HomeMy WebLinkAboutRDA 7 MTG CREDIT CTF 08-16-93,.,ATE: AUGUST 16, 1993
RDA NO. 7
8-16-93
Inter-Oom
TO: WILLIAM A. HUSTON, CITY MANAGER AND EXECUTIVE DIRECTOR
FROB: COMMUNITY DEVELOPMENT DEPARTMENT
SUBJECT: APPLICATION FOR ALLOCATION OF MORTGAGE CREDIT CERTIFICATES
RECOMMENDATION
It is recommended that the City Council:
.
Authorize the Community Development Department to prepare
and submit to the County an application to the California
Debt Limit Advisory Committee; '
.
Adopt the attached Resolution No. 93-92 adopting a
Mortgage Credit Certificate Program in cooperation with
the County of Orange; and
.
Authorize the execution of a cooperative, agreement
between the County of Orange and the City of Tustin to
undertake the Mortgage Credit Certificate Program, which
is an Exhibit to Resolution No. 93-92.
o
Adopt Resolution No. 93-94 finding that the Mortgage
Credit Certificate Program will benefit both the Town
Center and South Central Project Areas;
It is recommended that the Redevelopment Agency:
o
Adopt Resolution No. RDA 93-11 finding that the Mortgage
Credit Certificate Program will benefit both the Town
Center and South Central Project Areas; and
..
Appropriate the following Town Center Project Area and
South' Central Project Area Housing Set-aside funds as
part of the 1993-94 budget:
a o
$3,000 in administrative costs for the Mortgage
Credit Certificate Program to be assigned to the
Town Center Project and $3,000 to be assigned to
the South Central Project Area;
b o
$30,000 in potential penalty charges to be assigned
to the Town Center Project Area and $30,000 to be
assigned to the South Central Project Area.
Pursuant to the requirements of the California Debt
Redevelopment Agency Report
Application for Allocation of
Mortgage Credit Certificates
August 16, 1993
Page 2
Limit Advisory Committee (CDLAC), the Finance
Director shall deposit said amounts in a
trust/security account.
FISCAL IMPACT
Cost to the Community Redevelopment Agency for the administration
of the two-year program through the County of Orange is estimated
at $6,000. The Redevelopment Agency also is required to encumber
1% of the requested allocation, or $60,000, as a potential penalty
if the entire allocation is not used. Ail costs will be allocated
from accumulated Housing Set-aside Funds for th~o~Town Center and
South Central Project Areas.
BACKGROUND
__
The Mortgage Credit Certificate Program was originally authorized
by Congress in the Tax Reform Act of 1984. The Congress intended
the program to assist first time homebuyers is qualifying for the
purchase of their home.
Cities in Orange County, along with the County, first participated
in the program in 1990. Tustin was not among those who
participated. The citieSwhich did participate were Anaheim, Buena
Park, Garden Grove and Santa Ana, along with the County itself
representing the unincorporated areas. The County is now preparing
an application for a new allocation.
Under the Mortgage Credit Certificate, first time homebuyers who
qualify by income and by the price of the unit they purchase,
receive a certificate authorizing them to receive a tax credit of
20% of their annual principal and interest payment. This is in
addition to the standard deduction for home mortgage interest
rates. They receive this 20% tax credit each year that they have
the original mortgage and live in the unit they purchased.
The Federal Government allocates a set amount of mortgage amounts
for each state. The States, in turn, sub-allocate this authority
to local jurisdictions. The application, which the County is
filing, is to the California Debt Limit Advisory Committee (CDLAC),
who has the authority in California to allocate this State's share
of mortgage amounts to local agencies.
Redevelopment Agency Report
Application for Allocation of
Mortgage Credit Certificates
August 16, 1993
Page 3
The application is a combined application submitted by the County
on behalf of itself and the participating cities. The City of
Tustin does not' submit a separate application. The other cities
whose Councils have approved participation in this round of
allocation are Anaheim, Brea, Buena Park, Fullerton, Garden Grove,
Santa Ana, Yorba Linda and the County of Orange.
There are many first time homebuyers in the Tustin market. While it
is difficult to determine the number of first time homebuyers in
the resale market, the'Staff has talked to the developers in East
Tustin to determine the extent of first time buyers. A & M Homes
indicate that 30% of the homes they have sold are to first time
buyers. RGC Development has sold 56% of their homes to first time
buyers, and Akins Development has sold 95% of their homes to first
time buyers.
AMOUNT OF ALLOCATION
The City Staff is proposing an application for an allocation of
$6,000,000 from the California Debt Limit Advisory Committee
(CDLAC). This represents the value of the mortgages, not the
amount of tax credit.
The County states the previous history with the program indicates
that an average of 1.75 applications a month can be expected per
jurisdiction. Over a two year period, this represents 42
applications. The County also states the average mortgage that was
processed in the past was $131,666. This would represent a request
for Tustin of $5,529,972. The. Staff has rounded this up to
$6,000,000 to offset any upturn in the market which may occur in
the next two years.
PROGRAM ADMINISTRATION
The program is administered entirely by the County of Orange. The
City's participation is minimal, and outlined below. The County
has contracted with Urban Futures Inc. to process the applications,
qualify lending institutions and certify the applicants for the
program.
The underwriting of the applicants is done by lending institutions.
These institutions are certified by the County for participation in
the program. There are currently twelve lending institutions who
Redevelopment Agency Report
Application for Allocation of
Mortgage Credit Certificates
August 16, 1993
Page 4
have been certified. The County will be issuing a request for
qualificatio~s for additional lending institutions in the next few
weeks.
The applicant for the mortgage credit certificate is not required
to use these lending institutions for their mortgages. They may
receive a mortgage from any source they desire. Mortgage Credit
Certificates, however, can only be used with fixed rate mortgages
and cannot be used for mortgages financed through tax exempt
mortgage revenue bonds.
The program has a maximum income level of between $56,500 for a one
person household and $64,975 for a household of three or more
persons. The maximum allowable home purchase price is
approximately $240,000. During the past three years, the average
mortgage the County has issued certificates for is $131,666. This
is approximately a $165,000 purchase price for a home, assuming as
20% down payment.
The following is an outline of the application process:
o
The applicant receives a preapplication from the City,
completes it and returns it to the City.
.
The City Staff makes a preliminary review of the pre-
application. If based on the information provided, it
appears the applicant meets the basic qualifying
criteria, the staff refers the applicant to the list of
participating lending institutions. The staff does not
have to verify the information.
.
The lending institution works with the applicant to
complete the formal application for the MCC and then
forwards it to Urban Futures, the County's contractor for
the program.
o
Urban Futures reserves a credit certificate for the
applicant.
o
Urban Futures reviews and approves the application and
then issues an MCC commitment.
o
The primary mortgage lender submits the escrow closing
documents to Urban Futures.
Redevelopment Agency Report
Application for Allocation of
Mortgage Credit Certificates
August 16, 1993
Page 5
7. Urban Futures gives final approval for the MCC.
o
The escrow is closed on the home and the necessary
documents are recorded.
o
Urban Futures issues the Mortgage Credit Certificate to
the homebuyer.
Since there is a limited allocanion in the County, the County wants
· to ensure that all of the al'ocation is used over the two year
period. To accomplish this, they reserve each city's allocation to
that city for the first year. A- the beginning of the second year,
all of the unused allocations from all of the cities are pooled.
The MCC's are then issued to ap~iicants from any participating city
on a first come, first served basis. In this way, a city that has
a greater need than anticipated can use the allocation from a'city
where the demand is less than expected; ensuring that the total
allocation is used.
CITY OBLIGATIONS
Financial
·
·
·
.
As part of the overall County Program, the City is responsible for
its proportionate share of the administrative costs. The County
estimates the City's share will.be $6,000. The actual amount will
be based on the percentage of actual mortgages processed in the
City cf Tustin to the total amount processed through the County and
other participating cities. The County does not request payment of
these funds until after the program term ends, in approximately two
years.
The CDLAC has, in the past, ~een faced with issuing allocations
and then finding that the city which received the allocation does
not use it. Since there is a limited statewide allocation, a city
that could have used the atiocanion may not have a chance to do so,
because the allocation was issued to a city that did not use it.
To forestall This, CDLAC requires applicants to set aside, in an
account with a financial instinution, an amount equal to 1% of the
allocation requested. If CDLAC determines that the allocation has
not been used, it can require nke forfeiture of all or a portion cf
these funds to the State. His%orically, CDLAC has not sought a
forfeiture if there has been 5 good faith effort to utilize the
allocation. Further, because of the method the County uses to
Eedevelopment Agency Report
Application for Allocation of
~<ortgage Credit Certificates
August 16, 1993
~age 6
reallocate allocations after the first of the year, the total
allocation for Tustin will likely be used somewhere in the County,
~f this City is unable to use it. Therefore, the possibility of
-hese funds being forfeited is significantly reduced. The funds
are "recaptured" by the City when CDLAC authorizes their release.
Finally, the City needs to provide staffing to process the initial
applications and to do the initial pre-screening of the pre-
applications. The City currently has a consultant providing
~rocessing assistance for the housing rehabilitation program. The
Snaff believes he will be able to handle this program also at no
additional cost.
Proqrammatic
in order to participate in the program, the City is required to
-aka the following actions:
o
Preparation and submittal to the County its portion of
the application to CDLAC.
o
Approval by the City Council of a resolution adopting a
Mortgage Credit Certificate Program in cooperation with
the County of Orange, attached, with this report.
.
Execution of a cooperation agreement with the County of
Orange, attached as an exhibit to the resolution.
°
As noted above, appropriate adequate administrative costs
($6,000) and deposit $60,000 into an account with a
financial institution.
Redevelopment housing set-aside funds can be used for
this purpose since the MCC income requirements are within
the limits of low to moderate income households as
defined in State Redevelopment Law.
in addition, the City must make the pre-screening application
5vailable to prospective participants.
l[eisher the City r~or the Agency is required to market the program.
But, staff will market the program by informing residential real
estate brokers and agents as well as the residential developers in
nhe City about the availability of the program. Already, after
iiscussing the program with some of the developers in East Tustin
Redevelopment Agency Report
Application for Allocation of
Mortgage Credit Certificates
August 16, 1993
Page 7
to determine the number c= first ti~,e home buyers, these developers
have expressed a great deal of interest in participating.
RECOMMENDATION
The staff believes that participation in this program will help
promote home ownership in the City, and within each Project Area,
which has been a goal of the City Council. Therefore, it is
recommended the City Council authorize the submittal of an
application for a $6,~00,000 allocation of Mortgage Credit
Certificate authority, approve the attached Resolution No. 93-92
and authorize the execution of the cooperation agreement with the
County of Orange.
It is also recommended 5hat the City Council and Redevelopment
Agency adopt a resolution finding that the use of housing set-aside
funds outside of the Town Center and South Central Project Area for
the Mortgage Credit Cer5ificate Program is a benefit to the two
project areas,.appropriane $6,000 for administrative costs for the
program and authorize tke deposit of $60,000 in housing set-aside
funds into an account pursuant to the requirements of the CDLAC.
~R~ehvae~ldo~~ogram Manager
Christine A: Sh~gleton
Assistant City Manager
rz immer~mcccounc, rz
RESOLUTION NO. RDA 93-11 .
A RESOLUTION OF THE REDEVELOPMENT AGENCY OF
THE CITY OF TUSTIN, CALIFORNIA, FINDING THAT
THE USE OF TAXES ALLOCATED FROM THE SOUTH
CENTRAL PROJECT AREA AND FROM THE TOWN CENTER
PROJECT AREA FOR THE MORTGAGE CREDIT
CERTIFICATE PROGRAM OUTSIDE THE PROJECT AREAS
WILL BE OF BENEFIT TO BOTH PROJECT AREAS
The Redevelopment Agency of the City of Tustin does
hereby resolve as follows:
WHEREAS, the Community Redevelopment Agency of the
City of Tustin (the "Agency") has adopted a Redevelopment
Plan (the "Redevelopment Plan") for the South Central
Project Area and has also adopted a Redevelopment Plan
for the Town Center Project Area; and
WHEREAS, both Redevelopment Plans provide for the
allocation of taxes from their respective Project Areas;
and
WHEREAS, Section 33334.2 of the California Community
Redevelopment Law (Health and Safety Code Section 33000
et seq.) requires that not less than twenty percent (20%)
of all taxes so allocated be used for the purpose of
increasing, improving and preserving the community's
supply of low and moderate income housing available at
affordable housing cost; and
WHEREAS, Section 33334.2(g) of the Health and Safety
Code provides that such funds may be used outside of a
project area if a finding is made by resolution of the
Agency and the City Council that such use will 'be of
benefit to the Project; and
WHEREAS, the Project Areas comprise only a limited
portion of the low to moderate income housing supply in
the City of Tustin and the overall low to moderate income
housing supply is dispersed throughout the City; and
WHEREAS, City of Tustin is proposing to establish a
Mortgage Credit Certificate Program to assist low to
moderate income first time homebuyers throughout the
City; and
WHEREAS, the use of tax increment funds for
implementation of the City's Mortgage Credit Certificate
Program oul. side of the Project Area will directly promote
the incr,, se, improvement and preservation of the
community'n supply of low to moderate income housing
available at affordable prices both inside and outside
the South Central and Town Center Project Areas.
Resolution No. RDA 93-11
Page 2
NOW, THEREFORE, the Community Redevelopment Agency of the
city of TuStin does hereby find and resolve as follows:
Section 1: The Agency hereby finds that the use of
taxes allocated from the South Central Project Area and
from the Town Center Project Area for the purpose of
increasing, improving and preserving the community's
supply of low and moderate income housing available at
affordable housing cost outside the Project Areas and
within the City of Tustin will be of benefit to both the
South Central and. Town Center Project Areas.
Section 2: The Agency finds that the use of these
funds is of primary benefit to both the South Central and
Town Center Project Areas, and constitutes redevelopment
activity as described in Sections 33020 and 33021 of the
Health and Safety Code.
Jim Ports
Redevelopment Chairperson
Mary E. Wynn
City Clerk
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF TUSTIN )
SS
CERTIFICATION FOR RDA RESOLUTION NO. 93-11
MARY E. WYNN, City Clerk and ex-officio Clerk of the
Redevelopment Agency of the City of Tustin, California
does hereby certify that the whole number of the numbers
of the Redevelopment Agenc3 of the City of Tustin is 5;
that the above and foregoing RDA Resclution No. 93-11 was
duly and regularly introduced, passed and adopted at a
regular meeting of the Redevelopmen% Agency held on the
16th day of August, 1993, by the fc21owing vote: