HomeMy WebLinkAboutRDA MULTI-FAM ACQUI. 06-06-94 GE'NDA
RDA NO. 3
6-6-94
OATE:
JUNE 6, 1994
Inter-Com
TO:
FROM:
SUBJECT:
WILLIAM A. HUSTON, EXECUTIVE DIRECTOR
COMMUNITY DEVELOPMENT DEPARTMENT
AUTHORIZATION TO PROCEED WITH MULTI-FAMILY ACQUISITION AND
REHABILITATION PROGRAMS
RECOMMENDATION
It is recommended the Redevelopment Agency authorize Agency staff
to proceed with certain implementation activities related to multi-
family acquisition and~rehabilitation of 2-4 unit properties in the
South Central Project-Area.
FISCAL IMPACT
The authorization to proceed with the prOposed'programs will have
no direct fiscal impact at this time with the exception of
administrative time. Ail or a portion of any program costs would
need to be appropriated by"the Agency when a formal proposal
(development disposition agreement)..is submitted for Agency
approval. Agency HousingSet-Aside funds have been programmed for
these programs.
BACKGROUND'AND DISCUSSION
In November, 1993, the Tustin Community Redevelopment Agency
approved a Comprehensive Affordable Housing Strategy as required by
the California Community Redevelopment Law. This strategyoutlined
specific projects and programs to be funded through the Federal
Community Development Block Grant Program and Redevelopment Agency
housing set-aside funds accumulating in both the South'Central and
Town Center Redevelopment Project Areas.
The Staff will be providing the Agency with a full presentation
workshop on all of the elements in the Affordable Housing Strategy
in the near future. However, because of the lead time involved,
Staff is now seeking authorization to proceed with two of the
programs identified in the affordability strategy at this time.
One of the primary concerns of the Agency is the proliferation of
duplexes, triplexes and four-plexes in that portion of the South
Central Project Area identified as the "Southwest neighborhood".
Many of the units in this neighborhood need improvement as they get
Redevelopment Agency Report
Small Rental Complex
Rehabilitation Program
June 6, 1994
Page 2
older and suffer the normal deterioration from age, as well as the
increased deterioration brought about by overcrowding in some of
the units. The Agency is attacking these problems in a number of
ways, the primary one being utilization of the City's on-going
Rental Housing Rehabilitation Program.
In discussin9 the rehabilitation of the existing housing stock in
the City, the Strategy calls for four types of programs. These are:
Owner Rehabilitation Loans and/or Grants
This prQgram is already underway.
2. Rental Rehabilitation Loans and/or Grants
This program is already underway.
3. Multi-Family Acquisition, Rehabilitation and Conversion
to Ownership Mousing (2-4 unit rehab and resale)
4. Multi-FamilY Acquislt'ion, Rehabilitation and Rental (2-4
unit rehab and ~rental)
..
Agency staff are now reqUesting authorization to proceed with
initial necessary implementation activities for Programs No. 3 and
4 above. The Affordable Mousing Strategy provides an additional
description of each of these programs as shown in Attachment A.
The Staff has begun receiving numerous contacts from private and
non-profit corporations about the ability and willingness of the
Agency to assist in each of the proposed programs. Because the
interest of housing providers is currently intense, and because
there is a substantial lead tim~'' in identifying a prospective
developer, negotiating an agreement and undertaking the work to be
done, the staff would like to begin the process in the next few
weeks. This will allow each of the programs to get underway in the
coming fiscal year.
Staff, therefore, reqUests authorization to initiate the "2-4 Unit
Rehabilitation and Resale" and "2-4 Unit Rehabilitation and Rental"
programs identified in the Comprehensive Affordable Housing
Strategy. It is anticipated that staff would coordinate with local
real estate interests regarding available properties or properties
the Agency wishes to prioritize for developer acqUisition in the
South Central Redevelopment Project Area and prepare a ReqUest for
Proposal to be issued to profit and non-profit housing developers
Redevelopment AGency Report
Small Rental Complex
Rehabilitation ProGram
June 6, 1994
PaGe 3
for each of the proposed programs. The specific level of agency
assistance costs for acquiring and rehabilitatinG two or four unit
structures in the South Central .Project Area will be derived from
the AGency's Affordability G~p Analysis included in the
Comprehensive Affordability HousinG Strategy and will be negotiated
on each site. More specific negotiation perimeters will be
discussed with the AGency on each site program once developers are
selected. The AGency would also review and approve any development
agreement for each program site in the future.
Christine K. S~l%ton.
Assistant City--ManaGer
Zimmer
~.~deve'lo~nt ProGram ManaGer
RZ: CAS: kbc\4plxauth, rz
ATTACHMENT
b. Multi-Family Acquisition, Rehabilitation, and Conversion
Ownership Housing
to
Many of the City's duplexes and fourplexes in the South Central Project Area are owned by
absentee landlords and managed by apartment management companies. Absentee owners of
rental units purchased for future speculative value, perhaps with the thought of redevelopment
of existing properties, may be less inclined to make a short-term investment to maintain the
condition of existing p ..mpenies, while submitting to long-term affordability restrictions.
A multi-family acquisition and rehabilitation program is proposed whereby the Agency acts
directly or as a catalyst for the acquisition, rehabilitation and, where possible, conversion of
these units to ownership housing, such as condominiums or cooperatives.
i. Resale to Qualified Buyers
Units could be converted to condominiums and.sold to qualified low or moderate income
buyers with first time homebuyers assistance. If substantial rehabilitation is involved, the
Agency is required to restrict the occupancy to eligible families for the longest feasible time,
but not less than 10 years for owner, housing assisted with Low and Moderate Income Housing
Funds.
The Agency shoUld also study 'and determine whether it wishes to require units sold to
qualified buyers to include resale ~xa'ictions which limit the extent to which home prices may
increase. This preserves the benefit of the Agency's subsidy for future owners of the unit.
Even if the homeowner's potential financial benefit from Inice appreciation is limited, the
,o. _w~.er.contin. u.e.s.to re~_ ive the remaining benefits of ~wn_ea~: mortgage interest deduction,
mmteo appreciation, family and neighborhood stability. For single-family housing (including
condominiums) with income limits or maximum sales prices, the Agency could require that a
regulatory agreement, restrictive covenant, or other'document giving notice to future owners of
the housing restrictions is recorded in the CoUnty ~rder's office.
Covenants set forth the limitations on the use of the property in question and the length of the
limitations. Covenants alone, however, may not be enough to insure compliance with
whatever limitations that may be set out by the Agency. Particularly with ownership housing,
:-the Agency may not discover noncompliance with the covenantS, since the Agency would not
be'directly involved in future property sales. Also, enforcement of the covenants would
generally require a lawsuit which is expensive and time-cong.
Structuring financial assistance in the form of deferred loan secmv, d by a deed of trust on the
assisted property can provide further asstLrance that affordabi~ will be maintained. A deed of
trust provides that if the borrower defaults in a promise (either for repayment or maintenance of
housing affordabili, ty), the Agency can take over the property. Relatively quick and inexpensive
nonjudicial foreclosure prigs can be used instead of the longer and more expensive
remedy of a lawsuit. Moreover, thc Agency would be entitled to notice upon sale of the
property, thus reducing thc chances of undiscovered violations.
Tustin Affordable Housing Program Elements
Final Report 11
July 31, 1993
The major risk with a deferred loan, or "sleeping second", program without covenants is that
the owner will choose to sell the unit at market prices and repay the loan. While the Agency's
investment is protected, the unit may be lost to the affordable housing stock if the repayment
provisions are not carefully structured to remove incentives for selling, out of the program
guidelines. The combination of a deferred loan and recorded restrictions reduces the risk that
the unit will be converted to market rate housing.
ii. Scattered Site Cooperative Ownership
As an alternative to resale of units as condominiums, the units could be.retained in scattered
site, cooperative ownersh, ip. Cooperative ownership typically requires a limited
downpayment, with resale prices linked to an annual increase on the owner's downpaymenc
By law, the annual increase on the downpayment is limited to 10% annually. In practice, the
return on the owner's downpayment is usually s. pecified at a simple interest rate between 2%
and 6% annually.
Under most forms of cooperative ownership, boards of directors are elected based on one vote
per housing unit. The Board or a membership committee may'screen and approve new
members. Community organization and involvement is key to su~ful operation of a
cooperative. Ongoing training for the board and membership is imperative. The cooperative
must also have professional management (i.e. a management company), although residents
may take on some of the management and maintenance functions to cut costs.
The minimum size for a successful cooperative is considered to be about 50 units (preferably
higher for a scattered site cooperative). Additional units may be added over time. If scattered
site cooperative ownership were to be pursued for some of the fourplexes in Tustin, reaching
the threshold size during the start-up of the cooperative may be difficult if units are purchased
only as they come on the market. One alternative may be for units to be held as rentals'by a
nonprofit until sufficient units are acquired to warrant conversion to a scattered site
cooperative. .-
c. "Rental Rehabilitation Loans or Grants
As in the case Of the owner rehabilitation program, .the CountY will administer and provide
loans and grants citywide to rental property owners for rehabilitation where the majority of
existing tenants are at eligible income levels for assistance. It is also recommended that the
:-Agency continue to provide loans and grants to owners of rental property in need of moderate
rehabilitation where a majority of existing tenants (51%) are at o~ below 120% of median
income and rents remain within Fair Market Rent (FMR) levels for the term of the loan. Again,
housing set-aside and future CDBG and/or HOME funds will be ~. In the case of the
CDBG and HOME programs, the City will need to ensure program guidelines respond to the
spoeffic legislative restrictions of each of these programs.
Tustin Affordable Housing Program Elements
Final Report 12
July 31, 1993
d. Multi-Family Acquisition, Rehabilitation and Rental
Units purchased from absentee landlords and rehabilitated could be retained in non-profit
ownership and rented to qualifying low income tenants with rental restrictions in place. If
substantial rehabilitation is involved, the Agency is required to restrict the occupancy to
eligible families for the longest feasible time, but not less than 15 years for rental housing
assisted with Low and Moderate Income Housing Funds. The Agency would record in the
County Recorder's office a regulatory agreement, resuictive covenant, or other document
outlining the rental resuictions placed on the property.
5. New Housing Construction
Program Pu~_ oseff arget Groups
·
The City will assist the development of affordable new owner and rental housing in. Tustin
compatible with surrounding neighborhoods. In particular, the City has identified several-
potential sites for new owner townhome development in Old Town. Sites may also be
identified for new ownership or rental infill developmcac Consistent with the City's housing
policies, priority for new construction assistance will be given to ownership housing.
The City's proposed General Plan proposes a number of mixed-use site opportunities in O1d
Town where new ownershiptownhomes could be consum'ted. The recent report prepared by
the American Institute Of Architects' Regional/Urban Desi~ Assistance Team (R/UDAT)
recommended mixed-use development including resideatial uses as desirable for Old Town
from a land use and marketing perspective.
The 1991 "Old Town Tustin Market Analysis" prepared by.W'dliams-Kuebelbeck & Associates
also projected a significant demand potential for multi-family housing in this area. This
program would assist in the construction of oWnership ~ownhome units in Old Town targeted
to moderate income households.
·
..
The City has limited opportunities for new ownership and rental construction on inf'dl sites in
the City. This program would aSSist the development of affordable units within newly
constructed projects in either the South Central or Town Center Project Areas.
-_
Tvoe of Assistance
a. New Owner Housing Construction
The Agency will provide fmancial assistance for new owner housing construction not to
exceed the amount of the affordability gap using Low and Moderate' Income Housing Funds.
The Agency is required to restrict the occupancy of newly constructed housing to eligible
families for the longest fe,xsible time, but not less than !0 years for new ownership housing
assisted with Low and Moderate Income Housing Funds.
Tustin Affordable Housing Program Elements
Final Report 13
July 31, 1993
As described above for program 4.b., stmcttuing the financial assistance in the form of a
deferred second mortgage, in combination with a regulatory agreement, restrictive covenant, or
other document recorded against thc property, could assure that affordability is maintained for
In the case of density bonus units and the use of other fmandal incentives, provisions of
Government Code Section 65915 would apply required continuing affordability of all lower
income density bonus units for 30 years or a longer period as required by construction
mortgage financing assistance, mortgage insurance, or rental subsidy programs.
Tustin Affordable Housing Program Elements
l'mal Report 14
July 31, 1993