUTHORITY
FY 2010 - 2011
Established
The Tustin Housing Authority was established on March 15, 2011 and the By-Laws
were adopted on April 19, 2011.
Annual Report
In accordance with Section 34328 of California Housing Authorities Law (CHAL), the
newly established Tustin Housing Authority is filing on the first day of October with the
City Clerk and with the Department of Housing and Community Development (HCD) a
complete report of its activities for the preceding year. This report contains information
adequate for the city or HCD to determine that the requirements of Section 34312.3
have been met for any activity undertaken pursuant to that section. The report shall
also make either directly or through any national, regional, or state housing association
or organization of which it may be a member, recommendations with reference to
additional legislation or other action which it deems necessary to carry out the purposes
of CHAL.
Pursuant to Section 34328.1 of CHAL, the annual report must contain the following:
1. Recommendations for needed legislation to carry on properly a program of
housing and community development in this state.
a. The Tustin Housing Authority does not have any recommendations for
needed legislation at this time.
2. Data on terminations of tenancies of victims of domestic violence in housing
authority units, and terminations of Section 8 vouchers of victims of domestic
violence.
a. The Tustin Housing Authority does not currently own or operate housing
authority units or issue Section 8 vouchers. As a result, the authority does
not have any data to report.
3. Pursuant to Section 34328, the Tustin Housing Authority's annual report shall
contain information adequate for the city and HCD to determine that the
requirements of Section 34312.3 have been met for any activity undertaken
pursuant to that section.
a. The Tustin Housing Authority did not issue revenue bonds, make or
undertake commitments, or purchase or undertake commitments
associated with multifamily rental housing.
4. Any activities where the authority developed, rehabilitated, or financed housing
projects or participated in the development, rehabilitation, or financing of housing
projects; or purchased, sold, leased, owned, operated, or managed housing
projects so assisted, subject to all of the requirements of Section 34312.3.
a. The Tustin Housing Authority does not have any activity to report.
5. A reporting breakdown of occupancy by income levels and rents for housing
projects assisted by the authority that demonstrate compliance.
a. The Tustin Housing Authority does not have any activity to report.
6. Any indebtedness incurred pursuant to a mortgage loan finance under the terms of
Section 34312.3 that is subject to acceleration and the balance owing declared
immediately due and payable upon any sale of an owner-occupied residence to a
purchaser who does not meet the required qualifications for borrowers as
established by the authority.
a. The Tustin Housing Authority does not have any activity to report.
7. Certification that the authority shall require the owners of housing projects assisted
pursuant to Section 34312.3 to accept as tenants, on the same basis as all other
prospective tenants, in the units reserved for very low income households, any
very low income households, any very low income households who are recipients
of federal certificates for rent subsidies pursuant to the existing program under
Section 8 of the United States Housing Act of 1937 (42 U.S.C. Sec. 1437f), or its
successor. The authority shall not permit a selection criteria to be applied to
Section 8 certificate holders that is any more burdensome than the criteria applied
to all other prospective tenants.
a. The Tustin Housing Authority does not have any activity to report.
8. A determination that no resident in housing units assisted pursuant to Section
34312.3 was denied continued occupancy or ownership because, after admission,
the resident's family income increased to exceed the eligibility level. However, the
authority shall ensure that percentage requirements of this section shall continue to
be met by providing the next available unit or units to persons of low income or by
taking other actions to satisfy the percentage requirements of this section.
a. The Tustin Housing Authority does not have any activity to report.
9. A determination in whether the percentage requirements of subdivision (c) of
Section 34312.3 have been achieved.
a. The Tustin Housing Authority does not have any activity to report.
10. Units required to be reserved for occupancy by subdivision (c) and financed with
the proceeds of bonds issued on or after January 1, 1986, shall remain occupied
by, or made available to, those persons until the bonds are retired.
a. The Tustin Housing Authority does not have any activity to report.
11. Determination that multifamily rental housing financed pursuant to Section 34312.3
is not subject to the requirements of subparagraph (B) of paragraph (1) and
paragraph (2) of subdivision (c), and the requirements of subdivision (d), as a
result of fulfilling all requirements.
a. The Tustin Housing Authority does not have any activity to report.
12. It is the intent of the Legislature, and the Legislature declares, that housing
authorities are the local entities with primary responsibility for providing housing for
low-income and very low income households within their jurisdictions. However,
recognizing that housing projects only for low-income households cannot be
adequately assisted or developed with currently available funds, and that excess
funds from housing projects assisted pursuant to this section can be utilized to
further assist in the provision of housing for lower income households, it is the
intent of the Legislature that the authorization of this section is to be used to
enhance and supplement the traditional housing authority role of providing housing
only for low-income households.
a. The Tustin Housing Authority does not have any activity to report.
13. The authority shall provide the Department of Housing and Community
Development funds as requested by the department to reimburse the department
for the cost of processing the report required by this section.
a. Considering the Tustin Housing Authority was established in FY 2010-
2011 and has nothing to report, the authority requests relief from HCD's
requirement the authority reimburse the department.