HomeMy WebLinkAboutRDA TAX REV ALLOC BDS 06-06-94A
RDA NO. 7
6-6-94
! nte r-Com
OATE:
JUNE 1, 1994
TO:
WILLIAM A. HUSTON, EXECUTIVE DIRECTOR TUSTIN COMMUNITY
REDEVELOPMENT AGENCY
FROM:
RONALD A. NAULT, TRE&SURER
SUBJECT: PROPOSED ~EFUNDING OF THE 1991 AND 1987 RDA TAX REVENUE
ALLOCATION BONDS
. !
RE COMMENDAT I ON:
Receive and file.
FISCAL IMPACT
No fiscal impact.
DISCUSSION:
At the January 3, 1994 Redevelopment Agency meeting staff was
directed to proceed with an adVance refunding of the 1987 Town
Center Redevelopment Bonds. Proposals were solicited for
underwriters, Bond Counsel-and pricing advisor. The financing team
was selected and began the refunding process.
On October 6, 1993, Governor Wilson signed Assembly Bill 1290'
(Isenberg). AB 1290 took effect on January 1, 1994, and was
sponsored by the California Redevelopment Association ("CRA").
Entitled the Community Redevelopment Law Reform Act of 1993, the
bill includes the most sweeping changes in the Community
Redevelopment Law in years. The changes affects both existing
project areas and new plan adoptions and includes modifications to
the definition of blight, the termination of fiscal review
committees and time limits on all project areas, the repeal of
authority to receive sales tax revenues and a "death penalty" for
agencies which do not spend their housing funds.
The bill also includes specific authority for commercial
rehabilitation loans and assistance to manufacturing facilities and
provides options for agencies in meeting their inclusionaryhousing
requirement. The changes incorporated in AB 1290 required
additional .analysis by the Agency's financial consultant to
determine the potential impact of the new legislation on the
proposed refundings. As a result of this analysis two related
issues were determined to have a significant impact on the
refunding. The first and less onerous was the sizing and term of
Proposed Refunding Tax Allocation Bonds
June 1, 1994
Page 2
the "refunding bonds, the second and more concerning was the project
areas "cap", or maximum tax increment collected over the life of
the project area of $90 million.
Legislation that governs redevelopment agencies iscontained in the
Health and Safety code~of the State of California. Per specific
language in the Code , 'each Agency must designate a maximum tax
increment that it intends to receive over the life of the project
area. When creating or amending the plan, careful consideration
must be given when determining the tax increment cap. Most
consultants will recommend a cap that will adequately fund all
potential improvements in the project area but, not attract
unnecessary attention by other taxing agencies which may in turn
generate a protest. -- -In mitigating a protest the Redevelopment'
Agency may lose tax increment well below what a more conservative
cap would have generated. At the present time it appears that the
current Agency cap imposes a significant impediment on the proposed
refunding. A thorough analysis and recommendation prepared by the
Agency's Financial Agent, Katz Hollis, is attached.
Based on the Katz Hollis analysis, staff is recommending that we
not proceed with the refunding to avoid incurring any additional
costs that will not be recoverable. At the present time staff is
working with our consultant on a'Five Year'Implementation Plan as
required by AB 1290. As we continue with this process we will
further evaluate the identified refunding options and make
additional recommendations to the Agency.
Ron~~~er
cc: Christine Shingleton
Rick Zimmer
a: refundng, bnd
KatzHollis
TO:
FROM:
MEMORANDUM
Ron Nault, Tustin CommuniW Redevelopment Agen. cy
Diane Hadland, Katz Hollis
SUBJECT: TAX INCREMENT I~IMIT IN THE TOWN CENTER PROJECT
DATE: March 26, 1994
As the financing team disenssed earlier this week, Katz Hollis conducted a more detailed analysis of the potential
restraints imposed'by the Project's $90 millio, tax ine~t limit. Enclosed are.tables which compare the
"remaining" tax increment-limit to debt service on the bonds. We have performed this comparison usin~ two
approaches. The first approach incorporates thc armual amounts of tax increment revenues to be received Over
the remaining life of the Project under various growth assumpfi~. This comparison, which is summarized on
Table t and detailed on Tables lA through IG, was accomplished by adjusting the trefided groxxxh assumption
ufilD, ed in the tax increment projection prepared for the Fisefil Consulmm'$ Report:".'-Annual tax increment -
revenues are added to revenues received prior to 199394 to calculate cumulative tax increment revenue received
to date until the cumulative.total reTaches :t;90 million, the tax increment limit. The second approach utilized is a
simplified approach which does not take timing into 'consideration. Under this approach, total principal and
interest due on the proposed bonds is added to the amount of tax increment received to date. The implicit housing'
set-aside obligation, accumulated hOUsing deficit and County administration charges are also added to the total to
arrive at total future obligations. This comparison is sho~vn on Table 2.
As indicated by both analyses, the Agency.'s tax i,crement limit curtails the Agency's financing flexibility. On a
time basis (Table 1), the Project i~. estimated to nmch an accumulated total of $90 million as early as 2005-06
(12% annual growth assumption) or as late as 2021-22 (0% growth assumption). In reality, the A~eney is likely
to reach its tax increment limit sometime in bemeen these two dates. Perhaps more troubling, hox~ver, is a
review ofthe stabilized analysis show~ in Table 2. A review of this table indicates that the tax increment limit for
the Project poses a eo~ eveh ~.vith the ~xisting bond issue. Under the column labeled "Existing Conditions",
the combination of tax increment ~eived to 8~___, remaining bond debt service payments, housing set aside
obligations, and estimated County ,administrative charges equal $84.5 million, leaving only $5.4 nfillion in tax
increment remaining for other purposes. By ~ the term on the bonds, as previously suggested, the
situation worsens because total principal and interest on the bonds increases (see "Proposed Refinancing' on
Table 2). '
Please note that although we have i~cluded the Comw/~ve charge as a deduction to the tax increment
limi't, our' reading of the Revenue ~and Taxation Code suggests that the charge is a reallocation of taxes and
therefore should not fall under th~ tax incremem limit. Because of our recent experience xx4th 'alternative
interpretations of the statute by other counties, we have ine~ded it herein until xve can confirm with Orange
County its interpretation of this provision. In addition, the follo~s4ng amounts included on the attached tables
preliminary and are subject to refinement once ~ve receive the required'information from Agency staff and/or the
County:. 1) tax increment received.~o date; 2) the amount of the housing deficit; and 3) the debt service amount
included under the "Alternative Refinancing" column shown on Table 2.
KatzHollis
Ron Nault
Tustin Redeve..lopment Agency
March 25, 1994
Page 2
Alternative Options
The enclosed analysis suggests that the previous recommendation to extend the term on the bonds is only
advisable if the tax increment limit can be increased, or if the need for money in the near term is greater than the
concern over the cumulative loss of revenues remaining under the tax increment limit (as a result of increased total
debt service). The second condition is accompanied by the requirement that mon%' not now a,~filable for debt
service (i.e., the housing set-aside) could be made so.
We have reviewed the provisions of the 1988 Plan amendment as ,,veil as thc Plan itself, and have preliminarily
concluded that the tax increment limit can only be increased through a formal amendment process. As you know,
AB 1290 has rendered redevelopment plan amendments more difficult. Hoxvever, if the Agency has specific
projects remaining unfunded Fhiqh xx411 have the effect of removing remaining blight in the Project, such an
amendment may be possible. The feasibility of a plan amendment should probably be reviewed x~4th Agency
Counsel if Agency staff are interested in pursuing an increase in the tax increment limit. Should it be determined
that an amendment is feasible and desired,. AB 1290 provides for very specific pass through percentages which
are to go to the various taxing entities: These pa.,~xnents would only be effective after the $90 million limit is
reached. The current requirement is different than, and in many ~,vays preferable to, the "negotiation" method
~vhich was in effect when the Plan x~s amended in 1988. ..
An alternative to a formal amendment process to increase the tax increment limit would be to make additional
monies available for debt service to the To,/~n Center Project. This could, be accomplished by a transfer of all or a
part of the Town Center Project's housing set-aside requirement to the South Central Project. Such a transfer
~vould not increase the "universe" of dollars available to the Agency from all of its project areas, but can provide
the appropriate ~types of dollars for each Project. Section 33334.3 (e) of the Health and Safety Code alloxvs one
Project area to deposit less than 20% of tax revenue into the housing fund if the difference between the full 20%
requirement and the actual amount deposited is deposited into the Housing Fund by mother Project Area in the
same fiscal year. In other words, all or a portion of the To~vn Center's housing set-aside requirement could be
met by the South Central Redevelopment Project if the Agency made certain findings. As we are uncertain as to
the AgenCY's future plans for the South Central Project Area, we offer this as an alternative to be considered and
not'as a recommendation. If it were determined that a housing set-aside transfer would assist in meeting the
Agency's goals, the procedure to enable such a transfer is generally relatively simple.
Other' potential alternatives include doing nothing or refinancing to a shorter term. Under either of these
alternatives, very little in the way of tax increment revenue remains for other ' Agency programs in the Tovm
Center Project. As shoxvn on Table 2 under the column labeled "Existing Conditions", approximately $5.4
million in tax increment revenue would be available on a pay-as-you-go basis between now and the end of the
Plan. Given preliminary estimates of total principal and'interest due on a 22 year refinancing (which me subject
to confirmation by Stone & Youngberg), the amount of axailable tax increment revenue could increase slightly
with a refinancing at current interest rates. This alternative is shoxvn on Table 2 under the column entitled
"Alternative Refinancing". Under either alternative, however, very little in the xvay of annual tax increment not
required for housing purposes xvould be available (particularly in the near term) for administration or other
Project costs.
Katzflollis
Ron Nault
Tustin Redevelopment Agency
March 25, 1994
Page 3
In addition, given available tax increment revenues (i.e.} annual revenues in excess of annual housing set-aside
·
requirements), annual debt service requirements for a shorter term bond issue may be too high to receive an
insurance commitment, which could affect the interest rate assumptions on the borro[ving. The emplos~nent of a
transfer of the housing set-aside obligation, as discussed above, could render'' such a refinancing feasible.
Specifically, if the Agency agreed (and adopted the necessary resolutions) to meet the housing set-aside obligation
for the ToW~ Center Project with revenues from the South Central Project, revenues available to Pledge for debt
service in the Town Center Project would increase by 25%. Unless the housing set aside transfer x~as desired by
the Agency for other purposes, a limited amount could be pledged to be transferred from the South Central
Project. The actual transfer would only have to occur in the event actual revenues in the Tox~ Center Project
were insufficient to meet the annual debt service requirements and the annual housing obligation. Further, South
Central's transfer obligation could terminate once tax incre , -
Predetermined levels (e ~ -o_ .,~, ........... ment revenues ~n the Town Center Pro'
- -o-, 2~ % ,~,~,¥~ annum ae0t service hc,,¢; ...... -- . _ ~Ject increased to
and .......~ o,,~-asme reqmrements). This strategy has
been employed by sevei-al redevelopment agencies to accomplish r. efinancings in this _stagnant economic
environment. The downside of such an approach is that a portion of the annual revenues in the South Ceniral
Project area would be subject to a priorits.- lien, at least until revenues in the Town Center Project increased to a
self sufficient level. The priority lien on a portion of the revenues in the South. Central Project would preclude the
Agency's ability to fully leverage those revenues until such time, if ever,~'as the South Central Project xn-as released
from the lien.
Once you have had the opportunity, to review the attached tables, we would like to discuss with you potential
·
alternatives. We are available to p;ovide whatever assistance you need to resolve this matter, including preparing
alternative cash flow scenarios and/or presenting the required explanations to the City Council. Please call at
your earliest convenience.
KatzHollis
Tustin Community Redevelopment Agenc7
Town Center Area Redevelopment Project
TAX INCREMENT LIMIT SENSITIVITY ANALYSIS (1)
(000's Omitted)
Table I
Growth Trend
Trend Assumed
1%
2%
4%
8%
12%
Year Tax Increment
, CaD is Reached
2021"22
2018-19
2015-16
2012-13
2009-10
2008-09
2005'06
(1) See attached tables for computational details.
0
0 ~0 ~1
o o ~o
o o
~ ~oo
o
o ~
0
c o
o ~
~o ~o o o
o
o
0
' KatzHollis
Tustin Community Redevelopment Agency
Town Center Area Redevelopment Project
TAX INCREMENT LIMIT CALCULATION
TI Received through February 23, 1994 (1)
Add: Debt Service on Bonds
Add: Housing Deficit (85-86 through 91-92) (1)
Add: Housing Set-Aside Requirement (2)
Add: County Admin Charge (3)
Total
Tax Increment Limit
Additional Tax Increment Available
Table 2
Existing Proposed Alternative
Conditions Refinancing Refinancing.
$24,975,000 $24,975,000 $24,975,000
.41,842,582, (4) 48,561,291 (5) 40,898,000 (1)(6)
2,935,000~ 2,935,000 2,935,000
13,005,000 ~ 13,005,000 13,005,000
1.780.000 1.780.000 1.780.000
$84,537,582 $91,256,291 $83,593,000
90,000,000 90,000,000 90,000,000
$5,462,418 ($1,256,291)
$6,407,000
-
(1) Approximate amount subject to additional refinement.
(2) Estimated at 20% above tax increment limit, less tax increment received through
February 23, 1994.
'(3) Katz Hollis does not believe that the County Administrative Charge should be part
of the tax increment limit. An estimate has been included subject to confirmation with
the County on its interpretation. Amount shown equals estimated administrative charges
for 1993-94 through 2023-24, assuming a.74.0% annual inflationary inCrease over projected
1993-94 amount of $30,000.
(4) Remaining existing bond debt service.
(5) Total principal and interest due on proposed refunding bonds through 2023-24.
(6) Total principal and interest due on alternative refunding bonds through 2015-16, estimated
at an average interest rate of 5.90% over a 22 year term.