HomeMy WebLinkAbout19 GIFT BAN ORD. 07-05-94NO. 19
7-5-94
in t e r- C o.m
DATE'
JUNE 28, 1994
TO-
FROM-
SUBJECT:
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
WILLIAM A. HUSTON, CITY MANAGER
GIFT BAN ORDINANCE
City Councilmember Doyle requested that the attached ordinance be
discussed by the City Council. The ordinance is essentially the same
gift ban ordinance enacted by the County of Orange.
After adoption of a gift ban ordinance, it will be necessary to amend
the City's existing conflict of interest code to conform with the gift
ban ordinance. The conflict of interest code applies to designated City
employees and members of Commissions and Committees. The conflict of
interest code would need to be amended to ensure that its provisions are
consistent with the gift ban ordinance and make clear that the gift ban
applies .to all City employees (i.e. not jUst employees currently
designated in the conflict of interest code).
Since the gift ban ordinance is in draft form, it will be necessary to
resubmit it to the City Council for introduction and adoption once a
decision is made concerning its final provisions.
gi ftban.ord
ORDINANCE NO.
AN ORDINANCE OF THE CITY OF TUSTIN
ADDING NEW CHAPTER TO TITLE
OF THE TUSTIN MUNICIPAL CODE
RELATING TO THE DONATION AND RECEIPT OF
SPECIFIED GIFTS TO PUBLIC OFFICIALS
The city Council of the City of Tustin does hereby ordain as
follows:
Section I.
That Chapter be, and the same is hereby added to Title
of the Tustin Municipal Code, to read as follows:
CHAPTER
GIFTS TO PUBLIC OFFICIALS
Section X.XX.010. Purpose; Meaning of Terms; Interpretation; Citation.
The City Council finds that the receipt of gifts by public
officials from persons who do business with the City erodes public
confidence in the impartiality of decisions made by those officials.
The purpose of this Ordinance is to prohibit the donation and receipt of
specified gifts, thereby eliminating, to the extent possible, such loss
of confidence.
Unless otherwise expressly defined, the terms used in this
Ordinance shall have the same meaning as defined in the California
Political Reform Act (Title 9 of the California Government Code) and
regulations issued by the Fair Political Practices Commission pursuant
to the authority of the Political Reform Act, as the Act and regulations
shall be, from time to time, amended.
This Chapter shall be known as, and may be cited as, the "Tustin
Gift Ban Ordinance".
Section X.XX.020. Definitions.
For the purposes of this Chapter:
(a) "City" means the City of Tustin.
(b) "City officer" means every person who is elected or appointed
to an office in the City which is specified in Section 87200
of the California Government Code.
(c) "Designated employee" means every employee of the City wh° is
designated in the City's Conflict of Interest Code to file a
statement of economic interests and every member of a board or
commission under the jurisdiction of the City Council required
to file such a statement.
(d) "Doing business with the City" means:
(1) seeking the award of a contract or grant from the
City, or
(2) having sought the award of a contract or grant from
the City in the past 12 months, or
(3) being engaged as a lobbyist or lobbyist firm, as
defined in this Section, from the time of such
engagement until 12 months after the award of the
contract, grant, license, permit, or other
entitlement for use, which was the subject of the
engagement, or
(4) having an existing contractual relationship with the
City, until 12 months after the contractual
obligations of all parties have been completed, or
(5) seeking, actively supporting, or actively opposing
the issuance, by the City, of a license, permit, or
other entitlement for use, or having done any of
these things within the past 12 months.
(e) "Gift" shall have the meaning it is defined to have in the
California Political Reform Act, and the regulations issued
pursuant to that Act, which reads as follows:
"82028. Gift"
(a) "Gift" means, except as provided in subdivision (b),
any payment to the extent that consideration of
equal or greater value is not received and includes
a rebate or discount in the price of anything of
value unless the rebate or discount is made in the
regular course of business to members of the public
without regard to official status. Any persons,
other than a defendant in a criminal action, who
claims that a payment is not a gift by reason of
receipt of consideration has the burden of proving
that the consideration received is of equal or
greater value.
(b) The term "gift" does not include'
(1) Informational material such as books, reports,
pamphlets, calendars, or periodicals. No payment
for travel or reimbursement for any expenses shall
be deemed "informational material".
(2) Gifts which are not used and which, within 30
days after receipt, are returned to the donor or
delivered to a charitable organization without being
claimed as a charitable contribution for tax
purposes.
(3) .Gifts from an individual's spouse, child,
parent, grandparent, grandchild, brother, sister,
parent-in-law, brother-in-law, sister-in-law,
nephew, niece, aunt, uncle or first cousin or the
spouse of any such person; provided that a gift from
any such person shall be considered a gift if the
donor is acting as an agent or intermediary for any
person not covered by this paragraph.
(4) Campaign contributions required to be reported
under Chapter 4 of this title.
(5) Any devise or inheritance.
(6) Personalized plaques and trophies with an
individual value of less than two hundred fifty
dollars ($250).
The following items shall be deemed to be additional
exceptions to the definition of "Gift":
(1) Food, beverages, and free admission at any event
sponsored by, or for the benefit of, a bona fide
educational, academic, or charitable organization,
and commemorative gifts from such organizations with
a cumulative value of $50.00 or less during any 12
month period.
(2) Food, beverages, and free admission provided by a
governmental agency at ceremonial functions
commemorating the opening or naming of a public
facility.
(3) Food and beverage such as coffee, donuts, etc., with
a unit value of less than $2.00.
(4) Flowers, plants, balloons or similar tokens which
are given to express condolences, congratulations,
or sympathy for ill health, or to commemorate
special occasions, provided that gifts made or
received under this exemption shall not exceed a
value of $50.00 from any single source in any
calendar year.
(5) A prize awarded on the basis of chance in a bona
fide competition not related to the official status
of the public official.
(6) Gifts from any agency of a foreign sovereign nation,
provided that such gifts are unconditionally donated
by the public official to the
within 45 days of receipt, and the public official
does not claim any tax deduction by virtue of such
donation.
(f) "Lobbyist" shall mean any individual, including an attorney,
who is employed or contracts for consideration, other than
reimbursement of reasonable travel expenses, to communicate
directly with any City officer or staff member of a City
Council member for the purpose of seeking, actively
supporting, or actively opposing the award of a contract or
grant from the City, or the issuance, by the City, of a
license, permit, or other entitlement for use. An attorney
shall not be considered a lobbyist when performing activities
which can only be performed by a person admitted to the
practice of law.
(g) "Lobbyist firm" shall mean (1) any business entity, which is
employed or contracts for consideration, other than
reimbursement of Gravel expenses, to communicate directly with
a City officer or staff member of a City Council member for
the purpose of seeking, actively supporting or actively
opposing the award of a contract or grant from the City, or
the issuance, by the City, of a license, ~ permit, or other
entitlement for use, or (2) any business entity of which any
member or employee is a lobbyist.
(h) "Principal" shall mean any individual or business entity which
employs or contracts with a lobbyist or lobbyist firm for any
of the purposes stated in Section X.XX.020(f) or Section
X.XX.020(g).
(i) An individual or business entity shall be deemed to be
employed or contracting to communicate directly with a City
officer or staff member of a City Council member if it is
reasonably foreseeable that in the course of employment or in
the course of performing the' contract the individual or an
employee of the entity will have a telephone conversation or
a discussion with any City officer or staff member, outside of
any meeting governed by the Ralph M. Brown Act (which is
codified in the California Government Code commencing with
Section 54950), for the purpose of seeking, actively
supporting, or actively opposing the award of a contract or
grant from the City, or the issuance, by the City, of a
license, permit, or other entitlement for use.
(j) An individual lobbyist who is an officer, partner or employee
of his or her principal shall be deemed to be "engaged" within
the meaning of this Section on the first occasion on which he
or she engages in a telephone conversation or discussion
described in Section X.XX.020(i). A lobbyist firm, or an
individual lobbyist who is not an officer, partner or employee
of his or her principal shall be deemed to be "engaged" within
the meaning of this Section upon the completion of an
agreement, oral or written, to provide the services specified
in Section X.Xx.020(f) or Section X.Xx.020(g).
(k) "Public official" means every City. officer and every
designated employee.
Section X.Xx. 030. Prohibitions.
(a) No person who is doing business with the City shall make any
gift to any City officer.
(b) No person who is doing business with the City shall make any
gift to any designated employee, who, by virtue of his City
employment, could make a governmental decision, participate in
making~ a governmental decision, or use his or her official
position to influence a governmental decision regarding the
pending business of the donor, or who has done any of the
above during the 12 months preceding the donation.
(c) No City officer shall solicit or accept .any gift from any
person who he knows, or has reason to know, is doing business
~ith the City.
(d) No designated employee shall solicit or accept any gift from
any person who he knows, or has reason to know, is doing
business with the City, when such employee by virtue of his
City employment, could make a governmental decision,
participate in making a governmental decision, or use his or
her official position to influence a governmental decision
regarding the pending business of the donor, or has done any
of the above during the 12 months preceding the donation.
(e) No public official shall accept any gift when the identify of
the donor is not known to the public official.
(f) No public official shall accept any honoraria.
Section X.XX.040. Violations and Enforcement.
(a) Any Cisy officer who violates Section X.XX.030 shall be guilty
of a misdemeanor.
(b) Any designated employee who violates Section X.XX.030 shall be
subject to discipline for such violation, including, in
appropriate cases, termination of employment.
(c) Any member of any City board or commission, other than a board
or commission established by the Constitution or a statute of
the State of California, who violates Section X.XX.030, shall
be subject to removal from office.
(d) Any person who violates Section X.XX.030(a) or Section
X.XX.030(b) shall be guilty of a misdemeanor.
(e) These enforcement provisions are in lieu of the penalty
provided in Section , are cumulative, and are not
mutually exclusive.
Section X.Xx.050. Effective Date.
The provisions of this Chapter shall become effective on
, 1994.
Section II.
A summary of this Ordinance shall be published and a certified copy
of the full text of this Ordinance shall be posted in the Office of the
City Clerk at least five (5) days prior to the City Council meeting at
which this Ordinance is to be adopted. A summary'of this Ordinance
shall also be published once within fifteen (15) days after this
Ordinance's passage in the , a newspaper of
general circulation published, and circulated in the City of Tustin.
The City Clerk shall post in the Office of the City Clerk a copy of the
full text of such adopted Ordinance along with the names of those City
Council members voting for and against the Ordinance in accordance with
Government Code Section 36933. This Ordinance shall become effective on
, 1994.
ADOPTED this
day of
, 1994.
ATTEST:
Mayor of the City of Tustin
Mary Wynn
City Clerk of the City of Tustin
STATE OF CALIFORNIA )
COUNTY OF ORANGE )
CITY OF TUSTIN )
I, MARY WYNN, City Clerk of the City of Tustin, California, do
hereby certify that the foregoing Ordinance was introduced at the
regular meeting of the city Council held on the day of
~, 1994, was duly passed and adopted.by the following vote, to wit:
AYES:
COUNCIL MEMBERS:
NOES:
COUNCIL MEMBERS'
ABSENT:~ COUNCIL MEMBERS:
Mary Wynn
City Clerk of the City of Tustin