HomeMy WebLinkAbout12 TPOA MOU - 2 YEARS 05-03-99TO'
FROM'
SUBJECT:
WILLIAM A. HUSTON
PERSONNEL SERVICES
POLICE OFFICERS TWO-YEAR M.O.U.
SUMMARY: Authorize the City Manager to sign the Memorandum of
Understanding between the City and the Tustin Police Officers Association
effective from January 1, 1999 through December 31, 2000.
RECOMMENDATION'
That City Council authorizes the City Manager to sign the Memorandum of
Understanding with the Tustin Police Officers Association. This M.O.U. is a two-year
agreement between the City and the Police Officer's Unit effective January 1, 1999
through December 31,2000.
FISCAL IMPACT:
The cost of the salary increase over the 24-month period of the contract is
approximately $417,924. The Cost of the increase in flexible benefits for the first year
is approximately $13,248. There is a provision to increase the flexible benefit further
January, 2000, by the average increase for all plans to which employees currently
subscribe. Whether or not an increase will occur is hard to predict.
BACKGROUND:
Tustin Police Officers Association and the City have been negotiating since December,
1998. There has been a considerable amount of data exchange to arrive at a fair
package. The M.O.U. is a two-year agreement which expires December 31,2000.
Bettie Correa
Senior personnel Analyst
S:Correa\CouncilRpts\TPOA99MOU-Rpt.doc
MEMORANDUM OF UNDERSTANDING
POLICE OFFICERS' REPRESENTATION UNIT
CITY OF TUSTIN
and
TUSTIN POLICE OFFICERS' ASSOCIATION
TERM: JANUARY 1, 1999 TO DECEMBER 31, 2000
TABLE OF CONTENTS
Article
Article
Article 3.
Article 4.
Article 5.
Article 6.
Article 7.
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article
Article 31.
Article 32.
Article 33.
Article 34.
Article 35.
Article 36.
Article 37.
Article 38.
Article 39.
Article 40.
Exhibit B
1. Recognition ....................................................................................................... 1
2. Salary Adjustment ............................................................................... : ............. 1
Retirement Plan ............................................................................................... 2
Bereavement Leave ......................................................................................... 2
Bilingual Compensation ................................................................................... 2
General Leave .................................................................................................. 2
Uniform Allowance .............................................................. .............................. 3
8. Standby Duty .................................................................................................... 3
9. Call-Back Duty ................................................................................................ 3
10. Deferred Compensation ................................................................................. 3
11. Court Pay Provisions ..................................................................................... 4
12. Overtime Compensation ................................................................................. 4
13. Employee Life Insurance ................................................................................ 4
14. Flexible Benefits Plan .................................. : ................................................. 4
15. Educational Incentive Pay ............................................................................. 6
16. Tuition Reimbursement .................................................................................. 6
17. Holidays ......................................................................................................... 6
18. Management Rights Clause ........................................................................... 7
19. ScOpe of Renegotiation at Conclusion of Contract ......... . ............................... 8
20. Administrative Regulations ............................................................................. 8
21. Application of Agreement ............................................................................... 8
22. Gender ........................................................................................................... 8
23. Retiree's Health Insurance ............................................................................. 8
24. Severability: ................................................................................................... 8
25. Binding on Successors ............................................................ ...................... 8
26. Ratification ..................................................................................................... 9
27. Amendments .................................................................................................. 9
28. Notices ........................................................................................................... 9
29. Term of Agreement ......................................................................................... 9
30. Conclusion of Agreement ............................... : .............................................. 9
No Change of Benefits ............................................... , ................................... 9
Performance Evaluations ............................................................................... 9
Probationary Period ..................................................................................... 10
Career Officer Program ................................................................................ 10
Long-Term Disability (LTD) Plan .................................................................. 10
Special Assignments ................................................................................... 10
Shift Differential ............................................................................................ 11
Substance Abuse Testing ............................................................................ 11
Disciplinary Appeals ..................................................................................... 11
Work Schedules ........................................................................................... 11
Third party Advisory Process for Disciplinary Appeals ........................... BI-B4
MEMORANDUM OF UNDERSTANDING
CITY OF TUSTIN AND TUSTIN POLICE OFFICERS ASSOCIATION
WHEREAS, in accordance with the provisions of the California Government Code
Sections 3500 et.seq, and Section 17 of the Personnel Rules and Regulations of the City
of Tustin, the City's representatives have met and conferred in good faith with the
representatives of the Tustin Police Officers Association pertaining to the subject of wages,
benefits and conditions of employment for the nOn-administrative and non-management
police employees of City; and
WHEREAS, the meeting between Tustin Police Officers and the City representatives has
resulted in an agreement and understanding to recommend that the employees
represented by the Tustin Police Officers Association accept all of the terms and conditions
as set forth herein and that the City representatives recommend to the City Council that
it adopt by resolution or resolutions the changes and additions to the wages, hours and
conditions of employment for the non-administrative and non-management police officers
of City set forth herein.
WITNESSETH
Article 1. Recognition The City has previously recognized the Tustin Police Officers
Association as the majority representative of all non-administrative and non-management
police employees of City for the purpose of representation on issues of wages, hours and
other terms and conditions of employment. The employees represented by the Association
hold positions in the Police Recruit and Police Officer classifications. As majority
representative, the Tustin Police Officers Association is empowered to act on behalf of all
non-administrative and non-management police sworn employees of the City, whether or
not they are individually members of the Tustin Police Officers Association. The
Classifications covered .by this agreement are Police Recruit and Police Officer.
Article 2. Salary Adjustment
A. The salaries of all bargaining unit employees in the classification of Police Recruit
and Police Officer shall be increased by four-percent (4) retroactive to January 3, 1999.
B. The four percent (4%) referenced in A shall apply to base salary and all pay
received dating from January 3, 1999 that is based on base salary including but not limited
to: career officer pay, holiday pay, overtime pay, stand-by pay, call back pay, court pay,
and special assignment pay. Pay received as compensation for unused compensatory
time, holiday time, and general leave shall also be subject to the four-percent (4%)
adjustment.
C. Effective at the beginning of the pay period closest to January 1, 2000 the base
salary rates of the classes of Police Recruit and Police Officer shall be increased by four-
percent (4 %).
Article 3. Retirement Plan The City shall continue to "pick up" and pay on behalf of each
employee the employee's required contribution to the Public Employees Retirement
System (PERS) in the amount equal to nine percent (9%) of the employee's "compensation
earnable."
Employees serving in a Classification covered by this Agreement have a vested right to
receive all of the retirement benefits entitled them as of the effective date of this
Agreement.
Article 4. Bereavement Leave The City shall allow up to three (3) days with pay for the
purpose of bereavement leave for all non-administrative and non-management police
employees of the City in the event of a death in the immediate family. "Immediate Family"
shall be defined as including the spouse, mother, father, brother, sister, child, grandparent,
and grandchild of the employee or the employee's spouse.
Article 5. Bilingual Compensation The City shall pay seventy-five dollars ($75.00) per
month to all non-administrative and non-management police employees who can
demonstrate a skill in Spanish at the conversational level, or another language which the
Chief of Police and City Manager have approved as being needed in police work. In order
to receive such bilingual compensation,, an employee shall make application to the
Personnel Department and satisfactorily complete a conversational fluency test in such
language administered by a qualified person. The bilingual compensation.shall commence
effective the start of the next pay period following the certification of the test results and
notification of the Finance Department by the Personnel Department.
Article 6. General LeaVe General leave with pay shall be granted to each full-time
regular and probationary employee at the rates listed below, prorated on a bi-weekly basis
for each bi-weekly pay period in which the employee works more than half time.
Periods of Service
General Leave Hours Per Year
6 months to 1 year 26.67 hours per month
1-5 years 160*
6-10 "" 208
Over 10 "" 248
* 168 hours for employees hired before October 1, 1993.
,
Each calendar year employees may accumulate General Leave to a maximum of
twice the employee's annual entitlement. Upon reaching the maximum, the
employee may continue to accrue General Leave until the end of the calendar year.
During the first pay period of each calendar year all unused Leave in excess of the
maximum shall be forfeited and no payment shall be made for the forfeited Leave.
Page 3
Upon separation from the City service the employee will be paid for unused Leave,
not to exceed the maximum of two (2) years entitlement, at the employee's then
current base salary rate.
.
An employee with less than six (6) months of employment shall be advanced a
maximum of twenty-four (24) hours of General Leave that may be used for the
employee's absence due to his/her illness, injury, or incapacitation due to
pregnancy. If an employee uses advanced Leave and terminates prior'to the
completion of six (6) months of service, payment received for such Leave shall be
deducted from his final paycheck.
Article ?. Uniform Allowance The City will provide a uniform allowance of one hundred
and sixty-two dollars and fifty cents ($162.50) semi-annually, as well as pay for special
motor officer gear and officer public safety leather gear.
Article 8. Standby Duty Standby duty for other than court appearances shall be
compensated at the rate of two (2) hours straight time for each eight (8) hours required,
including holidays. Standby duty for scheduled court appearances on behalf of the City
shall be compensated at a rate of two (2) hours straight time for morning (a.m. hours)
appearances and two (2) hours straight time for afternoon (p.m. hours) appearances.-
If a scheduled stand by is canceled and the employee is not advised of the cancellation
before 6:00 p.m. on the day prior to the subpoena date, the employee shall receive two
hours 0f standby pay. A reasonable effort by the employer (e.g. phone call) to notify the
employee prior to 6:00 p.m. on the day prior, will negate the two hours of standby pay.
Employees who are scheduled for standby shall advise the department of a telephone
number where they can be either reached or a message can be left to advise them of a
cancellation:
If an employee is on standby and the standby status is canceled the employee will still
receive the full amount of standby pay appropriate for the time frame involved.
Article 9. Call-Back Duty In addition to standby compensation, if any, officers shall
receive a minimum of two (2) hours overtime compensation at time and one-half for any
call which required them to return to duty.
Article 10. Deferred Compensation The City shall contribute $37.00 per pay period, per
employee, to a deferred compensation program or vehicle currently offered by the City.
It is the responsibility of all employees to complete the necessary paperwork and take all
required steps to enroll in the program. Should employees fail to enroll, the City is under
no obligation to make retroactive contributions on behalf of said employee or employees.
Employees hired into the bargaining unit shall be provided with a notification of the
deferred compensation program, including the amount of employer contributions, during
employee orientation.
Page 4
Article 11. Court Pay Provisions The City shall pay actual time spent in court at a rate
of time and one-half to employees who are required to appear in court on behalf of the 'City
during their off-duty hours subject to a minimum of two (2) hours of such compensation for
court appearances scheduled in the morning (a.m. hours) and two (2) hours of such
compensation for court appearances scheduled in the afternoon (p.m. hours).
Article 12. Overtime Compensation The City shall pay all non-administrative and non-
management sworn police employees premium pay of time and one-half for all approved
overtime hours worked in excess of (1) regularly scheduled hours per shift; (2) hours
worked on a day the employee is not regularly scheduled to work; or (3) hours worked in
excess of the prescribed hours during the applicable work cycle described in Article 41 (i.e.
(a) 10 hours in a 7-day work cycle for employees on the 4/10 work schedule; (b) 160 hours
in a 28-day cycle for employees on the 3/12.5 work schedule; and (c) 80 hours in a 14-day
work cycle for employees on the 9/80 work schedule). General leave, compensatory time
and holiday hours shall be regarded as hours worked in these calculations; provided
however, that standby time shall not be considered in determining entitlement to premium
pay.
In lieu of receiving cash payment for overtime, an employee may elect the option of
accruing compensatory time at the rate of time and a half, and shall have a cap of forty
(40) hours placed on the accrual of compensatory time off.
The time during which an employee may take his/her compensatory time shall be subject
to approval by the appointing authority or his/her designee with due regard for the wishes
of the employee and for the needs of the service. Should this provision be found invalid
by an arbitrator, court of competent jurisdiction or the Department of Labor, the accrual of
compensatory time shall cease and all accrued compensatory time shall be paid at the
employee's current straight time rate.
Upon separation from City service, an employee shall be compensated for all accrued
compensatory time of forty (40) hours or less at his/her straight time hourly base rate.
Article 13. Employee Life Insurance. The City will provide life insurance on the life of
each regular, permanent full-time, non-administrative, non-management sworn police
employee of the City and pay the premiums thereof. The death benefit of said police shall
be one hundred percent (100%) of the employee's base annual salary to the nearest
multiple of $1,000.00. The City shall also make available, at the employee's option, a
supplemental life insurance policy, the death benefit of which shall be $18,000.00. The
premium of said supplemental policy shall be paid by the employee.
Article 14. Flexible Benefits Plan The Flexible Benefits Plan will be as follows:
A. Flexible Benefits Contribution per month per eligible employee.
Employee Only Employee + 1 Employee + 2 or more
Page 5
Dependent
Dependents
Effective January 1, 1999
'$312
$416 $52O
Effective January 1, 2000
Each category of the Flexible Benefits Contributions will be adjusted by the 1999
average percentage increase in premiums of the plans in which City
employees are enrolled.
Bo
The Flexible Benefits contribution consists of mandatory and discretionary
allocations which may be applied to City sponsored programs. Employees are
required to take employee only dental insurance with premiums to be paid out of
their contribution and $16.00 of the contribution constitutes the City payment
towards retiree medical insurance. Employees may allocate the remaining amount
among the following City sponsored programs:
.
3.
4.
5.
6.
Medical insurance offered under the Public Employees' Medical' and Hospital
Care Act Program.
Dependent Dental Insurance
Additional Life Insurance
Vision Insurance
Deferred Compensation
Section 125 Program
Discretionary allocations are to be made in accordance with program/City
requirements including restrictions as to the time when changes may be made in
allocations to the respective programs.
Employees who do not take medical insurance through the'program offered by the
City shall receive $120.00 per month in lieu of the flexible benefits contribution. As
a condition of receiving such amount, the employee must provide evidence,
satisfactory to the City, that he/she has medical insurance coverage comparable to
coverage available through the City program.
D. Section 125 Program
The Section 125 Program will be continued in full force and effect for the duration
of this agreement unless changed by mutual agreement of the City and Association.
The Program shall be administered through.Colonial Life provided that the City
retains the right to change administrators for cause. Participation in the Program
is voluntary and such costs as may attend participation are to be paid by the
employee.
Page 6
Article 15. Educational Incentive Pay The City shall-provide educational incentive pay
as an incentive for employees to improve their level of education in relevant fields beyond
the expected level for their position.
Degree in Related Field
Police Officer
AA Degree or its equivalent
Bachelor's Degree
$125/mo.
$250/mo.
An equivalent to an A.A. Degree shall include continuing active enrollment in a Bachelor's
curriculum with over half the course work completed. A reasonable interpretation of the
related nature of the degree fields shall be made by the Personnel Director.
Article 16. Tuition Reimbursement Employees shall be encouraged to further their
academic education and training in those areas of benefit both to the employee and to the
City. Full-time employees will be eligible for reimbursement by the City of tuition for
professional and technical courses subject to the following conditions and related Council
Policy statements:
A.
B.
C.
D.
Department Head and City Manager approval must be obtained before
enrollment in the course.
Reimbursement shall be made of tuition fees, textbooks, lab fees, or required
supplies, upon completion of the course with a satisfactory grade and after
the completion of the initial probationary period.
Tuition reimbursement shall not be made if the employee is drawing veteran's
education benefits or any other reimbursement for the same course.
Reimbursement for up to $500.00 each calendar year if the employee is
attending a community college or $1,000.00 each calendar year if the
employee is attending a four year college or university will be paid upon
receipt by the Personnel Department of proof of successful completion of the
course(s) and proof that payment of fees has been made. If an employee
attends both a community college and four year college or university in a
calendar year the maximum reimbursement shall be $750.00.
Article 17. Holidays The following shall be paid holidays for all full-time regular and
probationary employees in permanent positions.
January 1
Third Monday in February
Last Monday in May
July 4
First Monday in September
November 11
The Thursday in November
designated by the President or
New Year's Day
Washington's Birthday
Memorial Day
Independence Day
Labor Day
Veteran's Day
Page 7
Governor as Thanksgiving Day
The day following the Thursday in
November designated as Thanksgiving
Day
Day before the Christmas
Day Holiday
December 25
Day before the New Year's
Day Holiday
Thanksgiving Day
Day after Thanksgiving Day
Christmas Holiday Eve
Christmas Day
New Year's Holiday Eve
When a holiday occurs on a Sunday, the following Monday will be observed instead. When
a holiday occurs on a Saturday, the preceding Friday will be observed instead.
On December 1 of each year, a regular or promotional probationary employee may
designate any portion of his/her holiday credit for the following year which he/she would
like to be paid for in lieu of having time off. This notification shall be in writing and is
irrevocable. Payment for the holiday time shall be made in January of each year. In the
event that an employee separates from service and has used and/or been paid for holidays
in excess of the pro-rata earned hours per month, the employee shall reimburse the City
for the overage.
For each designated holiday not cashed out full-time regular and probationary Police
personnel on shifts will receive General Leave at the rate of eight (8) hours for each
holiday. Full-time regular and probationary Police personnel not assigned to shifts will
receive General Leave at the rate of eight (8) hours for each holiday or equivalent paid
time off. If a non-shift employee's scheduled day off falls on the day of the holiday, he/she
shall be credited with General Leave at the rate of eight (8) hours for each holiday. It is
permissible for a non-patrol officer to work at his/her regular assignment on a holiday for
which he/she has been paid if she/he elects to do so. However, the department maintains
the right to assign officers to any funCtion when extraordinary circumstances arise.
If the number of regularly scheduled paid hours in a work period is less than that
prescribed in Article 41, the employee may use accrued compensatory time or general
leave to ensure that the prescribed hours will be paid in that period.
Article 18. Management Rights Clause Except as otherWise specifically provided in this
memorandum, the Personnel Rules & Regulations and Departmental Regulations, and
amendments and revisions thereto, will remain in force and effect, whether exercised or
not, and they are the sole and exclusive right and functions of management including, but
not limited to:
The right to contract or subcontract construction, services, maintenance, distribution
or any other work with outside public or private entities.
The right to suspend provisions of this agreement in the event of, and for the
Page 8
duration of, an emergency as determined by the City Council, and/or by county,
State or Federal action upon notification to the association regarding the nature and
expected duration of the emergency.
The right to determine staffing and to direct the work force, including the right to
hire, promote, demote, evaluate, transfer, lay-off or discharge any employee. The
right to take such further action as may be necessary to organize and operate the
City in the most efficient and economical manner to. serve the public interest.
Nothing contained herein shall be construed as a waiver by the Tustin Police Officers
Association of any right to meet and confer and/or represent its members pursuant to the
Meyer-Milias-Brown Act on any other applicable State or Federal law.
Article 19. Scope of Renegotiation at Conclusion of Contract All provisions of this
agreement and other conditions of employment appropriate to the meet and confer process
shall be subject to renegotiation at the conclusion of the contract pedod and may thereafter
be included in the meet and confer process at the request of either party.
Article 20. Administrative Regulations The City Manager may issue written
administrative personnel regulations designed to augment or clarify the provisions of this
memorandum.
Article 21. Application of Agreement The parties agree that the term "employee"
whenever used herein, whether singular or plural, means and applies only to those
employees of the City included within the representative unit, represented by Tustin Police
Officers Association, and that this memorandum covers only said employees. It is not
solely limited to the members' of the Tustin Police Officers Association.
Article 22. Gender Words used in this memorandum in the singular include the plural,
and the plural' include the singular. Words appearing in the male gender include the
female gender and the female gender include the male gender.
Article 23. Retiree's Health Insurance The City will contribute a maximum of $150.00
per month towards the payment of medical insurance premiums for employees who retire
from the City of Tustin after October 1, 1993. Such contribution is supplemental to the
$16.00 per month City contribution to be made for eligible retirees under the Public
Employees' Medical and Hospital Care Act Program and subject to the same conditions
applicable to the PERS City contribution.
Article 24. Severability If any part of this memorandum is rendered invalid by reason of
any existing or subsequently-enacted legislation, governmental regulation or order or
decree of court, the invalidation of such part shall not render invalid the remaining parts.
Article 25. Binding on Successors This memorandum shall be binding on the
successors and assigns Of the parties hereto and no provisions, terms or obligations herein
Page 9
contained shall be affected or changed in any way whatsoever by the consolidation,
merger, sale, transfer or assignment of either party hereto.
Article 26. Ratification This memorandum contains all the terms and conditions agreed
to between the parties. This memorandum shall be of no force or effect unless or until duly
approved adopted, ratified, and agreed to by the City Council of City, or in the alternative,
that all of the substantive provisions contained herein are adopted by resolution of the City
Council.
Article 27. Amendments This memorandum can be altered or amended only by written
agreement between the parties hereto.
Article 28. Notices Notices hereunder shall be in writing and, if to Tustin Police Officers
Association, shall be mailed to President, Tustin Police Officers Association, Post Office
Box 1516, Tustin, Ca 92780; and, if to City, shall be mailed to; City Manager, City of
Tustin, 300 Centennial Way, Tustin, California 92780.
Article 29. Term of Agreement This Agreement shall be and remain in effect from
January 1, 1999 to and including December 31, 2000. All provisions set forth herein shall
be effective as to non-administrative and non-management swom police employees of the
Tustin Police Department as 'of January 1, 1999, unless otherwise specifically provided.
Article 30. Conclusion.of Agreement This agreement shall contain all of the covenants,
stipulations and the provisions agreed upon by the parties. It is understood that all items
relating to employee wages, hours and other terms and conditions of employment not
coVered in this agreement are covered by existing ordinances, resolutions, policies and
practices of the City as well as the Personnel Rules & Regulations presently in effect.
Therefore, for the life of this agreement, neither the City or Tustin Police Officers
Association shall be compelled to meet and confer concerning any mandatory bargaining
or meet and confer issue, whether specifically met and conferred about prior to the
conclusion of this agreement or which may have been omitted in the meeting and
conferring which led up to the conclusion of this agreement, except by mutual agreement
of the parties.
Article 31. No Change of Benefits During the life of this agreement there shall be no
change of benefits or privileges contained in existing resolutions and rules not specifically
revised by the provisions of this agreement, except after compliance with applicable laws.
Article 32. Performance Evaluations An employee may not appeal or grieve a
performance evaluation unless said evaluation results in the denial of a merit increase.
Nothing herein shall serve to restrict an employee from having a written rebuttal attached
to a performance evaluation with which the employee disagrees.
Page 10
Article 33. Probationary Period Resolution No. 88-103, Section 7, is modified to include
a probationary period of not less than eighteen (18) months for new hire police officers.
This extended probation period shall not affect an employee's entitlement to periodic merit
increases (Resolution No. 88-103, Section 5 (E)).
Article 34. Career Officer Program Officers qualifying under the Career Officer Program
as outlined in the Police Department General Order Manual shall be eligible for additional
compensation in accordance with the following:
Level
Increase in Base Salary
Senior Officer I 2.5%
Senior Officer II 4.5%
Master Officer 6.5%
Article 35. Long-Term Disability (LTD) Plan
A.
The Long-Term Disability Insurance Plan shall continue in full force and effect during
the term of this agreement unless changed by the mutual agreement of the City and
Association.
B.
In additiOn to provisions of the Long-Term Disability Insurance Plan, the City agrees
to pay the same salary benefit paid by the Plan for disability leave which occurs
after the employee has used eighty (80) consecutive hours of general leave during
the 30 day period beginning with the 1st day of the leave.
C.
Flexible benefits will be continued for ninety days of a disability leave and such time
will be counted towards satisfying Federal FMLA and State of California FRA
requirements.
D.
The Association reserves the right to elect coverage under an LTD Plan other than
the one available through the City. It is understood that proof of coverage is to. be
submitted to the City and eligibility for City benefits provided in B and C of this
Article is conditioned upon the City's receipt of proof of disability.
Article 36. Special Assignments Except as indicated, employees assigned and
engaged in the performance of work that constitutes the following special assignments
shall receive, in addition to their regular compensation, premium pay in the amount of two
and one half percent (2 1/2%) of base salary provided that at no time may an employee
receive more than one (1) special assignment pay premium.
Area Resource Officer
Community Resources Officer
Investigator
DARE Officer
Field Training Officer
K-9 Officer
Motor Officer
Personnel and Training Officer
Page 11
Gang Unit Officers
School Resource Officer
The City has the absolute discretion regarding the assignment and reassignment of
employees to special assignments. Any such assignment is not vested and may be
revoked at any time without cause, and without any right to challenge such action pursuant
to the City's grievance or appeal procedure or pursuant to Section 3304(b) of the California
Government Code.
Article 37. Shift Differential Employees whose regular shift is the graveyard shift (shift.
begins at 6:00 p.m and ends at 6:00 a.m. the following day) shall receive $50.00 per month
for each month worked on said shift. This differential is designed to compensate the
employee for the inconvenience of working this particular shift.
Article 38. Substance Abuse Testing The City and T.P.O.A. agree to meet and discuss
substance abuse testing during the term of the M.O.U. Absent mutual agreement of the
parties, no such testing may be implemented.
Article 39. Disciplinary Appeals Resolution No. 88-103, Sections 11 and 12 are
superseded by the "Third Party Advisory Process for Disciplinary Appeals" attached as
Exhibit B.
Article 40. Work Schedules
A.
Department work schedules include the 4/10 work schedule; (in a 7-day work cycle
the employee works four 10-hour days where the scheduled work shift commences
and' ends at the same time each day, with three consecutive days off) and the
3/12.5 work schedule, (in a 28-day work cycle the employee works three 12.5 hour
days where the scheduled work shift'commences and ends at the same time each
day, with 4 consecutive days off, in each seven (7) calendar day period, except that
the employee must work one additional 10-hour shift during the work cycle) as
follows:
4/10
(1) Traffic and Investigation Divisions,
(2) Employees in special assignments [continuation of the schedule is subject to
needs of the Department, provided that if the Department desires to discontinue that
work schedule, the employee will revert to the 9/80 work schedule (in a 14-day work
cycle the employee works eight 9-hour days where the scheduled work shift
commences and ends at the same time each day, and one eight-hour work day,
with one period of 3 consecutive days off and one period of two consecutive days
off.) or some other schedule upon mutual agreement of the Department and
employee].
3/12.5
Bo
C.
D.
Patrol
Employees assigned to special task forces or regional teams will work the hours that
the team works.
The Department shall continue the present practices of (1) rotating shift
assignments on a regular basis at 6-month intervals; (2) allowing employees to sign
up for and select shift assignments based on seniority; and (3)limiting an employee
to 12 consecutive months on any shift assignment.
Any employee's work schedule may be temporarily changed 'to accommodate
training assignments which are eight (8) or more hours in duration.
In witness whereof, the parties hereto have executed this document this
day of ,
City of Tustin
William A. Huston
City Manager
Tustin Police Officers Association
Gordon Ma~sident
Poa99-OO.doc
Exhibit B
THIRD PARTY ADVISORY PROCESS'FOR DIS(~IPLINARY APPEALS
Disciplinary actions which may move beyond the Department Head' s decision, include the' actions
of'termination, suspension, reduction of sglary and demOtion. The "third party" advisory
process is the step between the Department Head's action and the City Manager's final decision.
In the Department Head's notice of final disciplinary action (which should .be served by
registered mail or personal delivery) shall be a statement which clearly' informs the employee
that he/she has the fight, within 10 working days after'receipt of the response, to request the
next level of appeal. The day the employee receives the Department Head's final notice shall
not count as one of the 10 days.
The employee's request for the next level of appeal, must be' addressed to the Senior Personnel
· Analyst and received in the PersOnnel Office So that same is date stamped by the Personnel
Office within the 10-day period..
·
If, within the 10-day appeal peri'M, theempIoyee involved does not file said appeal" unless good
cause for the failure is shown, the action of the Department Head shall be' considered conclusive
and shall take effect as prescribed. If'within the 10-day appeal period, the employee ifivolved
files such notice of appeal by giving written notice. of appeal to the Senior Personnel Analyst,
an appeal heating shall be established'as follows:
· .
A.'if a single third party hearing officer cannot be agreed upon' by the Senior PersOnnel
Analyst and the employee's rePresentative (or employee alone if unrepresented), the
American Arbitration Association shall be requested to submit a list .of .7 persons
· 'qualified to' act as arbitefs't0 the City and employee. Within. 10 days following receipt
of the list of arbiters, the parties shall meet to select the arbiter.. The parties shall
alternately strike 1 name from the list of arbiiers (the fight to strike' the first name to be
determined by lot) until 1 name remains, and that person, shall be the arbiter.
B. Where practicable, the date for the hearing shall not be less than 20 days, nor more than
60 days, from the date ~)f the filing of the appeal with the Senior Personnel Analyst. The
parties .may stipulate to a longer or shorter period of time in which to hear the appeal.
All interested parties shall be notified in writing of the date, time, and place of hearing.
· .
C. All hearings shall be private provided,, however, that the arbiter shall at the request Of
the employee, open the hearing t0 the public.
D.
Sublx)enas and subpoenas duces tecums pertaining to a hearing shall be issued at the
request of either party, not less·than 5 wprking klays, prior to the commencement of such
hearing. After the commencement of such hearing, subpoenas shall be issued only at the
discretion of the arbiter.
Ee
The hearing need not be conducted in accordance with technical rules relating to evidence
and witnesses. Any relevant evidence shall be admitted if it is the sort of evidence on
Third Party Advisory Process for Disciplinary Appeals
F.
Page 2
which reasonable persons are accustomed to rely in the conduct of serious affairs,
regardless of the existence of any common law or statutory rules which might make
improper the admission of such evidence over objection in civil actions..Hearsay '
evidence may be used for the purpose of supplementing or explaining any dkect evidence
but shall not be sufficient in itself to support a finding unless it would be admissible over ·
objection in ~ivil actions. The rules of privilege shall be effective to the same extent that
they are now or hereafter may be recogni.'zed in'civil and criminal actions, and irrelevant
and unduly repetitious evidence shall be' excluded. The arbiter shhll not be bound by
technical rules 'of evidence. The arbiter shall rule on the admission or exclusion of'
evidence .... ·
· .
· Each party shall have these rights: To be' represented by'legal counsel or ~)ther person
of his/her choice; to call and examine .witnesses; to introduce evidence; to cross-examine
opposing witnesses or any matter relevant to the issues even though that matter was not
covered in the direct examination; to impeach any..witness regardless of which party first
called him/her to testify; and to rebut the evidence against him/her. If the respondent
does not testify in his/her own behalf, he/she 'may be called and' examined as if under
cross-examination.. Oral evidence'Shall be t~ken only on oath or'affirmation. A court-
'reporter will be engaged to record'the .hearing, unless the parties ·'(City, arbiter,
employee/employee representative) mutually agree that same is not necessary.
The h .earing shn'll proceed in the following, order, unless the arbiter, for sPeCial reason,
otherwise directs: . , :.. :~::.-~.., ·
1. ~" The party imposing disciPline'~hall be perrr~itte~ to make'an opening statement;
The appealing p~rtY' shall then bi Pe~mitfed t° make an opening statement;
·
·
·
.-
3. The party imposing disciplinary action shall produce the evidence on his/her part;
the City bears the burden of proof and burden of producing evidence;
. ·
The party appealing from such disciplinary action may then open his/her defense
and offer his/her evidence in support thereof; the employee bears the burden of
prOOf and the burden of producing evidence for any affirmative defenses asserted;
5.
The parties may then, in order, respectively'offer rebutting evidence only, unless
the arbiter for good reason, permits them to offer evidence upon their original
6.
Closing arguments shall be permitted and written briefs may be permitted at the
discretion of the arbiter.
MOIJ:DISCAPPL.PO, 8/8It
Third Party Advisory Proctss for Disciplinary Apptals Page 3
He
The arbiter shall determine relevancy, weight, and :credibility of testimony and evidence.
He/she shall base his/her findings on the' preponderance of evidence. Du.ring the
examination of a witness, all other witnesses, except the parties, shall be excludk, d from
the hearing unless the arbiter, in his/her discretion~ for good cause, otherwise directs.
No still photographs, moving pictures, or television pictures shall be taken in the hearing
chamber during a hearing. The arbiter, prior to or during a hearing, may' grant a
continuance for any reasons he/she believes to be important to reaching a fair and proper
decision. The arbiter shall render his/her judgement as soon after the conclusion of the
hearing as possible and in no event later than. 30 .days after conducting a hearing.
His/her decision shall set forth findings of fact and conclusions. The opinion shall be
advisory only.- ..
Io
The arbiter may recommend sustaining or rejecting any or ail of the charges filed against
the employee. He/she may recommend sustaining, rejecting or modifying the disciplinary
action invoked against the employee. He/she may not.recommend for discipline more
stringent than that invoked by'the Department Head.
The arbiter's opinion and recommendation shall be filed with the City Manager, .with a
copy sent to the.charged empl6yee, and the Senior Personnel Analyst and shall set forth
his/her findings and recommefidations. If it is a dismissal hearing and a dismissal is not
the arbiter's recommendation, the opinion shall set forth the reCOmmended date the
employee is recommended to be reinstated and/or other recommended action. The
reinstatement date, if appropriate, may be. any time on or after the date of disciplinary
action.
Je
Within 30 .days of' the receipt of the arbiter's findings and recommendations, and
transcript (which is optional only in certain ca.ses), whichever date is later, the City
Manager shall adopt, amend, modify or reject the recommended findings, conclusions,
and/or opinions of the arbiter. Prior to making a decision which 'modifies or rejects the
recommendation of the arbitrator, the City Manager shall order and read the transcript
of the Third Party Advisory Process. Prior to making a decision which supports the
arbiter, the City Manager may order and read the subject transcript, at his/her option,
allow limited oral arguments and/or may request and review written statements from
either side. The decision of the c!ty Manager shall be final and conclusive, Copies of
the city Manager's decision, including the arbiter"s recommendation(s) shall be filed
where, appropriate, including the employee's personnel fie, unless no discipline is upheld
by the City Manager. Each party shall bear equally the cost of facilities, fees and
expenses of the arbiter, including the court reporter and transcripts. If the City Manager
orders a.transcript for his/her review,, the City shall bear the cost of providing the
transcript. Each party shall bear its own witness and attorney fees. If either party
unilaterally cancels or postpones a scheduled arbitration, thereby resulting in a fee
charged by the arbiter or court reporter, then the party responsible for the cancellation
MOU:DISCAPPL.PO, 8/88
Page
Third Party Advisory Process for Disciplinary APptals
or postponement shall be solely resPOnsible for payment of that fee. This process shall
not apply to mutual settlements by the parties which result in an arbitration fee:.
.
in the case of suspension~ demotion, reduction in salary, or dismissal prescribed by the
City Manager, . the time of such suspension, demotion or dismissal shall be effective from
the f'u'st day after such delivery of said decision or shall relate back to be effective as of .
the date the employee was suspended from duty pending hearing before and decision by
the city Manager, whichever is applicable.' If discipline imPOsed resulted in loss of pay,
the 15ay loss shall b'e restored to the employee based on the number of standard work
hours I°st computed at his/her then base hourly rate.. The provisions of Section 1094.6
of th~ Code of Civil Procedure shall be applicable to preenings under this Section.
MOU:DISCA. PPL.~,