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AGENDA REPOR71
MEETING DATE: NOVEMBER 12, 2013
TO: BUILDING BOARD OF APPEALS
FROM: COMMUNITY DEVELOPMENT DEPARTMENT
ITEM # 2
SUBJECT: BUILDING BOARD OF APPEALS PROCEDURES FOR CONDUCTING
BUSINESS
RECOMMENDATION:
Adopt Resolution No. 4236 for Building Board of Appeals procedures for conducting business
(Attached).
APPROVAL AUTHORITY:
The members of the Planning Commission hold membership on the Board of Appeals
concurrently with their terms of service as Planning Commissioners (Ord. No. 1428). The
Building Board of Appeals shall adopt rules of procedure for conducting its business pursuant
to Section 113.1 of the California Building Code and 203.1 of the Uniform Housing Code as
adopted by Tustin City Code (TCC).
DISCUSSION:
Pursuant to State law, as subsequently adopted by the City of Tustin, the Board of Appeals
must adopt rules and procedures for conducting its business. Board Rules and Procedures
('Rules and Procedures) have been prepared for consideration by the Tustin Building Board
of Appeals for adoption for conducting its business in hearing appeals of a decision or order of
the Building Official. The Rules and Procedures set forth general regulations as to the
process, including:
• The organization of the Board;
• The application, including deadlines for submittal;
• The rules, effect, and scope and order of appeal;
• Order of procedures;
• Rules of evidence;
• Conduct of the hearing;
• Record keeping and reporting;
• Disposition of appeal.
Building Board Procedures
November 12, 2013
Page 2
The complete rules and procedures are attached to Resolution No. 4236 and have been
reviewed and approved as to content and form by the City Attorney.
Amy Stomc , AICP
Senior Planner
Dana Ogdon, AICP
Assistant Director
Elizabeth A. Binsack
Community Development Director
Attachment: Resolution No. 4236
S. \Cdd\PCREPORi\2013\Building Board of Appeals procedures.doc
RESOLUTION NO. 4236
A RESOLUTION OF THE TUSTIN BUILDING BOARD OF
APPEALS, ADOPTING BUILDING BOARD OF APPEALS
PROCEDURES FOR CONDUCTING BUSINESS.
The Building Board of Appeals of the City of Tustin does hereby resolve as follows:
The Building Board of Appeals finds and determines as follows:
A. That the Building Board of Appeals shall act as the appeal hearing body for
consideration of any appeal of a determination of the Building Official;
B. That the California Building Code (CBC) section 113.1 and 203.1 of the
Uniform Housing Code as adopted by the City of Tustin, requires that the
Building Board of Appeals adopt rules of procedure for conducting its
business;
C. That Board Rules and Procedures have been prepared which set forth
procedures for organization, application, order of procedure, and final
disposition of an appeal shall govern the procedures for any appeal of the
Building Official; and
D. That the Building Board of Appeals held a public meeting on November 12,
2013.
II. That the Tustin Building Board of Appeals hereby adopts the Board Rules and
Procedures for conducting business (attached hereto as Exhibit A).
III. That the Building Board of Appeals authorizes the Community Development
Director to update minor amendments to the Procedures from time to time as
necessary.
PASSED AND ADOPTED at a regular meeting of the Tustin Building Board of Appeals
held on the 12th day of November, 2013.
STEVE KOZAK
Chairperson
ELIZABETH A. BINSACK
Community Development Director
Resolution No. 4236
Board Rules and Procedures
Page 2
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) SS
CITY OF TUSTIN )
CERTIFICATION FOR RESOLUTION NO. 4236
I, SCOTT FAZEKAS, the undersigned, hereby certify that I am the Building Board of
Appeals Secretary of the City of Tustin, California; that Resolution No. 4236 was duly
passed and adopted at a regular meeting of the Tustin Building Board of Appeals, held on
the 12th day of November, 2013.
SCOTT FAZEKAS
Building Board of Appeals Secretary
Exhibit A
BOARD RULES AND PROCEDURES
These Rules of Procedure are adopted pursuant to Section 113.1 of the 2013 California Building Code
and Section 203.1 of the 1997 Uniform Housing Code, as amended (hereinafter referred to as the
California Building Standards Code), for use by the Tustin Building Board of Appeals and the Housing
Advisory and Appeals Board as the rules of procedure for conducting administrative appeals.
ARTICLE I
ORGANIZATION
The Building Board of Appeals for the City of Tustin and the Housing Advisory and Appeal Board
(collectively referred to herein as the "Board ") shall consist of five members, comprised of members of
the Planning Commission. Said members shall hold their respective membership on said Boards by
reason of, and concurrently with their terms of service as Planning Commissioners and shall cease to be
such members upon their ceasing to be such Commissioners. The Building Official shall be the Secretary
of the Board.
OFFICERS: The Officers of the Board shall consist of a Chairperson and a Chair Pro Tem, who shall be the
Chairperson and Chair Pro -Tem of the Planning Commission. The Chairperson shall preside at hearings
and meetings, and subject to these rules, shall decide all points of order. The Chair Pro Tem shall
preside at Board hearings or meetings when the Chairperson is absent or unable to conduct said
hearings or meetings. All references to the Chairperson in these Rules of Procedure shall include the
Chair Pro Tem, where appropriate. All references to the Director shall mean the Director of Community
Development or his /her assigns.
OFFICE OF THE BOARD: The Director, under the direction of the Board, shall be responsible for, and shall
conduct administrative duties of the office of the Board, including but not limited to the following:
supervise in the arrangement of all cases and other matters that come before the Board; conduct all
official correspondence; send out all notices required by these rules and orders of the Board; prepare all
decisions of the Board; attend the meetings and hearings; keep the minutes of the Board's proceedings;
compile the required records; maintain the necessary files and indexes and direct all the clerical and
technical work of the Board; and in particular cases, make inspection of the buildings premises, land
etc., connected with the cases before the Board, and report the result of the findings at the hearing and
special investigations requested by the Board.
MEETINGS: Board meetings shall be held as needed. All Board meetings shall be open to the public.
Three (3) members of the Board shall constitute a quorum for the conduct of business.
VOTING: The concurring vote of a majority of the members of the Board present shall be necessary to
reverse any order, requirement, decision or determination of any administrative official, or to decide in
favor of the application any matter upon which the Board is required to pass by law.
ARTICLE II
APPLICATION
GENERAL: Applications for appeal shall be filed with the Tustin City Clerk during regular business hours
within 30 calendar days from the date the City provides notice of the order or action of the Building
965240.1
Board Rules and Procedures
Page 2
Official, provided, however, that if the building or structure is in such condition as to make it
immediately dangerous to the life, limb, property or safety of the public or adjacent property and is
ordered vacated and is posted as such in accordance with the applicable law, such appeal shall be filed
within 10 calendar days from the date of the service of the notice and order of the Building Official. The
appellant shall complete the established City application form for an appeal hearing along with
submittal of the required fee in the amount set by City Council Resolution. Applications for appeal shall
be made in the name of the owner of the premises affected, or by an attorney or agent with proper
authorization. The Director may require such authorization in writing from the owner. Each appeal shall
contain all of the following information and data that is pertinent and applicable thereto:
1. The principal points upon which the appeal is made, based on the application for which the
Building Official issued a refusal, order or decision.
2. Plan, or lot plots, drawn to scale, showing the actual shape and dimensions of the lot, of the
buildings and accessory buildings existing, and lines within which the proposed building is to be
erected or altered, the existing and intended use of each building or part of a building, the
number of families or housekeeping units each building is designed to accommodate, and such
other information with regard to the lot and neighboring lots as may be deemed necessary by
the Director to properly provide for the hearing of the appeal.
3. A clear and accurate description of the proposed work or use.
4. Specific reference to the section or sections of the applicable law under which it is claimed the
appeal may be granted.
5. All available pertinent information shall be furnished by the appellant. All consents secured by,
and copies of all notices given by the appellant, shall be filed with the Director and forwarded by
the Director to the Board.
6. The Director may require of the appellant such additional information and data as is deemed
reasonably necessary to fully advise the Board with reference to the appeal. Refusal or failure to
comply on the part of the appellant shall be grounds for the dismissal or denial of the
application by the Board.
SCHEDULING AND NOTICING: As soon as practicable after receiving the written appeal, the Director
shall fix a date, time and place for the hearing of the appeal by the Board. Such date shall be not less
than ten (10) calendar days or more than 60 calendar days from the date the appeal was filed with the
City. Written notice of the time and place of the hearing shall be given at least 10 calendar days prior to
the date of the hearing to the appellant.
EFFECT OF FAILURE TO APPEAL: Failure by any person to file a timely appeal shall constitute a waiver of
the right to an administrative hearing and adjudication of the notice and order or to any portion thereof,
and the notice or order shall be final and binding.
SCOPE OF HEARING ON APPEAL: Only those matters or issues specifically raised by the appellant shall
be considered in the hearing of the appeal.
STAYING OF ORDER UNDER APPEAL: Except for vacation orders posted because of an immediately
dangerous condition, and provided that the appellant timely complies with all reasonable requests for
information from the Director or his /her designee so that the hearing of the appeal is not unduly
delayed by the appellant, enforcement of a notice and order, determination, etc., of the Building Official
shall be stayed during the time that a properly and timely filed appeal is being considered.
Board Rules and Procedures
Page 3
EFFECT OF DENIAL: No appeal to the Board which has been denied wholly or in part shall be
resubmitted , except on the grounds of new evidence or proof of a change of conditions found to be
valid by the Board or unless upon remand by a court. Applications for a Rehearing shall be in writing and
subject to the same rules as an original hearing.
All Board decisions and findings shall be transmitted in writing to the appellant. The Building Official
shall maintain a full set of records for each case. The order of the Board is not appealable, and shall be
immediately final and binding.
ARTICLE III
ORDER OF PROCEDURE
ORDER OF PROCEDURE: The regular order of procedure of hearings shall be:
1. Presentation of the City's position by City staff.
2. Questioning, if any, of City staff by Board members.
3. Presentation of appellant's position by appellant or its designee.
4. Questioning, if any, of appellant by Board members.
5. Presentation of information by members of the public, if any, together with questioning, of any,
by members of the Board. The appellant may request that the Chairperson direct one or more
relevant questions to any member of the public who addresses the Board regarding an appeal.
6. Rebuttal, if any, by City staff.
7. Comments, final questions and decision by the Board.
HEARING OFFICER OR EXAMINER: The Board may appoint one or more Hearing Examiners or Hearing
Officers ( "Hearing Officer" or "Hearing Officers ") or designate one or more of its members to serve as
hearing officer(s) to conduct the hearing. The Hearing Officer hearing the appeal shall exercise all
powers relating to the conduct of a hearing until it is submitted to the Board for decision.
Whenever used in these procedures, the terms Hearing Officer and Hearing Examiner shall have the
same meaning and may be used interchangeably.
Whenever the Board elects to appoint a Hearing Officer, said Hearing Officer shall be selected pursuant
to, and shall be subject to, the Hearing Officer Guidelines established by Tustin City Code Section 1167
or such other procedures that may hereafter be adopted by the City Council. When completed, the
Board shall fix a time, date and place to consider the Hearing Officer's report and proposed decision.
The decision of the Board shall be based on the evidence presented to the Hearing Officer and the
Hearing Officer's report.
WITNESSES: Testimony shall be given under oath or affirmation. Testimony of witnesses may be by
question and answer methods or, at the Chairperson's discretion, in statement form.
EXHIBITS: The Director shall make sure all exhibits are marked for identification and they are offered in
an orderly fashion. To the extent they are available before the hearing, copies of all exhibits shall be
made available for examination by any interested person, including members of the public. Leave to file
post- hearing exhibits or information may be sought at the hearing, or thereafter in writing, which may
Board Rules and Procedures
Page 4
be granted by the Chairperson. In the event leave to file post- hearing exhibits or information is granted,
copies shall be served upon interested parties or representatives in person or by United States mail,
postage prepaid, and a signed statement that this rule has been complied with, shall be attached to or
shall accompany such document submitted. If post- hearing exhibits are filed, any member of the Board
may request that the Board meeting be re- opened for the purpose of asking questions about or
discussing the new exhibit(s). Any such hearing shall be scheduled within 30 calendar days of the
request.
To the extent reasonably possible, all exhibits to be presented at the hearing shall be presented to the
Director at least seven (7) calendar days before the scheduled hearing date. The Director shall examine,
mark and distribute the exhibits to the Board members and the appellant at least two (2) calendar days
before the hearing. If the Board determines that exhibits that could reasonably have been presented in
accordance with this provision were not timely presented, the Board may, in its sole discretion, refuse to
consider such exhibits.
EVIDENCE: Hearings shall be conducted in such a way as is calculated to result in a just and lawful
determination of the issues as promptly as circumstances permit. All relevant evidence may be admitted
if it is the type of evidence on which responsible persons are accustomed to rely in the conduct of
serious affairs, regardless of the existence of any common law or statutory rule that might make the
admission of such evidence improper in judicial proceedings. Irrelevant and unduly repetitious evidence
shall be excluded. Hearsay evidence may be used for the purpose of supplementing or explaining any
direct evidence, but shall not be sufficient in itself to support a finding unless it would be admissible
over objection in civil actions in a California Superior Court.
The Board shall be the judge of the relevance and materiality of evidence, including evidence that is
deemed to be unduly repetitious or cumulative. The Board may require a preliminary statement of the
nature of the evidence proposed to be elicited from any witness.
CONTINUANCES: The appellant may request no more than one 30 day continuance of an appeal
hearing. Any request for a continuance not made at the hearing shall be made in writing. A request for
a continuance shall include a reasonable basis for the request. The Board shall decide whether to grant
a request for a continuance.
ADVISEMENTS: The Board may choose to take an appeal under advisement after all testimony has been
given, so that absent Board members can read the Transcript and participate in the voting. If such
action is taken, the hearing shall be continued after the presentation of all of the evidence. When the
hearing is reconvened, the hearing shall recommence with the discussion and decision of the Board.
The Board member(s) relying on the transcript shall not communicate with the appellant, City staff or
other Board members regarding the substance of the appeal before the hearing is reconvened.
SUBPOENAS: The Board may issue subpoenas to compel the attendance and testimony of witnesses or
the production of documents to the extent otherwise permitted by law. Upon failure of any witness to
appear or party to produce documents, the Board may apply for a court order compelling the
attendance of said witness, the giving of testimony before the Board, and the production of said
document, making refusal subject to such sanctions as the court may deem appropriate.
Board Rules and Procedures
Page 5
BRIEFS AND ORAL ARGUMENT: The Board may call for briefs, oral arguments, or both, at the conclusion
of the hearing or thereafter. The Board may identify specific issues to be addressed in post hearing
briefs. Copies of briefs and of replies thereto shall be served upon all parties. A signed original and four
(4) conformed copies shall be filed with the Board. In the event of oral argument, all parties shall be
notified and be heard, if they so desire.
ARTICLE IV
FINAL DISPOSITION OF AN APPEAL
The Board may dismiss an appeal for lack of jurisdiction or prosecution, or may reverse, affirm, vary or
modify any order, requirement, decision or determination as in its opinion ought to be made, and to
that end shall have all the powers of the officer from whom the appeal is taken. The final decision of any
appeal shall be in writing in the form of a resolution either granting with or without conditions,
modifying, or denying the application. The failure by the appellant to receive the affirmative votes of at
least three (3) members of the Board to reverse or modify the appealed decision shall constitute a
denial of the appeal and an affirmance of the appealed decision. A copy of the resolution containing
the decision of the Board shall be mailed to the appellant. Copies of the decision shall also be mailed to
any other person or organization who has made a written request for a copy and who has provided a
legal mailing address.
An appellant, with the consent of the Board, may withdraw his /her appeal at any time prior to the
hearing of the matter. If an appeal is withdrawn prior to a decision by the Board, the appealed decision
shall become final and binding.
Any decision of the Board favorable to the appellant shall remain valid only as long as the information or
data relating thereto are correct, and that the conditions upon which the resolution was based are
maintained.
Any decision of the Board may be challenged in a court of competent jurisdiction within the timeframes
and subject to the procedures established by California law.