HomeMy WebLinkAbout05 TUSTIN HOUSING AUTHORITY ANNUAL MEETING AND ANNUAL REPORTG1�Y 0�AGENDA REPORT
MEETING DATE
TO:
FROM:
SUBJECT:
SUMMARY
SEPTEMBER 15, 2015
Agenda Item 5
Reviewed:
City Manager
Finance DirectorN/A
JEFFREY C. PARKER, CITY MANAGER & HOUSING AUTHORITY
EXECUTIVE DIRECTOR
TUSTIN HOUSING AUTHORITY
TUSTIN HOUSING AUTHORITY ANNUAL MEETING AND
ANNUALREPORT
Pursuant to the Tustin Housing Authority Bylaws and State of California Housing
Authorities Law of the California Health and Safety Code, the Tustin Housing Authority
is holding an annual meeting and receiving and filing the annual report for the preceding
fiscal year.
RECOMMENDATION
It is recommended the Tustin Housing Authority Commissioners take the following
actions:
• Open their Annual Meeting and receive and file the Annual Report for Fiscal Year
("FY") 2014-2015 and transmit such report to the Tustin City Council.
• Close their Annual Meeting
It is recommended the City Council take the following actions:
• Receive and file the Housing Authority's Annual Report for FY 2014-2015.
• Direct that a copy of the Housing Authority's Annual Report for FY 2014-2015 be
filed with the City Clerk and ex -officio Clerk of the City Council of the City of Tustin
and the California State Department of Housing and Community Development.
FISCAL IMPACT
The only fiscal impact of this action has been the staff time necessary to prepare the
annual report. Pursuant to Section 34328.1, the Department of Housing and
Community Development could request the Housing Authority reimburse the
Agenda Report
September 15, 2015
Page 2
department for the cost of processing the report. The Housing Authority is requesting
relief from this requirement.
ALIGNMENT WITH STRATEGIC PLAN
The Housing Authority Annual Report documents how the provision of and management
of Tustin's affordable housing contributes to Goal A of the City's Strategic Plan,
enhancing the vibrancy and quality of life in all neighborhoods and areas of the
community.
BACKGROUND/DISCUSSION
The California Housing Authorities Law of the California Health and Safety Code
("HSC") requires the Housing Authority submit to the legislative body and the California
State Department of Housing and Community Development ("HCD") an annual report
for the preceding fiscal year.
On March 15, 2011, the City Council approved Resolution No. 11-20 establishing the
Tustin Housing Authority ("Housing Authority") in accordance with the California
Housing Authorities Law (CHAL). On April 19, 2011, the Housing Authority
Commissioners ("Commissioners') adopted Resolution HA No. 11-01 approving the By -
Laws for the Housing Authority. On January 17, 2012, the Commissioners adopted
Resolution HA No. 12-01, approving the assumption of housing assets and functions
previously performed by the former Tustin Community Redevelopment Agency
("Agency"). The assumption of assets and functions became effective
February 1, 2012.
In accordance with Section 34328 of CHAL, the Housing Authority shall annually file on
the first day of October with the City Clerk and HCD a complete report of its activities for
the preceding year. The report shall contain information adequate for the City or HCD
to determine the requirements of Section 34312.3 have been met for any activity
undertaken pursuant to that section. The report shall also make either directly or
through any national, regional, or state housing association or organization of which it
may be a member, recommendations with reference to additional legislation or other
action which it deems necessary to carry out the purposes of CHAL. As a result of
assuming the Agency's assets and functions, the report is broken out into two sections.
Section One outlines compliance with HSC Section 34312.3 and Section Two lists the
activities associated with the assumption of the Agency's housing assets and functions.
Pursuant to Section 34328.1 of CHAL, Section One of the annual report contains the
following:
1. Recommendations for needed legislation to carry on properly a program of housing
and community development in this state.
Agenda Report
September 15, 2015
Page 3
2. Data on terminations of tenancies of victims of domestic violence in housing
authority units, and terminations of Section 8 vouchers of victims of domestic
violence.
a. The data shall be included in all cases where a notice of termination was given,
regardless of whether the termination was based in whole or in part on activity
related to the domestic violence, and whether the notice resulted in the victim
vacating the premises or actual termination of the voucher.
b. For each termination, the report shall briefly specify steps taken, if any, by the
authority to address the situation or assist the victim prior to the termination,
and, if known, the subsequent housing obtained by the victim. If no steps were
taken, the authority may include an explanation of why none were deemed
necessary.
c. The report shall include data on terminations of all victims of domestic violence,
as reported or known to the authority, its employees, or agents, whether or not
an arrest was made or any report was filed.
d. The report may include any other information regarding domestic violence
victim terminations deemed relevant by the authority.
e. For purposes of this section, "domestic violence" has the meaning set forth in
Section 6211 of the Family Code.
3. Pursuant to Section 34328, the Housing Authority's annual report shall contain
information adequate for the City and HCD to determine the requirements of
Section 34312.3 have been met for any activity undertaken pursuant to that
section. In accordance with Section 34312.3, the Housing Authority may do any of
the following and report accordingly:
a. Issue revenue bonds for the purpose of financing the acquisition,
construction, rehabilitation, refinancing, or development of multifamily rental
housing and for the provision of capital improvements in connection with and
determined necessary to the multifamily rental housing.
b. Make or undertake commitments to make construction loans and mortgage
loans to finance the acquisition, construction, rehabilitation, refinancing, or
development of multifamily rental housing.
c. Purchase or undertake, directly or indirectly through lending institutions,
commitments to purchase, construction loans, and mortgage loans originated
in accordance with a financing agreement with the authority to finance the
acquisition, construction, rehabilitation, refinancing, or development of
multifamily rental housing or make loans to lending institutions under terms
and conditions which, in addition to other provisions determined by the
authority, shall require the lending institutions to use the net proceeds of the
Agenda Report
September 15, 2015
Page 4
loans for the making, directly or indirectly, of construction loans or mortgage
loans to finance the acquisition, construction, rehabilitation, refinancing, or
development of multifamily rental housing.
4. Any activities where the authority developed, rehabilitated, or financed housing
projects or participated in the development, rehabilitation, or financing of housing
projects; or purchased, sold, leased, owned, operated, or managed housing
projects so assisted, subject to all of the requirements of Section 34312.3 shall be
reported.
5. A reporting breakdown of occupancy by income levels and rents for housing
projects assisted by the authority that demonstrate compliance with the following:
a. Not less than 20 percent of all units in housing projects are available for
occupancy on a priority basis to persons of low income and base rents are
adjusted for household size, as determined pursuant to Section 8 of the
United States Housing Act of 1937 (42 U.S.C. Sect 1437f) or its successor.
b. Not less than one-half of the units are occupied by, or made available to very
low income households, as defined by Section 50105 and rental payments for
those units do not exceed the amount derived by multiplying 30 percent times
50 percent of the median adjusted gross income for Orange County, adjusted
for family size.
6. Any indebtedness incurred pursuant to a mortgage loan finance under the terms of
Section 34312.3 that is subject to acceleration and the balance owing declared
immediately due and payable upon any sale of an owner -occupied residence to a
purchaser who does not meet the required qualifications for borrowers as
established by the authority.
7. Certification the authority is requiring the owners of housing projects assisted
pursuant to Section 34312.3 to accept as tenants, on the same basis as all other
prospective tenants, in the units reserved for very low income households, any
very low income households who are recipients of federal certificates for rent
subsidies pursuant to the existing program under Section 8 of the United States
Housing Act of 1937 (42 U.S.C. Sec. 1437f), or its successor. The authority shall
not permit a selection criteria to be applied to Section 8 certificate holders that is
any more burdensome than the criteria applied to all other prospective tenants.
8. Certification that no resident in housing units assisted pursuant to Section 34312.3
shall be denied continued occupancy or ownership because, after admission, the
resident's family income increases to exceed the eligibility level. However, the
authority shall ensure that percentage requirements of this section shall continue to
be met by providing the next available unit or units to persons of low income or by
taking other actions to satisfy the percentage requirements of this section.
Agenda Report
September 15, 2015
Page 5
9. In determining whether the percentage requirements of subdivision (c) have been
achieved, the following terms and conditions shall be applied:
a. The requirement that 20 percent or 15 percent, as the case may be, of the
housing units assisted by an authority pursuant to this section shall be
available on a priority basis, or occupied by, households whose adjusted
gross income does not exceed the applicable limits prescribed by subdivision
(c) shall apply to the aggregate number of units assisted by an authority
pursuant to this section.
b. This section applies only to housing units first assisted after January 1, 1983,
and the percentage requirements of subdivision (c) shall be complied with by
January 1, 1986, and on January 1 of each even -numbered year thereafter.
c. The percentage requirements of subdivision (c) shall be achieved within each
of the following categories: (1) rental housing developments; (2)
homeownership developments; and (3) rehabilitation financing. Housing units
provided by rehabilitation financing shall not be counted within either of the
first two categories.
10. Units required to be reserved for occupancy by subdivision (c) and financed with
the proceeds of bonds issued on or after January 1, 1986, shall remain occupied
by, or made available to, those persons until the bonds are retired.
11. Multifamily rental housing financed pursuant to Section 34312.3 shall not be
subject to the requirements of subparagraph (B) of paragraph (1) and paragraph
(2) of subdivision (c), and the requirements of subdivision (d), if all of the following
requirements are fulfilled:
a. The housing authority offers each tenant a homeownership opportunity when
the bonds are retired.
b. A special trust fund or account which is funded with bond issuance proceeds
or developer contributions, or both, is established no later than the time the
multifamily rental housing is first occupied. The initial funding of the account
shall be no less than 5 percent of the face value of the bonds issued for the
multifamily rental housing project. Upon repayment of the bonds, these
funds, and all interest accruing thereon, less any amounts necessary to pay
outstanding claims, shall be used to assist housing units for persons of very
low income.
C. The requirements of subparagraph (A) of paragraph (1) and subparagraph (A)
of paragraph (2) of subdivision (c) shall remain in effect for the periods
required by Section 103(b)(12)(B) of Title 26 of the United States Code.
12. It is the intent of the Legislature, and the Legislature declares, that housing
authorities are the local entities with primary responsibility for providing housing for
Agenda Report
September 15, 2015
Page 6
low-income and very low income households within their jurisdictions. However,
recognizing that housing projects only for low-income households cannot be
adequately assisted or developed with currently available funds, and that excess
funds from housing projects assisted pursuant to this section can be utilized to
further assist in the provision of housing for lower income households, it is the
intent of the Legislature that the authorization of this section is to be used to
enhance and supplement the traditional housing authority role of providing housing
only for low-income households.
13. The authority shall provide the Department of Housing and Community
Development funds as requested by the department to reimburse the department
for the cost of processing the report required by this section.
ANALYSIS
The Housing Authority has not participated in the construction or acquisition of housing
projects as defined by CHAL and Section One of the attached annual report
acknowledges the lack of activity accordingly. Section Two lists activity linked to former
Agency functions and assets.
Staff will be available to respond to any questions at the Housing Authority Commission
and City Council meeting of September 15, 2015. As a result of the recommended
actions, the Housing Authority FY 2014-2015 Annual Report will be submitted to the
Department of Housing and Community Development prior to October 1, 2015.
Jerry Craig d�/J / I nine Hernandez
Economic D v t ousing Manager Management Assistant
Tustin Hosirog tho�itl Tustin Housing Authority
Attachment: Tustin Housing Authority FY 2014-2015 Annual Report
TUSTIN
BUILDING OUR FUTURE
HONORING OUR PAST
TUS7N CAUTHOMTY
ANNUA ' EF''0'T
FY 2014 - 2015
TUSTN HOUSNGAUTHORFY
FV 2014 - 2015
ESTASSUSHED
The Tustin Housing Authority ("dousing Authority") was established on March 15, 2011
and the Sy -t=aws were adopted on April 19, 2011. On January 17, 2012, pursuant to
California Health and Safety Code Section 34176, the dousing Authority assumed all
housing assets and functions previously performed by the former Tustin Community
Redevelopment Agency ("Agency"). The assumption of assets and functions became
effective February 1, 2012.
ANNUALREPORT
In accordance with Section 34328 of California Housing Authorities Law ("CHAL"), the
Housing Authority is filing on the first day of October with the City Clerk and with the
Department of Housing and Community Development ("HCD") a complete report of its
activities for the preceding year. The report is broken out into two sections: 1)
compliance information adequate for the City and HCD to determine the requirements of
Section 34312.3 have been met for any activity undertaken pursuant to that section; and
2) a breakdown of activities associated with the assumption of housing assets and
functions from the former Agency.
SECTION ONE shall also make either directly or through any national, regional, or state
housing association or organization of which it may be a member, recommendations
with reference to additional legislation or other action which it deems necessary to carry
out the purposes of CHAL.
0EGTIG) t�NE W 0900 v � 211I SCE WITH U042MAL
Pursuant to Section 34328.1 of CHAL, the annual report contains the following:
1. Recommendations for needed legislation to carry on properly a program of
housing and community development in this state.
a. The Housing Authority does not have any recommendations for needed
legislation at this time.
2. Data on terminations of tenancies of victims of domestic violence in housing
authority units, and terminations of Section 8 vouchers of victims of domestic
violence.
a. The Housing Authority does not currently own or operate housing authority
units or issue Section 8 vouchers. As a result, the authority does not have
any data to report.
3. Pursuant to Section 34328, the annual report contains information adequate for the
City and HC® to determine that the requirements of Section 34312.3 have been
met for any activity undertaken pursuant to that section.
a. The Housing Authority did not issue revenue bonds, make or undertake
commitments, or purchase or undertake commitments associated with
multifamily rental housing.
4. Any activities where the authority developed, rehabilitated, or financed housing
projects or participated in the development, rehabilitation, or financing of housing
projects, or purchased, sold, leased, owned, operated, or managed housing
projects so assisted, are subject to all of the requirements of Section 34312.3.
a. The Housing Authority does not have any activity to report.
6. A reporting breakdown of occupancy by income levels and rents for housing
projects assisted by the authority that demonstrate compliance.
a. The Housing Authority does not have any activity to report.
6. Any indebtedness incurred pursuant to a mortgage loan finance under the terms of
Section 34312.3 that is subject to acceleration and the balance owing declared
immediately due and payable upon any sale of an owner -occupied residence to a
purchaser who does not meet the required qualifications for borrowers as
established by the authority.
a. The Housing Authority does not have any activity to report.
i. Certification that the authority shall require the owners of housing projects assisted
pursuant to Section 34312.3 to accept as tenants, on the same basis as all other
prospective tenants, in the units reserved for very low income households, any
very low income households who are recipients of federal certificates for rent
subsidies pursuant to the existing program under Section 8 of the United States
Housing Act of 1937 (42 U.S.C. Sec. 1437f), or its successor. The authority shall
not permit a selection criteria to be applied to Section 8 certificate holders that is
any more burdensome than the criteria applied to all other prospective tenants.
a. The Housing Authority does not have any activity to report.
8. A determination that no resident in housing units assisted pursuant to Section
34312.3 was denied continued occupancy or ownership because, after admission,
the resident's family income increased to exceed the eligibility level. However, the
authority shall ensure that percentage requirements of this section shall continue to
be met by providing the next available unit or units to persons of low income or by
taking other actions to satisfy the percentage requirements of this section.
a. The dousing Authority does not have any activity to report.
9. A determination in whether the percentage requirements of subdivision (c) of
Section 34312.3 have been achieved.
a. The dousing Authority does not have any activity to report.
10. Units required to be reserved for occupancy by subdivision (c) and financed with
the proceeds of bonds issued on or after January 1, 1986, shall remain occupied
by, or made available to, those persons until the bonds are retired.
a. The dousing Authority does not have any activity to report.
11. Determination that multifamily rental housing financed pursuant to Section 34312.3
is not subject to the requirements of subparagraph (S) of paragraph (1) and
paragraph (2) of subdivision (C), and the requirements of subdivision (D), as a
result of fulfilling all requirements.
a. The dousing Authority does not have any activity to report.
12. It is the intent of the Legislature, and the Legislature declares, that housing
authorities are the local entities with primary responsibility for providing housing for
low income and very low income households within their jurisdictions. However,
recognizing that housing projects only for low income households cannot be
adequately assisted or developed with currently available funds, and that excess
funds from housing projects assisted pursuant to this section can be utilized to
further assist in the provision of housing for lower income households, it is the
intent of the l=egislature that the authorization of this section is to be used to
enhance and supplement the traditional housing authority role of providing housing
only for low income households.
a. On February 1, 2012, the Housing Authority assumed all housing assets
and functions previously performed by the former Agency. SECTION
TWO details the expanded role the Housing Authority has assumed.
13. The authority shall provide HCD funds as requested by the department to
reimburse the department for the cost of processing the report required by this
section.
a. The Housing Authority has not participated in the construction or
acquisition of housing projects as defined by CHAL and the lack of activity
is reported in Section One accordingly. As a result, the Housing Authority
is requesting relief from HCD's requirement that the authority reimburse
the department.
SECTION TWO - A SU PTION OO F AGENCY ASSETS � FUNCTIONS
Effective February 1, 2012, the Housing Authority assumed the housing assets and
functions of the former Agency. The assumption included three hundred five (305)
covenant -restricted affordable housing ownership units, two (2) covenant -restricted
senior affordable housing rental projects and two (2) loan -restricted affordable housing
rental four-plexes. In FV 2012-2013, the homeowner of one covenant -restricted
ownership unit paid off their first-time homebuyer loan, thus removing the affordability
restrictions. The dousing Authority is now managing 304 covenant -restricted affordable
housing units. The functions the dousing Authority assumed are detailed in the
following GAY 2014-2015 activities report:
1. The dousing Authority assisted three (3) existing homeowners sell their affordable
housing units to income -eligible homeowners. Functions included the following:
a. Provided existing homeowners with the maximum affordable housing price
the homeowner could sell their home; and
b. Reviewed required application documents to determine income -eligibility
of prospective homebuyers; and
c. (Reviewed title reports, appraisals, and purchase documentation in order to
calculate the "silent second" the City would record against the property;
and
d. Prepared affordable housing documents for signature by both parties; and
e. followed up with the escrow company to insure all affordable housing
documents were recorded against the property as prepared.
In addition to affordable ownership sales activity, the dousing Authority assumed
the functions of administering the Residential Rehabilitation Program and
facilitating new affordable ownership purchases. As a result of the passage of
AB1X 26, the Residential Rehabilitation Program has been suspended. The
Housing Authority is exploring other alternatives for funding the Residential
Rehabilitation Program. All housing developments, which included affordable
housing ownership units, have been completed and the affordable housing units
were sold prior to fV 2014-2015. There are currently no affordable housing
ownership units planned for construction. The following table summarizes activity
by income category for New Purchase, Resale and Rehab activity:
Ownership
Income Level - -
New Purchases
Resales
Rehab
TOTAL
Very Low Income
0
0
0
0
Low Income
0
1
0
1
Moderate lncome
0
2
0
2
2. The dousing Authority assisted twenty-five (25) affordable homeowners refinance
their existing mortgage by subordinating the City's Silent Second to the new first
mortgage. Twenty-two (22) affordable homeowners successfully refinanced their
mortgage, resulting in an average savings of $153.72 per month. Seven (7) of the
twenty-two reduced their loan term from 30 years to either 20, 15 or 10 years.
Four (4) of the 7 were also able to reduce their monthly payment as well.
3. The dousing Authority is responsible for monitoring the affordability restrictions
recorded against the 304 affordable ownership units located within eight (8)
housing developments. As a result of each development's different monitoring
criteria, the dousing Authority mailed out two hundred sixty-two (262) "Annual
Owner Certification" forms prior to the end of I=V 2014-2015. Homeowners must
initial and sign the forms and submit requested documentation.
4. Of the 304 units, the Housing Authority assumed eighteen (18) transitional housing
units with three (3) non-profit agencies managing six (6) units each. As part of the
Housing Authority's annual monitoring, the Authority requests an annual report
from each of the agencies. The following is a summary of the activity occurring in
FY 2014 - 2015:
a. Thirty (30) families were served. Ten (10) men, thirty (30) women, and
fifty-three (53) children.
b. As of ,dune 30, 2015, there were seventeen (17) families, with six (6) men,
seventeen (17) women, and thirty-three (33) children in the program.
c. Ten (10) families have moved into permanent housing, all ten (10) are in
unsubsidized housing.
d. Twenty-four (24) adults were employed before entering the program and
two (2) additional adults obtained employment while in the program.
Seven (7) adults lost their job while in the program, of which all seven (7)
were able to find a new job. Seven (7) individuals received a promotion
and nine (9) received raises.
e. live (5) adults were attending college before entering the program and
seven (7) adults enrolled into either college, a trade school or GE®
program during the program. Three (3) adults received either a college
degree, trade school certificate, High School diploma or completed their
GE® during the program. One (1) child either completed their GED or
obtained a High School diploma during the program.
f. Twenty (20) families received counseling or life skills training during the
program, totaling over one thousand two hundred and fifty-seven (1,257)
hours. In addition, ten (10) children received over five hundred and thirty
hours (530) of counseling specific to their needs.
5. The Housing Authority assumed the functions of monitoring the two (2) covenant -
restricted senior affordable housing rental projects (Heritage Race and Coventry
Court) and two (2) loan -restricted affordable housing four-plexes. There are 53
affordable units (17 — very love; and 36 — low) and one manager's unit at Heritage
Place. At Coventry Court, one hundred fifty-three (153) of the two hundred forty
(240) units are affordable (36 — very low; 61 — low; and 56 — moderate). As of
,dune 30, 2015, all affordable units at both Heritage Place and Coventry Court were
leased. As a result of the passage of AS1 X 26, the Residential Rehabilitation
Program funded with Redevelopment funds was suspended.
6. During FY 2012 — 2013, the Housing Authority entered into "Declaration of
Affordable Housing Covenants and Regulatory Agreements" with Legacy Vilias
LLC and Anton Legacy Tustin Lobo for the development of affordable rental units
in Tustin Legacy. Amalfi of Legacy Villas LLC an affordable f=amily Rental Housing
Project, began leasing in late 2014 and has designated thirty-seven (37) of the five
hundred thirty-three (533) units as affordable moderate. As of June 30, 2015, (35)
units were leased. Anton Legacy an affordable Family Rental Housing Project,
began leasing in early 2015 and has two hundred twenty-five (225) units,
comprised of eighty-eight (88) very low income units, seventy-three (73) low
income units, and sixty-four (64) moderate income units. As of ,dune 30, 2015, (88)
very low, (72) low, and (64) moderate units were leased. The following table
summarizes activity by income category for Rental Housing activity:
Rental Housing
Income Level
Rehab
Senior
Family
Very Low Income
6
53
88
Low Income
2
97
72
Moderate Income
0
56
99
TOTAL
8
206
259
7. As identified in the City of Tustin's 2008-09/2017-18 Comprehensive Affordable
Housing Strategy, there are two hundred seventy-seven (277) affordable rental
units in Tustin which are at -risk due to expiring affordability restrictions. These
units are not restricted by agreements with the Housing Authority and are not part
of the Housing Authority's affordable rental inventory but they are restricted
through agreements with State and Federal agencies. In November 2013, the
affordability restrictions associated with the Irvine Company Apartment
Communities' Rancho Afisai, Rancho Maderas and Rancho Tierra expired,
allowing one hundred seventy-seven (177) affordable rental units to convert to
market rate. The plan to preserve affordability outlined in the Housing Strategy
was not viable with the Dissolution of Redevelopment and the recapture by the
State of the Dousing Authority's Low and Moderate Income Dousing Fund
Balance. Affected renters were referred to the County of Orange Affordable
Dousing Rental List as well as encouraged to place their names on interest lists for
Amalfi and Anton Legacy Apartments. We continue to monitor the remaining 100
units that are at risk.
8. The former Tustin Community Redevelopment Agency purchased two (2) four-
plexes with low and moderate income housing funds in 2000, then sold them to the
City in 2010. The Dousing Authority, which had been managing the units since the
Dissolution of Redevelopment, and the Orange County Rescue Mission (OCRM)
developed a proposal for OCRM to purchase the four-plexes for the purpose of
providing services to homeless veterans. On December 16, 2014, the City Council
approved the proposal to convey the two (2) City -owned four-plexes to OCRM for
homeless Veterans' housing. On February 10, 2015, the sale was executed. In FV
2015-2016, OCRM will rehab the units and begin providing services to
approximately thirty-six (36) homeless veterans.