HomeMy WebLinkAbout15 BUS SHELTERS 04-04-94 NO. 15
ENDA --9~ :~ *~ ~ 4-4-94
Inior-Con ' "
APRIL 4, 1994
TO:
FROM:
SUBJECT:
WILLIAM A. HUSTON, CITY MANAGER
PUBLIC WORKS DEPARTMENT/ENGINEERING DIVISION
APPROVAL OF REQUEST FOR PROPOSALS FOR ADVERTISINe BUS SHELTERS
(P.e. FILE NO. 1092)
RECOMME~ATION
It is recommended that the City Council, at their meeting of April
4, 1994, authorize staff to advertise and circulate the Request for
Proposal (RFP) for bus shelters with advertising in the City of
Tustin.
FISCAL IMPACT
The advertising bus shelters program has potential'as a revenue
source for the City. The RFP requires submittal of a base
franchise fee to be paid per shelter, as well as a percentage
franchise fee for advertising sold and displayed at each shelter.
The actual amount of revenue generated will be dependent upon the
number of shelters, the franchise fee, advertising sales, and the
market.. Installation and maintenance of the shelters will be the
responsibility of the selected franchisee(s), thus there will be no
impact on the City~
BACKGROUND AND DISCUSSION
When the Tustin City Sign Code was amended in 1991, a section was
included regarding advertising display bus shelter signs.
Specifically, Section 9404 a(1)(b) states that advertising display
bus shelters may only be placed within the public right-of-way
under a franchise agreement or other contractual agreement
acceptable to the City Attorney. Further, this section of the Sign
Code states that the Planning Commission and City Engineer shall
review and recommend to the City Council the appropriate locations,
design, and construction details for all advertising bus shelters.
A Reqqest for Proposals (RFP) for advertising display bus shelters
has been drafted and has been reviewed and approved by the Planning
Commission. Attached is the final draft RFP recommended for City
Council approval.
The RFP is divided into five sections: Section I "Request for
Franchise Proposals"; Section II "Instructions to Proposers";
Section III: "Evaluation Criteria and Selection Process"; Section
IV "General Specifications"; Section V "Shelter Design and
Construction Specifications".
Inciuded in the RFP's is a $500 non-refundable fee to be submitted
with each proposal. The purpose of the fee is to recuperate the
costs associated with receipt and review of the proposals. When
considering the costs of administrative overhead, associated City
staff time, and legal review, this amount is actually low.
Inclusion of such a fee is standard in RFP's.
CONCLUSION
At this time, staff is requesting that the City Council approve the
RFP and authorize staff to advertise. The revised schedule for the
completion of the RFP process is also attached to this report for
informational purpose.
Robert S. Ledendecker.
Director of Public Works/
City Engineer
~cher - -
Administrative Assistant II
RSL:KP:kib:rfpbsitt
Attncluncnt
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Date
Name
Address
City, State
Re: REQUEST FOR FRANCHISE PROPOSALS TO FURNISH AND MAINTAIN BUS
SHELTERS WITH BUS BENCHES IN THE CITY OF TUSTIN (P.W. FILE NO.
1092)
Dear :
This letter represents an invitation for your company to submit a
proposal to the City of Tustin for the construction, installation,
and maintenance of bus shelters(with advertising) complete with bus
benches (without advertising) at approved locations throughout the
City of Tustin, at no cost to the City, and with payment of a fee
to the City under a franchise agreement.
The proposals received will be evaluated for selection of a company
to be allowed franchise rights to provide advertising bus shelters
with non-advertising benches within the City.
If your firm is interested in submitting a proposal for the
construction, installation, and maintenance of bus shelters with
benches in the City of Tustin, it must be received by 5:00 p.m.
Friday, April ~, 1994 at the City of Tustin Department of
Public Works/Engineering Division, 300 Centennial Way, Tustin,
California, 92680. Please note that six (6) copies of your
proposal are required to be submitted.
Should you require additional information or have any questions
regarding this Request for Proposal, please contact Katie Pitcher
of my staff at (714) 573-3173.
Very Truly Yours,
Robert S. Ledendecker
Director of Public Works/City Engineer
cc: William Huston, City Manager
Christine Shingleton, Assistant City Manager
James Rourke, City Attorney
.-
REQUEST FOR FRANCHISE PROPOSALS
TO FURNISH AND INSTALL BUS SHELTERS WITH BENCHES
IN THE CITY OF TUSTIN
REQUF~T FOR FRANCHISE PROPOSALS
TO FURNISH AND INSTALL BUS SHELTERS WITH BENCHES
IN THE CITY OF TUSTIN
TABLE OF CONTENTS
Section Description Page
Ie
Request for Franchise Proposals
A. Purpose
B. Background
C. Scope of Proposals
1.
2.
3.
4.
5.
Request for Proposals Process
Public Records Act
RFP Package
Representations
Special Provisions
Instructions to Proposers
A. Responsiveness to Request for Proposal
B. Qualifications
C. Proposal Contents
1. Proposal Form
2. Statement of Personal History
3. Affidavit to Accompany Proposals
4. Authorization to Release Information
5. Equal Employment Opportunity Certification
6. Special Information
ao
g.
h.
i.
j.
k.
1.
m.
Financial Statement
General Business Statement
Business References
Financial References
Franchise Fees
Cash Flow Analysis and Pro Forma
Subcontractor Information
Preliminary Design Sketch
Capital Improvement Program
Maintenance
Preparation of Proposals
Proposal Guarantee
Advance
..'
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TC-1
- Section Description Page
II.
me
IV.
Ve
Instructions to Proposers (continued)
n. Submission of Proposals
o. Deadline for Receipt of Proposals
Evaluation Criteria and Selection Process
A. Selection Process
B. Evaluation Criteria
C. Evaluation Process
D. Approval of Contract
General Specifications
A.
B.
C.
D.
E.
F.
G.
H.
I.
J.
K.
L.
M.
N.
O.
P.
Q.
R.
S.
T.
U.
'V.
W.
X.
Y.
Z.
Award of Franchise
Performance Schedule
Force Majeure
Shelter and Bench Maintenance and Repair Specifications
Insurance
Bonds
Hold Harmless
Payment to City
Accounting Records
Operating Responsibilities
Contract Work Hours and Safety Act
Non-Discrimination and Civil Rights Compliance
Equal Opportunity Employment
Licenses and Permits
Electrical Service
Advertising
Public Service Messages
Changed Locations
Independent Contractor
Security Deposit
Construction by City Affecting Bus Shelters
Trans~brs
Cancellation
Right of Remedy/Entry
Surrender
Franchisee's Non-Compliance and Liquidated Damages
Shelter Design and Construction Specifications
A. Specifications
B. Shelter Design Drawings '
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IV-8
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Section Description Page
V.
Shelter Design and Construction Specifications (continued)
C.
D.
E.
F.
G.
H.
I.
Shelter Location Design Drawings
Shelter Site Selection
Site Relocation
Shelter Design Specifications
Shelter Signage
Shelter Construction Specifications
Bus Benches
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V-2
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V-5
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Attachment A Excluded Areas
TC-3
SECTION I
REQUEST FOR FRANCHISE PROPOSAI~
REQUEST FOR FRANCHISE PROPOSALS
ae
Purpose
The City of Tustin is requesting proposals from qualified
firms to provide advertising bus shelters with non-advertising
benches throughout the City. The purpose of the bus shelter
program is to provide transit patrons shelter and seating out
of the direct sun and other elements while awaiting their bus.
Be
Background
Since the Orange County Transit Authority (OCTA) does not
provide shelters for its patrons, the City of Tustin
determined that implementing a shelter program would provide
the City with significant public benefits. Thus, the City of
Tustin Sign Code was amended allowing for advertising bus
shelters at approved locations throughout the City, subject to
certain conditions.
Ce
Scope of Proposals
1. Request for Proposals Process
The City, at its sole discretion, may reject any or all
proposals submitted in response to this RFP. The City
shall not be liable for any costs incurred in connection
with the preparation and submittal of any proposal.
In the event that the City accepts a proposal, a
franchise agreement may be awarded to the proposer who
has submitted the proposal deemed to be in the best
interest of the City. Selection of the best proposal
will be made on the basis of the criteria set forth in
the RFP. The City reserves the right to negotiate the
final terms of the agreement with one or more of the
highest rated, responsive proposers. Proposers are
cautioned that any response to this RFP shall not be
considered a "bid" pursuant to the Public Contracts Code
'of the State of California.
Subsequent to the advertisement and solicitation of
proposals by the City, proposals shall be received and
evaluated. Thereafter, a final franchise agreement may
be recommended to the City Council for its approval.
2. Notice to Proposers Regarding Public Records Act
Documents submitted in response.'to this RFP are subject
to public disclosure as permitted by the Cali~6rnia
Public Records Act. Specifically, responses to this RFP
I-1
become the exclusive property of the City of Tustin. At
such time as the approval of a contract is recommended to
the City Council, and such recommendation appears on the
Council's agenda, all proposals submitted in response to
this RFP become a matter of public record and shall be
regarded as such. Exceptions will be those elements in
each proposal which are trade secrets as that term is
defined in the California Government Code Section 6254.7
and which are so marked as "Trade Secret,"
"or "Proprietary" The City shall not, in
"Confidential, .
any way, be liable or responsible for the disclosure of
any such records including, without limitation, those so
marked if disclosure is deemed to be required by law or
by order of a court of competent jurisdiction. Proposers
who, indiscriminately and without justification, identify
all or most of their proposal as exempt from disclosure
may be deemed unresponsive.
·
·
RFP Package
An RFP package is available for public inspection at the
Department of Public Works/Engineering Division, 300
Centennial Way, Tustin Civic Center, Tustin, California,
92680.
Representations
a®
The City will not be bound by any representations
that are not set forth in the RFP.
be
The proposer is responsible for making all
necessary investigations and examinations of
documents affecting performance. Failure to do so
will not act to relieve any condition of the above
documents. It is mutually agreed that the
submission of a proposal shall be considered
conclusive evidence that the proposer has made such
investigations and examinations.
Ce
Any reasonable inquiry to determine the
responsibility of a proposer may be conducted. The
submission of a proposal shall constitute consent
by the proposer to promptly supply information in
connection with such inquiry, including, but not
limited to, information regarding past performance,
financial stability, and ability to perform on
schedule. A failure to promptly supply such
information may be grounds for a determination of
non-responsibility of a proposer, and
disqualification from further consideration.
d·
The proposer may withdraw its proposal at any time
prior to the date and time which is set forth
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herein as the deadline for acceptance of proposals,
upon written request for same.
Ail proPosals shall be firm offers and may not be
withdrawn for a period of one hundred twenty (120)
days following the date set to receive proposals.
The City reserves the right to consider a late
proposal. However, should that happen, all timely,
responsive respondents shall also be given an
additional period of time equivalent to the late
submittal within which to supplement and/or modify
the proposals that were submitted on time.
·
Special Provisions
In addition, proposers are required to respond to special
provisions identified in Instruction to Proposers.
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SECTION II
INSTRUCTIONS TO PROPOSERS
INSTRUCTIONS TO PROPOSERS
a.
Be
Ce
Proposals deemed responsive to the Request for Proposal (RFP)
must be made according to the specifications set forth in this
section, both for content and sequence.
Any proposal failing to comply with said specifications shall
be deemed to be unresponsive and shall be subject to rejection
by the City.
Qualifications
Each proposer shall possess the following qualifications in
responding to this RFP:
le
Must have a minimum of five (5) years of experience
within the last ten (10) years in providing advertising
bus shelters under a contract and/or franchise agreement
with a governmental agency or other entity. Preference
will be given to those proposers with specific experience
with governmental agencies.
·
Must possess a satisfactory complete past record in
operation and maintenance of advertising bus shelters as
verified and supported by references or other
jurisdictions.
The RFP must contain the following information:
1. Proposal Form (page II-7)
2. Statement of Personal History (page II-8)
3. Affidavit to Accompany Proposals (page II-9)
4. Authorization to Release Information (page II-10)
5. Equal Employment Opportunity Certification (page II-11)
6. Special Information
a. Financial Statement
A full detailed and audited presentation of the
true condition, including the last fiscal year, of
the proposer's assets, liabilities, and net worth.
The report must include a balance sheet and income
statement. If the proposer is a partnership or a
joint venture, individual financial statements must
be submitted for each general partner or joint
venture partner thereof. ~'
In the event funds are to be borrowed to finance
any portion of the total investment, a Letter of
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de
ee
Intent from the bank or other financial
institution, must be attached, indicating the
minimum amount which will be loaned and any
applicable percentage rate. The Letter of Intent
may contain the qualification that the loan will
only be consummated upon award of a contract to the
proposer.
General Business Statement
A statement of all of proposer's important business
activities. This statement should emphasize
experience in operation and maintenance of
advertising bus shelters similar to those specified
herein. In the event that the proposer has
provided such~. services on a contractual or
franchise basis to a public agency or to a private
entity, the proposer shall submit the name,
address, and telephone number of such clientele, a
brief description of the services provided and
other pertinent data and the person in said agency
responsible for administration of the franchise
agreement or contract. In addition, the proposer
must identify any such franchise agreements and/or
contracts that, within the last five (5) years,
have been canceled or not renewed.
Business References
A minimum .of five (5) business references,
including names, addresses, telephone numbers, and
the nature and magnitude of the business
association in each instance. These references
must be persons or firms with whom you have
transacted business during the past five (5) years.
Financial References
A minimum of five (5) financial references,
including names, addresses, and telephone numbers
in each instance. It is required that at least two
(2) of the five (5) references be banks or savings
and loan institutions, and that the type of
relationship be indicated; e.g., checking accounts,
savings accounts, real estate loans, or
construction loans.
Franchise Fees
The proposed franchise fee is to be paid per
shelter and shall include a guaranteed base monthly
franchise fee amount of one hundred fifty dollars
($150.00) per shelter. This base franchise fe~ per
shelter shall be paid in advance annually.
II-2
A franchise fee payment of advertising percentage
fees shall be made at least quarterly and shall be
supported by a Statement of Accounts, as detailed
in the General Specifications Section H (page IV-
5).
f. Cash Flow Analysis and Pro Forma
An analysis of the proposer's evaluation of the
projected ability of the subject bus shelters and
advertising to provide sufficient revenue to
recapture proposer's investment, cover operating
expenses, service any debt, and provide a fair
return, The analysis shall reflect the first five
(5) years of operation and indicate the estimated
annual revenue and operating expense figures.
The Pro Forma shall also include:
1. A list of expected annual gross receipts.
·
A complete breakdown of anticipated operating
expenses.
·
A list of anticipated funding sources for your
proposal.
g. Subcontractor Information
Proposer shall provide a list of all subcontractors
that may be used.
h. Preliminary Design Sketch
Submitted with the proposal shall be a preliminary
plan sketch for a typical shelter, and a list of
recommended locations.
i. Capital Improvement Program
Proposers shall identify the proposed number and
their recom~ended locations for bus shelters to be
installed and maintained. The plan should include
a time schedule for construction and installation
of the shelters by location, covering the first
five (5) years. The City will consider a phased
installation program.
j. Maintenance
Proposers shall submit a proposed maintenance,
repair and replacement plan including facilities
available for such maintenance, repair and
replacement. Proposers shall identify the n~mber
of employees performing shelter maintenance.
II-3
- k. Preparation of Proposals
The proposal shall be typewritten on 8½" x 11"
white paper and bound in a secure manner.
·
If proposer wishes to submit material and data
which is not specifically requested, do not
include with proposal. This material must be
included in an "Additional Data" section only.
The following are examples of additional data:
·
a·
ce
de
Standard sales brochures and photographs.
Promotional material with minimal
technical content.
Generalized narrative of supplementary
information.
Supplementary graphic materials.
If the proposal is submitted by an individual,
it shall be signed with the full name and
address of the proposer. If it is submitted
by a partnership, it shall be signed with the
partnership name and by an authorized general
partner, and the full name and address of each
general partner shall be given. If it is
submitted by a joint venture it shall be
signed with the full name and address of each
partner thereof. If it is submitted by a
corporation, it shall be 'signed by the
president and secretary in the corporate name
and the corporate seal shall be affixed in the
place provided. In all cases, each signature
must have the proper acknowledgement of
execution attached to the Proposal Form.
·
When proposals submitted by corporations or
partnerships are signed by an agent other than
a corporate officer or a general partner, a
power of attorney authorizing the signature
must be submitted with the proposal; otherwise
the proposal will be rejected as unauthorized
and irregular.
·
·
If the proposal is submitted by a partnership
or joint venture, the Statement of Personal
History attached to the Proposal Form must be
completed by each general partner or joint
venturer thereof. If the proposal is
submitted by a corporation, a Statement must
be completed by each principal officer of said
corporation.
More than one proPosal from an individual,
firm, partnership, corporation, joint venture,
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or association under the same or different
name will not be considered.
·
No telegraphic, telephonic, or faxed proposal,
or modification to a proposal, will be
accepted by the City.
Proposal Guarantee
Each proposer shall submit with its proposal either
a cashier's check or a check certified by a
responsible bank in the State of California in the
amount of $500.00 made payable to the City of
Tustin. This amount shall serve as a proposal fee
and shall be non-refundable. No proposal will be
considered unless it is accompanied by a cashier's
or certified check in said amount. Deposit of such
funds shall not guarantee that a franchise will be
approved by the City.
Advance
The proposer(s) selected by the City to enter into
franchise negotiations shall be required to deliver
to the City an advance of funds in the amount of
$5,000.00 in cash, or cashier's or certified check.
Deposit of such funds shall not guarantee that a
franchise will be approved by the City.
The City shall have the right to draw down on and
to spend whatever portion of the advance as
necessary for expenses associated with franchise
negotiations, including but not limited to, City
staff time, consultant fees and outside legal
counsel fees. The City shall maintain accurate
documentation of such expenditures. This
information shall-be made available to the proposer
upon request.
The advance is the initial amount to be placed by
the proposer with the City. in the event, during
the franchise negotiation period, all of the
initial amount of the advance is expended and the
City reasonably believes additional funds are
necessary to pay for costs associated with the
proposed franchise, the City shall make a written
request to the proposer for the funds to cover
those additional expenses.
No interest shall accrue or be due the proposer on
this advance. Funds not expended will be refunded.
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Submission of Proposals
The original proposal and six (6) additional copies
shall be submitted in a sealed envelope, plainly
marked with the name, address, and telephone number
of the proposer and bearing the.words:
"Franchise Proposal for Bus Shelters - City of Tustin"
It is the sole responsibility of the proposer to
see that the proposal is received before the
submission deadline. The proposer shall bear all
risks associated with delays in the United States
Mail.
The City reserves the right to consider a late
proposal. However, all timely, responsive
proposals shall be given an additional period of
time, equivalent to the late submittal, within
which to supplement and/or modify the proposals
that were submitted on time.
Deadline for Receipt of Proposals
The proposal shall be received at the location
indicated below:
City of Tustin
Public Works Department
300 Centennial Way
Tustin, CA 92680
The date and time set for receipt of proposals is
as follows:
Friday, April
4:00 p.m.
1994
II-6
PROPOSAL FORM
Name of Proposer(s)
I propose to construct, install, and maintain bus~ shelters (with
advertising) at approved locations throughout the City of Tustin as
described in the following attachments:
2.
3.
4.
·
Minimum Qualifications
special Information
Statement of Personal History
Compliance with General Specifications and Shelter Design
and Construction Specifications
Affidavit
Authorization to Release Information
I have read the related information in this RFP and am familiar
with the terms and conditi6ns contained in the RFP and I meet the
qualifications for submitting a proposal.
I have enclosed a certified or cashier's check in the amount of
$500.00, payable to the City of Tustin as a guarantee that I will
enter into an agreement in the event that my proposal is accepted.
The undersigned hereby respectfully submits this proposal,
including all required documents and statements.
(Indicate the form of business
concern on the line above; i.e.,
corporation, individual,
partnership, joint venture)
(Indicate your position, title
and/or function)
Signature
Address
WARNING:
Area Code/Telephone Number
Proposals are subject to being rejected as non-responsive
if this proposal form is not fully executed including the
certificate of the notary and the notarial seal.
11-7.
·
STATEMENT OF PERSONAl. I-IISTORY
Legal Name:
dba (if any):
Residence Address:
3. Business Address:
Business ( )
4. Telephone: Residence( )
5. social Security Number:
6. Driver's License Number and State:
7. Have you or your spouse ever filed bankruptcy or been declared
bankrupt?' Yes No
8. Have you ever been fired or asked to resign? Yes No
Have you, as an adult, ever been convicted, fined, placed on
probation, given a suspended sentence in any court, or had any
convictions expunged under Sections 1203.4 or 1203.4A of the
Penal Code? Yes No
10. Have you, or any principal, ever had a bond or surety canceled
or forfeited?' Yes No
NOTE: If you answered "Yes" to any of the above questions,
please explain:
I hereby certify that all statements made on or in connection with
this Statement of Personal History are true to the best of my
knowledge and belief, and I understand and agree that any
misstatement~or omission of material fact may cause forfeiture on
my part. of all rights to the proposed agreement to be awarded by
the City of Tustin.
Date: Signature ·
II-8
AFFIDA ? TO ACCOMPANY PROI AlS
;TATE OF CALIFORNIA )
)
~ity of Tustin )
as
states: That he/she is
: being first duly sworn, deposes
~ mma~ of propoaea'l~ay)
submits herewith to the City of Tustin the attached proposal;
Affiant deposes and states: That the proposal is genuine; that the same is not a sham or
:ollusive; that all statements of fact therein are true; that such proposal was not made in the
[nterest or behalf of any person, partnership, company, association, organization, or corporation
~ot therein named or disclosed.
Affiant deposes and states: That the proposer has not directly or indirectly by agreement,
:ommunication, or conference with anyone attempted to induce action prejudicial to the interest
~f the City.of Tustin, or any other proposer, or anyone else interested in the proposed agreement;
:hat the proposer has not in any manner sought by collusion to secure for himself, itself, or
:hemselves, an advantage Over any other proposer.
Affiant further disposes and states:
That none of our employees are employees of the City of Tustin,
(a)
(b)
That no City employee or City Council member serves as officers, principals, partner,
or major shareholders of this proposer,
(c) That we are not former City employees who have been employed by the City of Tustin in
the twelve months immediately preceding the date of this affidavit in positions of
substantial responsibility in the area of service to be provided by the proposed
agreement, and that no such employees have taken part in the development of said
proposed agreement or its service specifications,
(d) That no person who has been employed by the City within the twelve months immediately
preceding this affidavit serveS as an officer, principal, partner, or major
shareholder of this proposer.
I understand and agree that any falsification in this affidavit will be grounds for rejection
of this proposal or cancellation of any agreement awarded pursuant to this proposal.
I certify under penalty of perjury under the laws of the State of California that the
foregoing is correct and true.
Signed: WARNING
Signature
Title
PROPOSALS WILL NOT BE CONSIDERED
UNLESS THE AFFIDAVIT HEREON IS
FULLY EXECUTED INCLUDING THE
CERTIFICATE OF THE NOTARY AND THE
NOTARIALr'SEAL.
Dated
II-9
CITY OF TUSTIN
AUTHORIZATION TO RELEASE INFORMATION
I hereby authorize the release of all financial and credit
information and/or verification of employment to the City of
Tustin as said items relate to my interest in securing an agreement
with the City. This form may be reproduced or photocopied to be
utilized as my consent to release financial and credit information
or employment verification.
Print Name Here
Financial Institution
Signed
Date
Applicable Account(s):
(Number and Type)
Financial Institution
Applicable Account (s):
(Number and Type)
II-10
CERTIFIC&TION WITH REG~D TO THE PERFORCE OF PREVIOUS CONTI~CTS
OR SUBCONTI~CTS SUBJECT TO THE EQUAL EMPLOYMENT OPPORTUNITY CLAUSE
~ THE FILING OF REQUIRED REPORTS
The proposer ~, proposed subcontractor ~, hereby certifies
that he/she has ~, has not ~, participated in a previous
contract or subcontract subject to the equal opportunity clause, as
required by Executive Orders 10925, 11114, or 11246, and that
he/she has ~, has not ~, filed with the Joint Reporting
Committee, the Director of the Office of Federal Contract
Compliance, a Federal Government contracting or administering
agency, or the former President's Committee on Equal Employment
Opportunity, all reports due under the applicable filing
requirements.
(Company)
By-
(Title)
Date:
Note: The above certification is required by the Equal Employment Opportunity Regulations of the Secretary
of Labor, 41 CFR 60-1.7(b)(1), and must be submitted by proposers and any subcontractors only in connection
with contracts and subcontracts which are subject to the equal opportunity clause. Contracts and subcontracts
which are exempt from the equal opportunity clause are set forth in 41 CFR 60-1.5. Generally only contracts
or subcontracts of $10,000 or under are exempt.
Currently, Standard Form 100 (EEO-l) is the only report required by the Executive Orders of their implementing
regulations.
Proposed prime contractors and subcontractors who have participated in a previous contract or subcontract subject
to the Execu.tive Orders and have not filed the required reports should note that 41CFR 60-1.7(b)(1) prevents the
award of contracts and subcontracts unless such contractor submits a report covering the delinquent period or
such other period specified by the Federal Highway Administration or by the Director, Office of Federal Contract
compliance, U.S. Department of Labor.
II-11
SECTION III
EVALUATION CRITERIA AND SELECTION PROCESS
EVALUATION CRITERIA AND SELECTION PROCESS
ae
Be
Selection Process
The City of Tustin reserves the right to act as sole judge of
the content of the proposals submitted for evaluation and
selection.
Evaluation Criteria
Selection of the highest rated responsive proposals will be
based upon the following considerations and criteria:
Proposer's Experience and Capability
a. Proposer's demonstrated financial status and
ability to finance the proposal submitted.
b. Proposer's demonstrated ability to provide for the
operation of the proposal as submitted.
c. Proposer's verified current and past experience in
similar contracts with other governmental agencies.
de
Proposer's verified history of compliance with
obligations and responsibilities assumed for
similar contractual or franchise operations.
2. Response to Instruction to Proposers
·
Capital Improvements
a. The time schedule for construction and installation
of shelters by location.
·
Payment of Concession
a. The proposed amount of franchise fees to be paid
to the City.
5. Advertising
a4
The variety and scope of the list of firms for
which proposer has displayed advertising during the
previous year.
6. Shelter
ae
Strength, quality, durability, and aesthetic appeal
of proposed shelters, and adherence to Planning
Commission set design details and guidelines for
shelters.
---
III-1
7. Maintenance, Repair and Replacement
Ce
Se
Proposed maintenance, repair, and' replacement
plans, including facilities available, contractor's
proximity to the City and number of contractor's
employees performing maintenance.
·
Local Experience
a. Additional consideration will be given to proposers
who have demonstrated experience in the Southern
California area.
Evaluation Process
The evaluation of the proposals will be conducted by an
Evaluation Committee selected by the Assistant City Manager.
The Committee may be generally comprised of City personnel, a
representative from the City's Planning Commission, and may
include experts from the private sector. In all cases, the
Committee will have the appropriate experience in the conduct,
administration, and evaluation of projects, proposals, lease
agreements, construction contracts, and bid documents. In
connection with its evaluation, the Committee may request
interviews. During these interviews, the proposers will be
allowed to present such evidence as may be appropriate in
order that the Committee can correctly analyze all materials
and documentation submitted as part of the proposals. The
Committee will employ the applicable criteria and its
expertise in evaluating all proposals, and thereafter, shall
submit a report to the City Manager detailing a highest-to-
lowest ranking of all responsive proposals.
At his/her option, the Assistant City Manager may reject all
proposals submitted, or direct his/her staff to enter into
negotiations with one or more of the highest-rated responsive
proposers. Such negotiations, utilizing the sample contract
provided in the RFP as a base document, are intended to result
in a final franchise agreement deemed in the best interest of
the City.
Approval of Contract
Subsequent to the evaluation process, the Assistant City
Manager will present his/her recommendation to the City
Council for its approval of a franchise agreement. Such
recommendation shall be presented at a regular meeting of the
City Council, and as such, is subject to public review and
comment.
III-2
SECTION IV
GENERAL SPECIFICATIONS
CITY OF TUSTIN
DEPARTMENT OF PUBLIC WORKS
ENGINEERING DIVISION
GENERAL SPECIFICATIONS
FOR FURNISHING AND HAINTAINING BUS SHELTERS WITH BENCHES
IN THE CITY OF TUSTIN
A. AWARD OF FRANCHISE
Once they are received, all proposals shall be subject to review
and action (acceptance or rejection) by the City Council, with no
obligation to award for a period not to exceed one hundred eighty
(180) days from the date of receipt, unless an extension is
authorized by the selected proposer.
B. PERFORMANCE SCHEDULE - BUS SHELTER CAPITAL IMPROVEMENT PROGRAM
A Bus Shelter Capital Improvement Program shall be prepared by the
franchisee and approved by the Assistant City Manager which shall
indicate the description of each bus shelter improvement project
and the projected time frame for commencement and completion of
the improvement project. An exhibit will be attached to the
Franchise Agreement and prepared by the City and Franchisee
providing a list of the Initial Bus Shelter Capital Improvement
Program for inclusion as part of the Franchisee's Bus Shelter
Capital Improvement Program.
Franchisee shall be entitled to modify the Initial Bus Shelter
Capital Improvement Program prior to the end of the first year of
the term of any Agreement. In addition to the Initial Bus Shelter
Capital Improvement Program for the first four (4) years of any
Agreement, the Franchisee will be required to submit to the City
prior to the end of the first year of the term of any Agreement the
Bus Shelter Capital Improvement Program for the bus shelter capital
improvements to be commenced after completion of the Initial Bus
Shelter Capital Improvements Program. The City shall notify the
franchisee of the approval or rejection of said program within
ninety (90) days following receipt of same.
Prior to commencement of construction, the Franchisee shall obtain
the written approval of all plans and specifications for the bus
shelter improvements to be constructed. No modification of said
plans, specifications, or improvements shall be made by the
Franchisee without written approval thereof by the City. The
Franchisee agrees that the City may have on site at any time during
the construction improvement period an inspector.
The Franchisee shall construct, perform,.~omplete, and maintain all
construction and installations covered~.by the Agreement in a good
and workmanlike manner and with high qUality materials, and shall
furnish all tools, equipment, labor, and material necessary to
IV-1
perform and to complete same. Upon completion of the improvements,
Franchisee shall furnish the City with one (1) complete set of as-
built construction drawings on mylar or its equivalent.
Upon termination of any Franchise Agreement, whether by expiration
of term or cancellation, Franchisee shall assign to City all
express warranties furnished by other persons in connection with
the provision of labor and/or material to the works of improvement
covered by the Agreement. Upon review by and consultation with the
City Attorney, the Franchisee shall provide such insurance coverage
as the City reasonably deems necessary for the contemplated
construction project.
It is understood that the construction and/or improvements required
by the RFP may at the discretion of the Franchisee be constructed
in phases, each phase being separated from the other by a period of
time to be mutually agreed upon by the Franchiseeand the City. In
no event shall the phasing of the construction required extend the
completion beyond the date provided in the Initial Bus Shelter
Capital Improvements Program as set forth in an exhibit to be
included in a future Agreement. Should the required construction
be phased , diligent prosecution shall require commencement of each
phase on or before the date selected for commencement thereof.
C. FORCE MAJEURE
The time within which the Franchisee is obligated to commence and
to complete construction of the shelters shall be extended for a
period of time equal in duration to, and performance in the
meantime shall be excused on account of and for, and during the
period of, any delay caused by strikes, threats of strikes,
lockouts, war, threats of war, insurrection, invasion, acts of God,
calamities, violent action of the elements, fire action or
regulation of any governmental agency, law or ordinance, or other
things beyond the reasonable control of the Franchisee. The
Extension of time for any such cause shall only be for a period of
time equivalent to the enforced delay. Franchisee's inability to
obtain financing shall not be grounds for an extension of time.
The City shall prepare and execute, and Franchisee shall execute,
the appropriate document acknowledging any extension of time
granted pursuant to this section.
D. SHELTER AND BENCH MAINTENANCE AND REPAIR SPECIFICATIONS
The Franchisee shall maintain, repair, clean, and service all
shelters and benches, keeping them, their appurtenances and the
immediate surrounding areas in a safe, clean, attractive, and
sanitary condition. The Franchisee shall enter upon and into
shelters and benches between the hours of 7:00 a.m. and 6:00 p.m.,
Monday through Friday, with personnel and all necessary equipment
and materials to provide for the satisfactory maintenance, clean-
up, and trash removal calls on each shelter at least twice each
week, or more as deemed necessary by the City. Each shelter and
bus bench shall be completely steam cleaned as needed, but not less
than twice each year.
IV-2
The Franchisee shall repair, remove or replace any damage,
vandalism, or graffiti, including etching and other forms of
graffiti and/or vandalism damage, within forty-eight (48) hours
after having been found at the time of a routine maintenance call
or upon notification by the City. If shelter or bench damage or
vandalism is such that the public could be exposed to a dangerous
situation while in or near the shelter or bench, the Franchisee
shall repair or if necessary, remove the entire shelter or bench
within twenty-four (24) hours of notification, and it shall be
replaced and fully operation at the same location within five (5)
working days after removal.
~The Franchisee shall furnish to the Director of Public Works a
written monthly summary report of its shelter maintenance
operations. All maintenance work and corrective actions shall be
performed at the expense of the Franchisee.
Franchisee's personnel, equipment,and/or vehicles shall not block
automobile or bicycle travel lanes without proper warning signs and
traffic delineation devices properly placed in accordance with City
policies.
E. INSURANCE
The Franchisee shall obtain, at his/her sole cost, and keep in
force, the following insurance coverage:
l®
Minimum two million dollars ($2,000,000) combined single
limit public liability insurance for bodily injury and
property damage.
·
Worker's Compensation Insurance in the statutory amount
required by the State of California.
Further,the Franchisee shall obtain any additional kinds and
amounts of insurance which, in his/her own judgment, may be
necessary for the proper protection in any of his/her own actions
while in an agreement for services with the City. Said policy or
policies shall be in a form approved by the City Attorney and shall
name the City, the Tustin City Council, the Tustin Redevelopment
Agency, its officers,agents, and employees as additional insured by
an endorsement to the policy. Said endorsement shall provide that
the City shall receive not less than thirty (30) days notice of
cancellation of any coverage under which it is an additional
insured.
F. BONDS
During any period of construction required or otherwise authorized,
Franchisee shall provide a performance bond in an amount of not
less than one hundred percent (100%) of the cost for the
IV-3
construction to be performed, payable to the City of Tustin, and
executed by a corporate surety authorized to conduct business as a
surety in the State of California and acceptable tho the City
Attorney. The performance bond shall be deposited by the
Franchisee with the City prior to the commencement of work on bus
shelter capital improvement construction project. The condition of
the bond shall be such that if the Franchisee completes the
required construction specified herein in accordance with approved
plans and specifications and receives approval for the final
shelter from the City then surety shall no longer by bound thereon.
Said bond shall be maintained in full force and effect by the
Franchisee until said works of improvement have been accepted by
the City Council.
The bond payment shall also inure to the benefit all claimants,as
said term is presently defined by Section 3085 of the California
Civil Code, or may hereafter be amended, so as to give such
claimants a right of action to recover thereon in any suit brought
to foreclose the liens provided for in Title 15 of Part 4, of
Division 3 of the California Civil Code or in a separate suit
brought upon the bond. The condition of the bond shall be such
that if the franchisee shall well and truly pay, or cause to be
paid, all claims for labor, materials, appliances, teams, or power
have been paid, as evidenced by release of mechanics liens by all
claimants.
The City Attorney may accept in lieu of the bonds heretofore
described, the performance and payment bonds of corporations duly
authorized to issue surety bonds by the State, naming as principal
a licensed contractor employed by the Franchisee to construct vorks
of improvement on the demised premises provided each bond is in an
amount equal to the percentage hereinabove provided: names the City
as an additional obligee; contains terms and conditions
substantially similar to the requirements heretofore specified; and
is satisfactory to the City Attorney as to sufficiency and
liability of sureties named thereon.
The City Attorney may also accept in lieu of the bonds heretofore
described, the deposit and assignment to the City of investment
certificates and shares of a savings and loan institution provided
the deposits are in an amount equal to the face value of the bonds
and comply with the requirements, conditions, and procedures
prescribed for the assignment of such accounts by Tustin City Code.
Franchisee shall have the option to deposit with the City cash or
United States government securities in all respects satisfactory to
the City Attorney in lieu of the surety obligations herein
required. Said cash or securities shall be deemed deposited with
the City to secure full and satisfactory performance of the
principal obligations heretofore described for which surety is
required, and shall be released upon satisfactory performance
thereof, as evidenced by certification of completion by the City
and release of mechanic's liens by all claimants. In lieu thereof,
the Franchisee may deposit the required amount in a bank Yhose
deposits are insured under the Federal Deposit Insurance Act
IV-4
_ (12U.S.C. 1811 et. seq.) or a savings and loan institution whose
deposits are insured under Title 4 of the National Housing Act (12
U.S.C. 1724 et. seq.), provided the account is made payable to the
city on demand and the certificates of deposit are delivered to the
city. Franchisee shall be entitled to all interest on the deposit
and to return of the certificate of deposit upon satisfactory
performance as heretofore defined.
- .
G. HOLD HARMLESS
.
The Franchisee shall indemnify and save harmless the City of Tustin
and all officers and employees thereof from all claims, suits, or
actions of every name, kind, and description, brought for, or on
account of, injuries to or death of any person including, but not
limited to, workmen and the public, or damage.to property resulting
from the construction of the work or by or in consequence of any
negligence regarding the work, use improper materials or equipment
in construction of the work, neglect or refusal of the Franchisee
to faithfully perform the work and all of the Franchisee's
obligations under the Agreement, or by or on account of any act or
omission by the Franchisee or his agents or a subcontractor or his
agents or a third party during the progress of the work or at any
time 'before its completion and final acceptance, or which might
arise in connection with the agreed upon work or is caused by or
happening in connection with the progress of said work.
The defense in indemnification by the Franchisee shall include all
costs and expenditures including attorney's fees incurred by the
City of Tustin or its employees, officers or agents with respect to
such claim or suit and the Franchisee will, if requested by the
City, defend any litigation arising out of such claims at the sole
cost and expense of the Franchisee.
H. FRANCHISE FEE - PAYMENT TO CITY
Ail franchise fees due to the City shall include a guaranteed base
monthly franchise fee in the amount of one hundred fifty dollars
($150.00) as identified in the Instructions to Proposers Section
C(6) (e) (page II-2) and shall be paid in advance annually by
January 31st. The franchise fee shall also include an advertising
percentage fee which shall be made at least quarterly and shall be
supported by a Statement of Accounts showing all shelter locations,
the advertiser(s) at each location, and gross revenue received for
each ad p~nel.
Late payments will be subject to a ten percent (10%) penalty for
each fifteen (15) days that payment is late.
I. ACCOUNTING RECORDS
All advertising sales shall be recorded and customer receipts
issued.
Franchisee shall be required to maintain a method of accounting, to
the satisfaction of the City, which correctly and accurately
IV-5
reflects the gross receipts and disbursements, construction costs,
and construction financing of Franchisee in connection with
installation, maintenance, and repair of shelter as well as
advertising sales. The method of accounting, including bank
accounts established for the authorized operations, shall be
separate from the accounting system used for any other business
operated by the Franchisee or for recording Franchisee's personal
financial affairs. Such method shall include the. keeping of the
following documents:
1. Regular books of accounting such as general ledgers.
2. Journals including any supporting and underlying
documents such as vouchers, checks, tickets, bank
statements, etc.
3. State and Federal income tax returns and sales tax
returns and checks and other documents providing payment
of sums shown which shall be kept in confidence by the
City.
4. Any other reporting records that the city Manager,
Assistant City Manager, and/or Finance Director deem
necessary for proper reporting of receipts.
Ail documents, books and accounting records shall be open for
inspection and reinspection at any reasonable time during the term
of any franchise agreement and for four (4) years thereafter. In
addition, the City may from time to time conduct an audit and a
reaudit of the books and business conducted by Franchisee and
observe the operation of the business so that accuracy of the above
records can be confirmed. Ail information obtained in connection
with the City's inspection of records or audit shall be treated as
confidential information and exempt from public disclosure thereof
to the extent possible under law.
In the event that an audit or review conducted by the City Manager,
Assistant City Manager, and/or Finance Director, or authorized
representatives (i.e., outside auditor) finds that due to
Franchisee's non-compliance with its obligation to report gross
receipts in connection with its operations authorized herein, an
actual loss and /or projected loss of revenue to the City can be
determined, the city may at its option:
·
B-;ii the Franchisee for said losses, said amount to be
paid to the city within thirty (30) days following
billing thereafter unless otherwise extended by the City;
and/or
Assess liquidated damages.
The parties agree that it will be impracticable or extremely
difficult to fix the extent of actual damages resulting from the
failure of the Franchisee to correctly report gross receipts; and
a projected loss of revenue due to the City. The parties will
agree that under the current circumstances a reasonable estimate of
such damages is $500.00 per day for each day of the loss period as
determined by the city, and that the Franchisee shall be liable to
the City for liquidated damages in said amount.
IV-6
Should the City find that the additional franchise fee due to the
City exceeds two percent (2%) of the total amount which should have
been paid as determined by such review or audit and observation,
and there being no reasonable basis for the failure to report and
pay thereon, Franchisee shall also pay the cost of the audit as
determined by the City and pay any penalty heretofore provided for
the delinquent payments.
Franchisee shall furnish the City with a monthly gross receipts
report showing the amount payable therefrom to the City. Such a
report shall accompany each payment required to be made as provided
herein. The monthly reporting period shall be by calendar month,
rather than monthly anniversary date of the effective date of this
Agreement. In addition thereto, the Franchisee shall furnish the
City with a monthly profit and loss statement and an annual profit
and loss statement and a balance sheet prepared by a person and in
a form acceptable to the City. The monthly profit and loss
statements shall be submitted with the franchise payment. The
annual financial statement shall be submitted within sixty (60)
days of the close of an Agreement year. Said closing date shall be
determined by reference to the date for commencement of the term
herein provided.
J. OPERATING RESPONSIBILITIES
le
Compliance with Laws
Franchisee shall conform to and abide by all City and
County ordinances, and all State and Federal laws and
regulations, insofar as the same or any of them are
applicable; and where permits and/or licenses are
required hereunder and/or any construction authorized
herein, the same must be first obtained from the
regulatory agency having jurisdiction thereover.
·
Compliance with Rules and Requlations
Franchisee shall conform to and abide by all rules and
regulations of the City Council and the City Manager
insofar as the same or any of them are applicable.
Franchisee shall conform to the City's Drug free
Workplace Policy. Failure to establish a program, notify
employees, or inform the City of a drug related workplace
conviction will constitute a material breach of the
Agreement upon which the City may immediately terminate
the Agreement.
·
Franchisee Staff and Employment Practices
Franchisee shall maintain adequate staff. The City may
at any time give written notice to the effect that the
conduct or action of a designated employee of the
franchisee is, in the reasonable belief of the City,
detrimental to the interest of the public. Following the
City's written notice therefor.,-Franchisee shall, at the
City's discretion:
IV-7
Se
be
terminate such employee's work assignment
within the public right-of-way; or
Franchisee shall meet with representatives of
the City to consider the appropriate course of
action with respect to such matter and
Franchisee shall take reasonable measures
under the circumstances to assure the City
that the conduct and °activities of
Franchisee's employee will not be detrimental
to the interest of the public patronizing the
premises.
K. CONTRACT WORK HOURS AND SAFETY ACT
Ail persons hired by the Franchisee shall be compensated at a rate
not less than 1Li/2 times the workers' base pay rates for all work
in excess of eight (8) hours a day of forty (40) hours a week.
Further,no person will be required to work in surroundings that are
unsanitary, hazardous, or dangerous, as determined under the
standards established by the U.S. Secretary of Labor.
L. NON-DISCRIMINATION AND CIVIL RIGHTS COMPLIANCE
Franchisee shall certify to and agree that they will comply with
Title VI of the Civil Rights Act of 1964, Section 504 of the
Rehabilitation Act of 1973, the Age Discrimination Act of 1975, the
Americans with Disabilities Act of 1991, Title IX of the Education
Amendments of 1972, where applicable, and Title 43, part 17 of the
Code of Federal Regulations Subparts A and B, to the end that no
persons shall, on the grounds of race, creed, color, national
origin, political affiliation, marital status, sex , age, or
disability, be subjected to discrimination under the privileges and
use granted by any Agreement or under any project, program, or
activity supported by this Agreement.
Franchisee shall certify and agree that all persons employed
thereby, are and shall be treated equally without regard to or
because of race, creed, color, national origin, political
affiliation, marital status, sex, age, or disability and in
compliance with all Federal and State laws prohibiting
discrimination in employment, including, but not limited to, the
Federal civil Rights Act of 1964; the Unruh civil Rights Act; the
Cartwrigh~ Act; the State Fair Employment Practices Act; and the
Americans with Disabilities Act.
Franchisee shall certify and agree that subcontractors, bidders,
and vendors thereof are and shall be selected without regard to or
because of race, creed, color, national origin, political
affiliation, marital status, sex, age, or disability.
Ail employment records shall be open for inspection and
reinspection at any reasonable time during the term of any
Agreement for the purpose of verifying' the practice of non-
discrimination by the Franchisee in the areas heretofore described.
IV-8
- If the City finds that any of the above provisions have been
violated, the same shall constitute a material breech of any
Agreement Upon which the City may determine to cancel, terminate,
or suspend this Agreement. Whole the CitY reserves the right to
determine independently that the non-discrimination provisions of
any Agreement'have been violated, in addition, a determination by
the California Fair Employment and Housing Department or the
Federal Equal Employment Opportunity Commission that the Franchisee
has violated State or Federal non-discrimination laws or
regulations shall constitute a finding by the City that the
Franchisee has violated the non-discrimination provisions of any
Agreement.
In the event that Franchisee violates the non-discrimination
provisions contained herein, the City shall, at its option, be
entitled to a sum of one thousand dollars ($1,000.00) pursuant to
California civil Code Section 1671 as liquidated damages in lieu of
canceling, terminating, or suspending any Agreement. Franchisee
further agrees that one thousand dollars ($1,000.00) is a
reasonable sum under all of the circumstances existing at the time
of'the execution of any Agreement.
M. EQUAL OPPORTUNITY EMPLOYMENT
The Franchisee(s) shall demonstrate, in the performance of any work
connected with the franchise between himself and the City, full
compliance with all applicable safety and health standards and
Equal Employment Opportunity laws and regulations. The
Franchisee(s) shall cooperate with the City in meeting its
commitments and goals with regard to the maximum utilization of
Disadvantaged or Women's Business Enterprises and he/she will use
his/her best efforts to ensure that these groups shall have a
maximum opportunity to compete for any subcontracted work that may
be offered in connection with the franchise.
N. LICENSES AND PERMITS
The Franchisee shall purchase a City Business License for each year
that he/she, is doing business in the City. Furthermore, the
Franchisee shall secure all necessary permits for the City, County,
State, and/or Federal agencies for the installation, operation, and
maintenance of the bus'shelters and bus benches.
O. ELEC~RiCAL SERVICE
The Franchisee shall apply for, and obtain at his/her own cost, any
necessary electrical service permits form the Southern California
Edison Company. Metered electrical charges shall be the at the
Franchisee's sole expense. Solar powered electrical lighting
systems will be considered by the City.
P. ADVERTISING
The Franchisee shall, upon request, transmit to the City color
copies of any or all advertisements proposed to Be placed in the
IV-9
shelters for review prior to the ads being placed. Pursuant to
Section 9409 (b) (2) of the City Code, the City of Tustin Planning
Commission will recommend standards for advertising. Should the
city, in its sole discretion, determine any advertising shelter to
be improper, offensive, or constitutes a display that is likely to
interfere with, mislead, or distract traffic, or conflict with any
traffic control system, the Franchisee shall remove all such
advertising within twenty-four (24) hours after the City serves a
written notice upon the Franchisee to remove such advertising.
Q. PUBLIC SERVICE MESSAGES
The Franchisee shall, at least two (2) times per year, for at least
ten (10) calendar days each time, display at least one (1) public
service announcement in lieu of paid advertising in each bus
shelter. The Franchisee shali:arrange for service and install the
public service announcements upon consultation with the City. The
City Council shall be entitled to specify certain public service
messages to be displayed and shall approve all public service
messages.
R. CHANGED LOCATIONS
In the event that a bus route is altered or deleted such that any
bus shelter will no longer serve as a n active bus stop location,
the Franchisee shall, within, thirty (30) days after notification
from the City of Tustin Public Works Director, relocate the bus
shelter and appurtenances to a new location designated by the City.
The vacated location shall be restored to its original condition
within that same time period.
S. INDEPENDENT CONTRACTOR
Any Franchise Agreement between the City and Franchisee is not
intended, and shall not be construed, to create the relationship of
agent, servant, employee, partnership, joint venture or
association, as between the City and Franchisee.
Franchisee understands and agrees that all persons furnishing
services to the franchisee pursuant to any Franchise Agreement are,
for purposes of Workers' Compensation liability, employees solely
of the Franchisee and not of the City.
The Franchisee shall bear the sole responsibility and liability for
furnishing and shall furnish Workers' Compensation benefits to any
person for injuries from or connected with services performed on
behalf of Franchisee pursuant to this Agreement.
T. SECURITY DEPOSIT
Prior to the commencement of the term of any Franchise Agreement,
the Franchisee shall pay to the City a sum equal to one (1) year's
minimum franchise payment as set forth in an exhibit to be attached
to any Agreement. In lieu thereof, the Franchisee may deposit
said amount in a bank whose deposits are insured under the Federal
IV-10
Deposit Insurance Act (12 U.S.C. Section 1811 et. seq..), provided
that a certificate of deposit is delivered to the City giving the
City the exclusive right to withdraw any or all of said amount
during the term of this Agreement. FranchiSee shall be entitled to
any and all interest accruing from said certificate of deposit.
Said sum shall serve as security for faithful performance of all
covenants, promises and conditions to be assumed by. Franchisee and
maybe applied in satisfaction and/or mitigation of damages arising
from a breach thereof, including, but not limited to, delinquent
payments; correction of maintenance deficiencies; securing required
insurance; loss of revenue found by the City to have been caused by
the fault or neglect of the Franchisee. The Franchisee agrees to
cooperate in the determination of the abatement and/or other relief
to beprovided by furnishing all information requested relative to
the bus shelter program, and permitting examination and audit of
all accounting records kept in cOnnection with the conduct thereof.
U. CONSTRUCTION BY CITY AFFECTING BUS SHELTERS
In the event the City shall construct or cause to be constructed
anew facility or roadway improvement impacting a bus shelter or
advertising thereon, any Franchise Agreement will continue in full
force and effect, except that the payments to be made by the
Franchisee will be abated and/or other relief afforded to the
extent that the city may determine the construction interferes with
- the authorized operations, provided a claim therefor is filed with
the City within one hundred (100) days of the commencement of
construction.
Franchisee agrees to cooperate with the City in the event the
construction affects the shelter by vacating and removing shelters
where needed for such periods as are required by the construction
of the new facilities. The Franchisee further agrees to cooperate
in the determination of the abatement and/or other relief to be
provided by furnishing all information requested relative to the
operation and permitting examination and audit of all accounting
records kept in connection with the~conduct thereof.
Upon completion of the new facility, Franchisee shall resume its
operations therefrom within thirty (30) days.
V. T~'RANSFERS
Any Franchisee shall not, without prior written consent of the
city, assign, hypothecate, or mortgage this Agreement or sublease
or license any portion of the premises. Any attempted assignment,
hypothecation, mortgage, sublease, or license without the consent
of the City shall render any franchise Agreement null and void.
Shareholders and/or partners of the Franchisee may transfer, sell,
or exchange, assign, or divert themselves of any interest they may
have therein. However, in the event any such sale, transfer,
exchange, assignment or divestment is affected in such a way ~s to
give majority control of Franchisee to any persons, corporation,
IV-ii
partnership or legal entity other than the majority controlling
interest therein at the time of execution of this Agreement,
approval thereof shall be required. Consent to any such transfer
shall only be refused if the City finds that the transferee is
lacking in experience and/or financial ability to render and
provide services required herein.
W. CANCELLATION
Upon the occurrence of any one or more of the events of default
hereinafter described, any Franchise Agreement shall be subject to
cancellation. As a condition precedent thereto, the City will give
Franchisee ten (10) days notice by registered or certified mail.of
the date set for cancellation thereof; the grounds therefor; and
that an opportunity to appeal to the City Council within 15 days
thereon will be afforded.
Events of Default
le
The failure of the Franchisee to punctually pay or make
the payments herein when due, where the delinquency
continues beyond ten (10) days following written notice
for payment thereof.
·
The failure of the Franchisee to operate in the manner
required by any Agreement, where such failure continues
for more than ten (10) days after written notice from the
City to correct the condition therein specified.
·
The failure to maintain the bus shelter, bus benches, and
the required improvements pursuant to any Franchise
Agreement in the state of repair required, and in a
clean, sanitary, safe and satisfactory condition, where
such failure continues for more than ten (10) days after
written notice from the City for correction thereof,
provided that where fulfillment of such obligation
requires activity over a period of time and Franchisee
shall have immediately, following receipt of such notice,
commenced to perform whatever may be required to cure the
particular default and continues such performance
diligently, said time limit may be waived in the manner
and to the extent allowed by the City.
·
The failure of franchisee to keep, perform, and observe
all other promises, covenants, conditions, and agreements
set forth in any Franchise Agreements, where such failure
continues for more than thirty (30) after written notice
from the City for correction thereof, provided that where
fulfillment of such obligation requires activity over a
period of time and Franchisee shall have commenced to
perform whatever may be required to cure the particular
default within ten (10) days after such notice and
continues such performance diligently, said time limit
may be waived in the manner and to the extent allowed by
the City.
IV-12
·
The filing of a voluntary petition in bankruptcy by the
Franchisee; the adjudication of Franchisee as bankrupt;
the appointment of any receiver of Franchisee's assets;
the making of a general assignment' for the benefit of
creditors; a petition or answer seeking an arrangement
for the reorganization of the Franchisee under any
Federal Reorganization Act, including petitions or
answers under Chapters X or XI of the Bankruptcy Act; the
occurrence of any act which operates to deprive the
Franchisee permanently of he rights, powers, and
privileges necessary for the proper conduct and operation
of the bus shelters; the levy of any attachment or
execution which substantially interferes with the
Franchisee's operations under this Agreement and which
attachment or execution is not vacated, dismissed, stayed
or set aside within a period of sixty (60)days.
X. RIGHT OF REMEDY/ENTRY
Should the Franchisee be deemed deficient, as determined by the
City, in its performance of its obligations, the City in addition
to all other available remedies may, but shall not be so obliged
to, correct Franchisee's deficiencies using City forces, equipment,
and materials, or by employing a separate private contractor.
City's costs so incurred, including direct and indirect overhead
costs as determined by the City, shall be reimbursed to the City by
- ~he Franchisee and/or its sureties within thirty (30) days of
demand thereof.
Y. SURRENDER
Upon expiration or cancellation of the term hereof, all bus shelter
improvements shall become the property of the city of Tustin and
shall be delivered to the City in a reasonably good condition,
subject to the city of Tustin's right to demand removal of the
shelters and restoration of the respective public improvements to
their proper and original condition at Franchisee's own cost and
expense..
Z. FRANCHISEE'S NON-COMPLIANCE AND LIQUIDATED DAMAGES
If the City determines that there are deficiencies in the
Franchisees performance under any Franchise Agreement, the City
will provide as specified above under "Events of Default", a
written notice to the Franchisee to correct said deficiencies
within specified time frames.
In'the event that the Franchisee fails to correct the deficiencies
within the prescribed time frames the City may, at its option; (1)
use the security Deposit as provided for herein, (2) exercise its
rights under "Right of Remedy/Entry," and/or; (3) assess liquidated
damages pursuant to the schedule hereinafter, listed.
It may be impracticable or extremely difficult to fix the extent of
actual damages resulting from the failure of the Franchisee to
IV-13
comply with Franchisee's obligations. Under the current
circumstances, a reasonable estimate of such damage is one hundred
dollars ($100) per day for each day of the period of time that the
deficiencies exist, and that the Franchisee shall be liable to the
City for liquidated damages in said amount.
IV-14
SECTION V
SHELTER DESIGN AND CONSTRUCTION SPECIFICATIONS
CITY OF TUSTIN
DEPARTMENT OF PUBLIC WORKS
ENGINEERING DIVISION
SHELTER DESIGN i~D CONSTRUCTION SPECIFICATIONS
FOR FURNISHING~NDI~INTAININ~ BUS SHELTERS WITH BUS BENCHES
IN THE CITY OF TUSTIN
Persons or firms submitting proposals are advised that bus shelters
and bus benches to be considered for acceptance by the City must
conform to the following specifications. In the event that any
design differs materially from these specifications, a full
discussion of the relative differences must be submitted with the
Proposal. The design and drawing requirements contained in these
Specifications are not to be included in the preliminary design
sketches required for the Proposal.
A. SPECIFICATIONS
Ail work performed on the shelter or the shelter site
must conform to the requirements of the Standard
Specifications for Public Works Construction and all City
Building and Electrical codes. In addition, all work
must comply with the conditions of the required
encroachment permit issued for each location and the
conditions of the Tustin Community Development
Department. Each shelter will be subject to the city of
Tustin Design Review procedure. All necessary City
building permits must also be obtained by the franchisee.
B. SHELTER DESIGN DRAWINGS
Ail final designs, plans, and change orders shall be
signed and stamped by a California Registered Civil or
Structural Engineer before they will be accepted for
design or location approval.
·
Before any shelter may be installed in the City of
Tustin, it shall be reviewed for adequate design by the
Community Development Department for electrical wiring
and appurtenances, Structural integrity, and general
.soundness of design.
C. SHELTER LOCATION DESIGN DRAWINGS
After a franchise agreement has been signed and prior to
construction of any shelters, a location drawing shall be
prepared for each proposed shelter site and shall contain
a minimum twenty (20) feet to one-inch scale (20 s~ale)
representation of the proposed Shelter site, covering the
area from the adjacent property line to the street
V-1
centerline at the intersection. Mid-block sites may be
shown with broken line ties. The dra~ing shall tie the
shelter location to the closest curb return and give the
distance from the existing curb and adjacent property
line to the shelter. It shall also show the location of
manholes, catch basins, fire hydrants, poles, trees, and
other above-ground facilities within fifty (50) feet of
the proposed shelter. The drawings shall be prepared in
ink on standard 24" x 36" plan mylar using standard City
title blocks.
East Tustin locations are specifically excluded from this
Request for Franchise Proposal. See "Attachment A" for
a. map detailing the excluded locations.
D. SHELTER SITE SELECTION
le
Ail shelter sites shall be approved by the City and the
Planning Commission in consultation with the Franchisee.
In no case shall a shelter be located on any
residentially zoned streets, unless approved by the City.
Shelters may only be located on commercially zoned
arterials. The City may supply the Franchisee with a
list of preferred shelter sites. All proposed shelter
sites shall be subject to the following screening
process:
ae
No shelter site will be approved which would result
in a shelter being closer than ten (10) feet to a
driveway.
be
No shelter site shall be approved which will result
in a shelter being located over a storm drain.
Ce
No shelter site shall be approved which will result
in a shelter being placed in such a position that
less than five (5) feet of contiguous sidewalk
remains useable.
de
Ail sites are subject to approval by the City staff
and City Planning Commission based upon ridership
demands, the safety of bus riders, traffic and
pedestrians.
e. Every shelter shall be wheelchair accessible.
·
In the event that the City and Franchisee cannot agree on
the location of a site, the City's decision on the
location shall be final.
E. SITE RELOCATION
l®
The City shall have the right to require the Franchisee
to relocate shelters and benches, at his/her sole
V-2
expense, for the convenience of pedestrians
and bus patrons or because of a change in bus stop
locations or street widening. The Franchisee(s) shall
not relocate or remove a bus shelter or bench without the
City's permission. The City may require or permit a
shelter to be removed or relocated if it has been
demonstrated to be incapable of proper maintenance due to
excessive vandalism or any-other reasonable cause.
"Excessive vandalism" is defined as damage inflicted to
an individual shelter during any six (6) month period,
which requires cumulative expenditures for replacement
and repair that exceed the original cost of construction
and installation of the shelter.
F. SHELTER DESIGN SPECIFICATIONS
Basic Shelter Design
a®
Ail shelters shall be of the same design, wherever
used throughout the City, unless alternate designs
are approved by the City. Modifications of
structures may be permitted if a unique situation
warrants.
be
Shelters shall be covered, but do not have to be
enclosed structures.
Ce
The roof shall be supported by four corner steel
columns, aluminum clad, or other similar
construction materials. Roof design is subject to
design approval by staff and the City Planning
Commission.
de
The shelter roof shall be designed to increase
protection from the rain and sun.
ee
The space between all partitions, ad panels, and
sidewalk shall be a minimum of six (6) inches to
accommodate a blind person's touching cane. This
may be accomplished with either a larger glass
panel, a deeper bottom glass support or a flange
attached to the bottom of the glass support.
·
Advertising Panels
a. Only one, two-sided, back-lighted ad panel per
shelter will be allowed.
b. All ad panels shall be constructed of anodized or
painted aluminum and tempered safety glass.
V-3
·
·
·
·
·
Allowable Size of Shelter
a. Height:
Minimum of 7'6"
b. Length:
13'6" to 18'
c. Width: 4'6" to 5'6"
·
In the event a shelter is desired at a location which
will not permit construction of the standard shelter
meeting the allowable sizes, unique designs may be
considered by the City. Obtaining any necessary
easements for the construction of a shelter shall be the
responsibility of the Franchisee(s).
Ail ad panels shall be locked or secured in a manner that
will eliminate or discourage vandalism.
Wheelchair Access
Ail shelters shall be designed to accommodate
wheelchairs and meet all Americans with
Disabilities Act (ADA) specifications.
Shelter Seating
a·
Minimum bench length - 5'
Minimum bench width - 1'6"
be
The bench shall be located such that a wheelchair
can be placed alongside the bench within the
shelter.
Shelter Lighting
a·
Every shelter shall be illuminated from dusk until
dawn by an overhead energy efficient, fluorescent
lighting system, concealed in the roof structure.
Failure to light the shelters at night shall be
grounds for cancellation of the franchise.
Franchisee(s) shall be responsible for all
electrical charges.
be
Solar powered electrical lighting systems will be
considered. The Franchisee(s) shall demonstrate
the ability to have consistent non-stop lighting
between dusk and dawn and during times of inclement
weather.
Ail internal electrical components and wiring of
each model shelter used shall be approved by the
City Building Division before, during and after
installation. All construction shall be subject to
plan check by the Community Development Department.
V-4
e
Shelter Drainage
Se
Ail shelters shall be designed to prevent dripping
water over the edges and for proper drainage, with
water exiting at approximately sidewalk level.
·
Foundations
a. All post foundations shall be designed in
accordance with the Uniform Building Code, latest
edition adopted by the City.
10. Trash Receptacles
a·
Each shelter shall have at least one (1) covered
trash receptacle, designed and placed to promote
maximum usage by shelter patrons. Trash
receptacles shall be durable and decorative and
consistent with design of the bench and shelter.
Preliminary plan sketches should include the
details for the trash receptacle. Final design
shall be subject to approval by the city Planning
Commission.
11. No telephones, vending machines, kiosks, newsracks, or
any other devices not specifically in these
specifications shall be permitted to be installed on or
near the shelters.
G. SHELTER SIGNAGE
1. Franchisee(s) shall ensure that bus route information,
City logo, and OCTA logo are displayed in and around the
shelter. OCTA bus route information shall be displayed
in a secured frame or sleeve constructed as part of the
inside of the shelter.
·
·
Where appropriate, the name of the nearest cross street
shall be placed upon the roof facia on both ends of the
shelter. Minimum letter size for this sign shall three
(3) inches high and two and one-half (2-1/2) inches wide.
'Franchisee(s) shall affix, in a conspicuous area standard
on each shelter in each shelter, an owner identification
plaque, that includes his business name, address and
telephone number.
H. SHELTER CONSTRUCTION SPECIFICATIONS
l·
No welding except for foundation work shall be permitted
at the site. ~ _
2. Ail concrete 'finishing shall be conform to the Standard
V-5
·
Specifications for Public Works Construction, latest
edition, and City of Tustin Public Works Construction
Standards.
Franchisee(s) shall have quality control supervisors
working for his/her contractor (not the sub-contractor)
at every construction site for a minimum of one (1) hour
per working day, during installation of the shelter and
its appurtenances.
I. BUS BENCHES
i ·
Bus benches shall be approved by the City prior to
installation. The benches ~shall be part of the bus
shelter. The benches shall not be attached to the
shelter, but located under the shelter. Individual
seating (i.e. stool-type seats) will be considered by the
City.
·
Color and material samples must be submitted to and
approved by the City, as well as color elevations of all
sides, materials board and colors scheme, and trash
receptacle detail.
V-6
ATTACHMENT "A"
MAP DETAILING EXCLUDED AREA
Cltlll
I'ITAli
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(~TUSTiN RANCH .""' ~.\ --
Attachment "A"