HomeMy WebLinkAbout12 CODE ENF GRANT 03-17-03AGENDA REPORT
Agenda Item
Reviewed:
City Manager
Finance Director
12
MEETING DATE:
MARCH 17, 2003
TO:
FROM:
SUBJECT:
WILLIAM A. HUSTON, CITY MANAGER
COMMUNITY DEVELOPMENT DEPARTMENT
CODE ENFORCEMENT GRANT PROGRAM
SUMMARY: The City of Tustin is eligible to compete for Code Enforcement Grant
Program (CEGP) funds administered through the State Department of Housing and
Community Development (HCD). The new CEGP will provide grant funding only for
capital expenditures that supplement or complement local code enforcement and
compliance activities. If approved by HCD, the requested grant of $150,000 will be used
to purchase a field unit module, an interactive voice response module, a business license
module, a Pictometry (oblique aerial photography) module, and one vehicle. These capital
expenditures will supplement existing local funding and will improve the effectiveness of
the City's code enforcement programs related to housing code maintenance and
compliance.
Staff recommends that the City Council authorize the Community Development Director to
submit the grant and execute all documents within the scope of the grant program.
RECOMMENDATION
That the City Council adopt Resolution No. 0344 authorizing the Community
Development Director to submit to HCD an application to participate in the Code
Enforcement Grant Program and designate the Community Development Director or
designee as the agent for the City to coordinate, process, and execute all documents
within the scope of the grant program. The grant will be used to purchase various
equipment and computer systems to enhance the current Code Enforcement Program and
improve coordination with other City Departments and Divisions.
FISCAL IMPACT
There is no fiscal impact to the City's general fund. Local financial or resource leveraging
to support the program is accomplished with existing staffing and operating costs through
the general fund.
City Council Report
Code Enforcement Grant Program
March 17, 2003
Page 2
BACKGROUND/DISCUSSION
On February 14, 2003, HCD announced the availability of $4.75 million dollars in funding
for local code enforcement via a Notice of Funding Availability (attachment A). The CEGP
is a new grant program available to cities and counties for capital expenditures that
improve the effectiveness of existing local code enforcement programs related to housing
code maintenance and compliance. Grants will be awarded for a term of three years and
the grant amount has a minimum and maximum of $30,000 and $300,000, respectively.
The new CEGP was established by Senate Bill 1227 (Chapter 26, Statutes of 2002) under
HSC section 53533(a)(6); the funding was approved as part of Proposition 46 (2002). This
grant program will continue to capitalize and build on interdisciplinary, community-oriented
code enforcement and preservation concepts, but will provide grant funding only for capital
expenditures that supplement or complement local enforcement and compliance activities.
The requested grant for $150,000 will be used to purchase several computer system
modules to increase efficiency, improve coordination, and reduce response time. For
example, the field units and business license modules would allow staff to access permit
and business license records in the field. Thus, a reduction on the number of trips and an
improvement in the response time are realized.
Although the grant program does not explicitly require a monetary local match, the City's
application proposes the use of in-kind services to satisfy the "Local Financial and
Resource Leveraging" requirement. This will include the City's cost of existing staff and
operating cost paid from the General Fund. No expenditure of additional general funds is
necessary.
Elizabeth A. Binsack
Community Development Director
Attachments: Resolution No. 03-44
Attachment A-Notice of Funding Availability
RESOLUTION NO. 03-44
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
TUSTIN, AUTHORIZING THE SUBMITTAL OF THE CODE
ENFORCEMENT GRANT PROGRAM GRANT
APPLICATION, THE INCURRING OF AN OBLIGATION,
THE EXECUTION OF A GRANT AGREEMENT AND ANY
AMENDMENTS THERETO, AND ANY OTHER
DOCUMENTS NECESSARY TO SECURE A CODE
ENFORCEMENT GRANT FROM THE STATE OF
CALIFORNIA, DEPARTMENT OF HOUSING AND
COMMUNITY DEVELOPMENT.
WHEREAS, the California Department of Housing and Community
Development (herein referred to as "HCD") has issued a Notice of Funding
Availability ("NOFA") for Code Enforcement Grant Program (CEGP) established by
SB 1227 Burton (Chapter 26 of the Statues of 2002), Health and Safety Code
section 53533(a)6. Pursuant to the statute, HCD is authorized to approve funding
allocations for the program, subject to the terms and conditions of the NOFA and
program application forms;
WHEREAS, the City of Tustin wishes to apply for and receive an allocation of
funds through the CEGP;
NOW THEREFORE BE IT RESOVED, the City Council of the City of Tustin
resolves as follows:
Section 1: The Director of Community Development of the City of Tustin is
authorized to submit to HCD an application to participate in the Code Enforcement
Grant Program in response to the NOFA issued February 14, 2003, which will
request a funding allocation in an amount of not to exceed $150,000 for the
purchase of the capital assets identified in the application to be used in the City of
Tustin. The application also commits the City to use, support, and maintain the
capital assets acquired with grant funds for at least three years.
Section 2: If the application for funding is approved, the Director of
Community Development hereby agrees to use the funds for eligible capital assets
in the manner presented in the application as approved by HCD and in accordance
with the NOFA and application package. It also may execute any and all
instruments required by HCD for participation in the Code Enforcement Grant
Program.
Section 3: The Director of Community Development is authorized to
execute the application, standard agreement, documents, certifications, contracts,
or other instruments as may be required by HCD for participation in the Code
Enforcement Grant Program.
City Council Resolution 03-44
Page 2 of 2
PASSED AND ADOPTED at a regular meeting of the Tustin City Council, held on
the 17th day of March, 2003.
TRACY WILLS WORLEY
Mayor
Pamela Stoker
City Clerk
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF TUSTIN )
SS
CERTIFICATION FOR RESOLUTION NO. 03-44
PAMELA STOKER, City Clerk and ex-officio Clerk of the City Council of the City of Tustin,
California, does hereby certify that the whole number of the members of the City Council
of the City of Tustin is five; that the above and foregoing Resolution No. 03-44 was duly
passed and adopted at a regular meeting of the Tustin City Council, held on the 17th day
of March, 2003, by the following vote:
COUNCILMEMBER AYES:
COUNCILMEMBER NOES:
COUNCILMEMBER ABSTAINED:
COUNCILMEMBER ABSENT:
Pamela Stoker, City Clerk
ATTACHMENT A
NOTICE OF FUNDING AVAILABILITY
STATE OF CAUFORNIA_ BUSINESS: TRANSPORTATION AND HOUSING AGENCY GRAY DAVIS: Governor
DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT
DIVISION OF CODES AND STANDARDS
1800 THIRD STREET, SUITE 260, P.O. BOX 1407
SACRAMENTO, CALIFORNIA 95812-1407
(916) 445-9471 FAX (916) 327-4712
From TDD Phones 1 (800) 735-2929
NOTICE OF FUNDING AVAILABILITY (NOFA)
Code Enforcement Grant Program (CEGP)
February 14, 2003
The Department of Housing and Community Devebpment (HCD), Division of Codes and Standards, is pleased
to announce the availability of $4,750,000.00 in funding for housing code enforcement assistance grants from
the HCD's Code Enforcement Grant Program (CEGP).
Purpose
The CEGP is a new program with the aim of making grant funds available to cities, counties, and cities and
counties for capital expenditures that improve the effectiveness of and supplement existing local funding for
code enforcement programs related to housing code maintenance or compliance. To be eligible applicants must
demonstrate the intent to ensure cooperative and effective working relationships between code enforcement
officials, local prosecutorial agencies, local health department, local building and planning departments, policing
agencies, local housing agencies or other agencies participating in an interdisciplinary approach to housing code
enforcement.
Assembly Bill 2867 (Chapter 82, Statutes of 2000) as subsequently amended, established HCD's initial
Community Code Enforcement Grant Program and the Code Enforcement Incentive Program in Chapter 8,
commencing with section 17998 of the HSC. These demonstration programs funded increased code
enforcement staff and resources to improve and preserve existing housing through maintenance and
community-oriented code enforcement efforts. The new CEGP was established by Senate Bill 1227 (Chapter
26, Statutes of 2002) under HSC section 53533(a)(6); the funding was approved as part of Proposition 46
(2002). The new CEGP will continue to capitalize and build on interdisciplinary, community-oriented code
enforcement and preservation concepts, but will provide grant funding only for capital expenditures hat
supplement or complement local code enforcement and compliance activities.
Provisions of the HSC govern this NOFA and its l:rogram funding commitments. Pursuant to HSC Section
53533, there will be no program regulations. In lieu thereof, this NOFA, its application forms, and the funding
contracts will serve as guidelines for the applications, awards, ~mmitment, use of funds, and applicable
program requirements. Complete threshold requirements, rating and ranking criteria and the leveraging or
capacity requirements will be set forth in the application process documents.
Program Summar~
CEGP will provide grant funds to eligible applicants for capital expenditure costs (see definition and examples,
below) that complement a proposed or an existing local building code enforcement program incorporating
components and characteristics described in this NOFA. Frequently there is insufficient funding at the local
level for capital expenditures used in the daily operation of code enforcement activities, including the tools and
equipment necessary to identify and abate housing code violations in a timely and coordinated process.
Effective code enforcement is necessary to protect public health and safety, to preserve affordable housing that
could otherwise be lost through closure or demolition, and to avoid displacement of owners and renters.
HCD will award the code enforcement grants on a competitive basis. CEGP staff will review all grant
applications for completeness and compliance with this NOFA. Applications will then be rated and ranked
based on criteria described in this NOFA. There is ro formal match requirement; however, the leveraging of
other funds or resources will be necessary in order to demonstrate the capacity to use the grant-financed
acquisitions. Equipment acquired or enhanced with grant funds must have a useful life of at least two years, or
if acquiring or rehabilitating tangible physical property that property must have a useful life of 15 years. For the
purposes of this program grantees must agree to monitoring and reporting for a three year grant period.
Eligible Aoolicants
The applicant must be a city, county, or city and county. The applicant may apply for capital assets for
use in its own jurisdiction, or it may apply to use them on behalf of itself and other jurisdictions working
together under a Memorandum of Understanding ("MOU"), ordinance, or other contract arrangement.
The entity submitting the application must be the primary agency responsible for housing code
enforcement in its jurisdiction (only one application per jurisdiction will be accepted). This may be
the building department, the health department, a code enforcement department, planning and land use
department, housing/redevelopment agency, or a police or fire department, etc.
The applicant must have a local housing code enforcement component or program in place or under
contract for one. This may be a building department, health department or other local department that
currently only documents or responds to complaints, or it may be an existing interdisciplinary, proactive
code enforcement agency.
The applicant must d~monstrate anticipated ongoing program funding for the duration of the three year
grant program which is adequate to support effective use of the grant-financed capital expenditures.
Eligible Programs and Activities
The funds must be used for capital assets, as defined in this NOFA, that will be dedicated to local
housing code enforcement within the applicant's jurisdiction or other jurisdictions it serves pursuant to an
MOU or other contractual agreement and must supplement the applicant's existing funding for its code
enforcement program, including program costs related to the capital expenditures, soft costs or staffing.
The proposal must identify each capital expenditure, its estimated cost, its use, its anticipated useful life,
and a detailed discussion describing the benefit provided to the code enforcement program, the
community and the existing housing stock
The proposal must identify, in general terms, the nature, source, and timing of the other funds or
resources to be used to support the use, soft costs, maintenance, and other ongoing expenses related to
the capital expenditure during the three-year grant period.
The proposed or existing code enforcement program should incorporate interdisciplinary coordination,
using, for example, building, health, planning, police, fire, prosecutorial, and/or housing finance staffing or
other resources for outreach/education and/or inspections and, to the extent feasible, include a
community-oriented component.
Grant Amounts
The rmximum grant to a single recipient shall not exceed lhree hundred thousand ($300,000), and the minimum
grant to a single recipient shall not be less than thirty thousand dollars ($30,000).
Eligible Uses of Funds
A local code enforcement agency must use the grant funds for the acquisition or construction of a capital asset
that complements its housing code enforcement program The following are the statutory definitions of a
capital asset as pursuant to Govemment Code Section 16727:
The acquisition or construction of tangible physical property with an expected useful life of 15 years or
more;
Major maintenance, reconstruction, or retrofitting of a capital asset;
Capital assets such as equipment with an expected useful life of two years or more; and
Expenditures that continue or enhance the useful life of a capital asset.
The following expenditures are examples of eligible costs. However, this is just a partial list of eligible costs
and the Department encourages proposals for other capital expenditure items. Where funds are used for the
purchase of equipment, that equipment MUST have an anticipated useful life of two years.
Vehicles and Related Equipment ~ RV, special purpose commercial modular (portable office), or outreach trailer;
~ Passenger trucks or automobiles (for inspectors); and
~ Garbage dumpsters/storage containers.
Electronic Equipment
~ Computers: laptop or desktop, modems, wireless transmission equipment, printers, etc., along with
appropriate accessory equipment;
~r Computer network or host server equipment necessary to support interdisciplinary coordination including
appropriate software;
~ Radios, cell phones, walkie-talkies, or other communication systems and routine accessories;
~r Wireless communications equipment; global positioning system equipment and related software;
m CD reproduction equipment; and
m Cameras (single-shot and/or movie); movie or projection equipment.
Office/Neighborhood Outreach Equipment ~ Office building improvements to support code enforcement and/or additional inspectors;
~ Office equipment, meeting, demonstration or communication equipment.
Inspection Equipment ~ Lead paint testing equipment;
~ Surveillance cameras to record illegal dumping or graffiti;
~ Metal or good quality reusable street or posting signage, and equipment to secure unsafe structures such
as metal fencing or street barricades;
~' Street or security lights;
~ Equipment for vector or mosquito control;
~ Resource library for code enforcement officers;
~' Specialized equipment to rent or lease (e.g., tractor "claws" for neighborhood clean-up's); and
~ Code enforcement safety equipment.
Property Owner/Tenant Equipment ~ Jurisdiction-owned equipment, for use by public staff or to loan to property owners; and
~ Jurisdiction-owned graffiti removal equipment.
Ineligible Uses of Funds
Examples of ineligible expenditures include the following: which are operating costs or supplies (rather than
capital costs), do not enhance or extend the life of a capital asset, are staff costs, or do not have a two-year
useful life.
Operating costs or supplies such as: gasoline, oil, insurance, maintenance for vehicles (unless
included in lease cost);
Garbage bags or dump fees;
Contracts for certification or training related to equipment, programs, etc.;
Consultants to develop customized software;
Monthly communication system fees or intemet fees;
General "operating supplies" or "consumable s" (examples: film, non-rechargeable batteries, paper,
toner, etc.);
Paper flyers or brochures related to specific events or which are "throw-away" in nature; and
Costs related to development of public service announcements (written or electronic) educational
materials, websites, translations, etc.; and
Consumer tool boxes.
The determination of whether a proposed acquisition is an elig~le capital expenditure is within HCD's sole
discretion. If HCD determines a proposed expenditure is ineligible, or determines that an item's cost is not
reasonable or staff capacity is inadequate to properly support the item, HCD may either eliminate the item from
the application or modify the request to be consistent with the NOFA. If HCD's action reduces an application
to less than the minimum threshold amount, this reduction will not result in disqualification unless the amount
remaining to be awarded, in HCD's sole discretion, is too small to substantially support a code enforcement
program or would place a disproportionate administrative burden on HCD.
Local Financial and Resource Leveraging
Although the CEGP program does not explicitly require a monetary local match, the Department believes it is
necessary and appropriate to require resource or financial leveraging for the grants in the form of funding for
personnel and soft costs necessary to make effective use of the grant-financed acquisitions. Applicants must
provide a detailed accounting of where these funds will come from and how they will be used. For example, if
the State-approved grant funds are used to purchase a vehicle, the grantee will be required to guarantee the
personnel and operating costs (as local financial and resource leveraging) for the three-year grant period.
Grant Terms and Limits
Grants will be made for a term of three years. However, grant funds may be drawn down immediately after
the execution of the Standard Agreement and Department approval of the item to be purchased. Grants will be '
subject to conditions set forth in a Standard Agreement (Contract). Grantees will be responsible for reporting
on the fund usages and effectiveness of their code enforcement activities.
Rating and Ranking of Applications
Eligible applications, that are complete and meet all the threshold requirements, will be rated and ranked
according to the following criteria. These complete applications will be compared one to another and points
assigned on a continuum within each criteria with the maximum points awarded to the application that best
meets the criteria.
Criteria
1. Need and Community Benefit from Code Enforcement Grant Funds
The degree to which the application demonstrates the jurisdiction's need for the proposed
capital expenditure and the benefits provided to the local code enforcement program. Where
applicable, describe joint benefits for interdisciplinary code enforcement, any housing
preservation support, or community benefits.
a.) A detailed description of the capital expenditures to be acquired with grant funds and
demonstrate that the items' costs are reasonable. 0-10 points
b.) The jurisdiction's need for the capital expenditure and how the grant funds will fulfill this
Maximum
Points
3O
need. 0-10 points
c.) The joint benefits provided by the proposed expenditure for the following groups or
activities. Provide a brief explanation of the benefit. (1 points will be awarded for each
response, 5 point maximum) 0- 5 points
1. Code enforcement program
2. Community or jurisdiction
3. Interdisciplinary code enforcement team
4. Housing preservation, rehab programs, or neighborhood improvement programs
5. Special needs groups (disabled, elderly or low or very-low income, etc.)
d.) Does the proposed capital expenditure provides a cost savings benefit to the jurisdiction?
Provide a brief explanation of the cost savings. 0- 5 points
2. Current Code Enforcement and Housing Conservation Plan
Has the legislative body adopted a "plan" which addresses residential structure
conservation and code enforcement? (It may be the housing element currently in effect, a
Consolidated Plan, or another formal document adopted by the local jurisdiction.) From the
following list, select one description that best reflects your jurisdiction's "plan" for code
enforcement activities. Points will be awarded as follows:
a.) The plan provides for proactive code enforcement (not just responding to complaints), an
interdisciplinary approach, and includes funding options for repairs and rehabilitation;
10 points
b.) The plan only provides for proactive code enforcement (not just responding to complaints)
and calls for an interdisciplinary approach and does not address funding options for repairs
and rehabilitation; 8 points
c.) The plan provides for some type of proactive code enforcement (other than just
responding to complaints) but doesn't address coordinated interdisciplinary activities with
other local public agencies or funding options; 6 points
d.) The plan provides for only reactive code enforcement; 4 points
e.) The plan only refers to a need to preserve and/or improve existing housing stock, without
any code enforcement program; or 2 points
f.) No existing plan 0 points
10
3. Community-Oriented or Interdisciplinary Code Enforcement
The degree to which the application demonstrates the intent and means to ensure cooperative
and effective working relationships between code enforcement officials and other local
agencies, as well as, a community-oriented approach to code enforcement.
a.) Identify current or proposed interdisciplinary code enforcement programs or activities
and the team members (example: code enforcement, police, local prosecutors, health
department, building and planning, fire, etc.). Provide a description of the team's code
enforcement and coordination procedures, activities and services provided. If the current
programs or resources are limited in scope, explain how receipt of the grant will be used to
improve the program. 0-10 points
b.) Identify current or proposed community-oriented code enforcement programs, activities
or services. (Examples: community clean-ups, Neighborhood Watch programs, community
meetings, door-to-door code enforcement knock and talks, etc.). If the current programs or
resources are limited in scope, explain how receipt of the grant will be used to improve the
program. 0-10 points
2O
4. Proactive Code Enforcement Activities
The effectiveness of the proposed or existing proactive activities and programs operated by
the code enforcement program. Describe the activities or programs that include the
following:
a.) Encourages repairs and preservation, rather than demolition or abandonment, of
substandard residences. 0-5 points
b.) Abatement of (a) lead hazards and lead-based paints, (b) toxic molds and dampness, and
(c) displacement or relocation of residents. 0-5 points
c.) Community clean-up campaigns. This may include but is not limited to recycling dates,
free or reduced disposal rates at dumpsite, public clean-up days that encourage removal of
unwanted or excess debris by making available extra trash pick-ups, dumpsites or
trash/recycling containers on specific dates to dispose of household debris, inoperable
vehicles, tires, toxic materials, etc. 0-5 points
d.) Resource or referral programs for local, state, federal and private funds and other
resources available in your jurisdiction that can assist with housing rehabilitation and repairs to
rectify code violations. 0-5 points
e.) Public education programs on housing issues. These could include but are not limited to
community housing meetings dealing with homeownership, tenant-landlord issues, housing
code enforcement, school age children programs with coloring books or handouts, housing
safety pamphlets, etc. 0-5 points
f.) Programs that encourage community involvement with groups; such as schools, churches, r
community service groups, utility companies, local stores, housing agencies, banks, etc.
0-5 points
5. Capacity to financially and technically support proposed capital expenditures
The degree to which the application demonstrates the jurisdiction's financial and technical
capacity to properly use and successfully support the proposed capital expenditure during the
term of the grant.
a.) The anticipated ongoing program funding for the duration of the three-year grant program
is adequate to financially support the use of the grant-financed equipment. Include details
of funding and technical support sources for the capital expenditure (examples: insurance,
paper, maintenance, training, supplies, personnel, monthly billing costs, etc.)
0-5 points
b.) The jurisdiction has the technical capabilities to use and support equipment.(examples:
adequately trained staff or resources to provide training to operate technical equipment, local
service provider for cell phones or two-way radios, trained personnel to operate equipment,
etc.) 0-5 points
TOTAL POINTS AVAILABLE:
30
10
100
Geographic and Demographic Diversity
To ensure geographic and demographic diversification of the grant awards, upon the completion of ranking and rating,
at least one highest ranking jurisdiction will be selected from each of the following categories:
Northem urban county Southem urban County Central Coast county
Northern urban city Southem urban city Central Valley city
Northem rural county Southern rural county Central Coast county
Northem rural city Southem rural city Central Valley city
It is likely that a single funded applicant may fulfill one or mom of the above jurisdictional and/or regional
categories.
Application Request
Applications must be on forms provided by HCD. Applications are available online at www.hcd, ca.gov, by
writing or calling for an application package at the address or telephone number listed below, or by email at
tgrossi~hcd.ca, gov. One completed original application must be received by HCD, no later than 5:00 p.m.
on Friday, April 4, 2003. No facsimiles will be accepted. It is anticipated that funding announcements will be
made in May, 2003.
U.S. Mail
Teresa Grossi,
Department of Housing and Community Development
Code Enforcement Grant Program
P.O. Box 1407
Sacramento, CA 95812-1407
Phone Number (916) 445-9471
Private Carrier
Teresa Grossi
Department of Housing and Community Development
Code Enforcement Grant Program
1800 Third Street, Suite 260
Sacramento, CA 95814
Legal Information
HCD reserves the right, at its sole discretion, to suspend or amend the provisions of this NOFA. If such an
action occurs, HCD will notify all interested parties. Applicants are urged to carefully review this NOFA
and the application documents before submitting the application.
Information and Assistance
HCD staff is available to answer questions regarding the iprogram or the submitting of the application and
attachments. Please call Teresa Grossi for assistance or additional information at (916) 445-9471.
Additionally, HCD will convene two applicant workshops to answer questions and provide technical assistance,
at:
Northern California
February 21, 2003
10:00 a.m. to 2:00 p.m.
Housing and Community Development
1800 3rd Street, Suite 183/185
Sacramento, CA 95828
Southern California
February 25, 2003
10:00 a.m. to 2:00 p.m.
Housing and Community Development
3602 Inland Empire Blvd., Suite C220
Ontario, CA 91764
Thank you for your interest in the Code Enforcement Grant Program.
Sincerely yours,
Norman Sorenson
Deputy Director