HomeMy WebLinkAbout18 B.L. AMNESTY PROG 02-07-94NO. 18
2-7-94
JATE:
FEBRUARY 7, 1994
inter-Com
TO: WILLIAM A. HUSTON, CITY MANAGER
FROM: COMMUNITY DEVELOPMENT DEPARTMENT
SUBJECT: BUSINESS LICENSE AMNESTY PROGRAM
RECOMMENDATION
That Ordinance No. 1120, declaring a Business License Amnesty
program during the month of April, May and June 1994, have first
reading by title only.
FISCAL IMPACT
Adoption of.a BUsiness License Amnesty Program would have a minimal
temporarily negative fiscal impact upon the City's business license
related revenues. The .program would "register" currently
unlicensed businesses on the tax data base, enabling collection of
the tax in future years.
BACKGROUND
At the January 17, 1994 City Council meeting, Councilmember Thomas
requested staff to provide a report on the possibility of
reinitiating a Business License Amnesty Program.
TheCity Council previously authorized two business license amnesty
programs for three consecutive months in both 1991 and 1992.
.During these times, the programs waived penalties, associated With
unlicensed or delinquent businesses in Tustin to encourage such
businesses to voluntarily obtain their business license without
fear of prosecution or payment of past penalties. During Council
discussion of the proposed 1992 .Amnesty period, staff was directed
to pursue enforcement and penalties against delinquent or
unlicensed businesses immediately following the '1992 amnesty
period. The 1992 Amnesty period resulted in the .licensing of 102
delinquent new business licenses and 65 delinquent renewal business
licenses and generated $8,515.25 in business license revenue.
There were approximately 4,500 licensed businesses in the City in
1992.
Immediately following the end of the 1992 Amnesty period, staff
pursued enforcement of the City's business license tax codes. Code
enforcement and Community Development Department staff utilized
City Council Report
Business License Amnesty Program
February 7, 1994
Page 2
letter writing, press releases, public presentations, volunteers,
articles in the Tustin Today, and personal contact to encourage
business owners to comply with the code requirement for business
license. In one instance, the use of Explorers to canvas areas of
the City resulted in the licensing of over 73 delinquent businesses
resulting in approximately $10,000 in revenue to the City. These
efforts resulted in $261,887.00 in annual business license revenue
being generated to the City in calendar year 1993 (in comparison to
$212,986.00 in 1991 and $193,340.00 in 1992). Today, it is
estimated that over 5,500 businesses are currently licensed in the
City.
City Business License Tax and Penalty Requirement
In a practice similar to that of most ci~ies, the City has imposed
a business license tax upon all businesses (with certain exceptions
for non-profits, etc.) operating within the City of Tustin.
Chapter 5 of the Tustin City Code places the responsibility and
onus of applying for and acquiring a business license with the
owner of a business. The Ordinance does not require or infer that
the City must first contact and inform ~he business owner of this
requirement. As such, the City's business license tax is similar
to state and federal income tax, bicycle licensing or vehicle
registration requirements in that it is presumed that the affected
individual is knowledgeable of and responsible for the requirement,
even if the individual fails to receive notice or is formally
informed of the amount to be paid.
Generally, the business license amoun~ required is based upon
estimated gross receipts projected annually and prorated for the
period of operation during the year. City business taxes have not
been revised since 1966 and are recognized as being the lowest in
the County with the average annual tax paid..being $40.00 and
maximum being $100.00. Section 2521c of the Code requires the
following penalty to be applied to business owners failing to
obtain a required business license:
Business Tax Paid
Penalty Amount
30 days late 25% of total tax
60 days late 50% of total tax
90 days late 75% of total tax
120 days late 100% of total tax
The Cities of Brea, Fountain Valley and Santa Ana have established
similar penalties (up to 100%) which are ultimately higher than
Tustin's because of their initially higher tax amounts. Irvine
charges $250.00 per year for a maximum of three years past due.
city Council Report
Business License Amnesty Program
February 7, 1994
Page 3
Although the current Ordinance permits the City to recover past
business licenses and penalties regardless of the period involved,
staff (based upon previous verbal communication from City Council)
has pursued a policy of only requiring payment of delinquent
~licenses and. penalties for periods up .to three years past due.
There are presently no provisions for waiver of a penalty for
delinquent business licenses, regardless of the excuse.
Enforcement Effort
Similar to most other cities, Tustin relies upon new owners to' -
inform the City when they set up business or move location within
the community. As an enforcement tool, some cities have utilized
a sophisticated Business License and water billing computer
sOftware to identify new businesses which fail to inform them of
their establishment. However, these systems and other
methodologies are only partially successful and are not intended to
alleviate the burden of owner responsibility for obtaining a
business license prior to operation.
The City does, however, make a good faith effort to remind business
owners of the need to renew an existing business license. Existing
businesses which have previously obtained a license are identified
within the City's business license data base. Each November,
courtesy renewal notices are sent to all businesses in the data
base. If a response is not received by January, a delinquency
notice is sent. If a response still does not occur, the matter is
turned over to code enforcement.
Once the City becomes aware of a new business without a license; a
first and second notice is sent. Both notices inform the owner of
the need to obtain a business license and the penalties involved.
Failure to respond to these notices results in the case being
turned over to Code Enforcement for additional notification.- Last
year over 65 business license cases were handled by Code
Enforcement resulting in $25,262.00 being generated in tax and
penalty revenue.
In summary, significant staff effort is required' in order to
identify and encourage delinquent businesses to obtain a business
license.
PROPOSED AMNESTY PROGRAM
-.
Past Amnesty Programs have been somewhat successful in passively
encouraging delinquent businesses to obtain a license and pay past
due taxes. The waiver of penalties associated with the program can
result in the savings of several hundred dollars to a local
City Council Report
Business License Amnesty Program
February 7, 1994
Page 4
businessperson who did not know of or forgot about the City's
business license requirement. The waiver of penalties could
encourage voluntary compliance, resulting in .unidentified
businesses being added to.the database (assuring notification when
renewal occurs). Long term tax benefits off-set any short-term
revenue lost from waiver of penalties. In addition, the program
enhances public awareness of the City's busineSs license tax
reqUirements while demonstrating good will towards the business
community during this time of continuing economic hardship.
To achieve additional business license compliance, staff is
recommending implementation of a third Amnesty Program to run from
April 1, 1994 through June 30, 1994. The program will target
businesses in the City that have failed to pay their business
license tax along with delinquent business license accounts. All
penalties would be waived under the program, but the City will have
the authority to collect up to three years back taxes.
In order to reach unlicensed and delinquent businesses, press
releases and advertisements will run in local publications,
including Tustin-News, Tustin Weekly and the Chamber of Commerce's
monthly newsletter.
CONCLUSION
The primary focus of both the Amnesty Program and staff's proactive
enforcement is to ensure that unlicensed businesses pay the City's
required business license tax. The Business License Amnesty
Program would not only capture many unlicensed businesses, but
create a business license, tax awareness within the business
community area. This would hopefully 'reduce the amount of
delinquent accounts in the future.
Dana Ogdon ~
Senior Planner
Christine A' inglet'on
Assistant C1Cy Manager
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ORDINANCE NO. 1120
/~N ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF TUSTIN, CALIFORNIA, DECLARING A BUSINESS
LICENSE ~STY PROGRAM DURING THE MONTHS OF
APRIL, MAY AND JUNE, 1994.
The City Council of the City of Tustin does hereby orda{n
as follows:
I ·
The City Council finds and determines as follows:
A. Section 2521(c) of the Tustin City Code provides a
penalty for failure to pay the business license tax
when due.
Be
Ce
There are presently a number of businesses who have
never obtained a business license. If they obtain a
business license at this time, they will be subject to
penalty fees under Section 2521(c).
It would be to the benefit of the City if all
unlicensed businesses were encouraged to license. The
City Council finds that a three month amnesty period,
during the months of April, May and June 1994, during
which no penalties would be due for prior failure to
pay license taxes when due, would encourage unlicensed
businesses to license during those months.
II. The City Council does hereby declare:
A. That Section 2521(c) of the Tustin City Code. shall be
of no force and effect during the months of April-, May
and June 1994. All businesses that pay license fees
during that three-month period shall be excused from
paying the penalties imposed by such Section.
B. Except as specified' herein, and all other provisions
of the Tustin City Code,. shall be in full force and
effect.
III. This Ordinance shall be effective during the months of
April,'May and June 1994 only, and shall not be codified in the
Tustin City Code.
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Ordinance No. 1120
Page 2
PASSED AND ADOPTED at a regular meeting of the City ~.ouncil held
on the 21st day of February, 1994.
JIM POTTS
Mayor
MARY E. WYNN
City Clerk
STATE OF CALIFORNIA
COUNTY OF ORANGE
CITY OF TUSTIN
CERTIFICATION FOR ORDINANCE NO. 1120
MARY E. WYNN, City Clerk and ex-officio Clerk of ~he City
'Council of the City of Tustin, California, does hereby certify
that the whole number of the members of the City Council of the
City of Tustin is 5; that the above and foregoing Ordinance No.
1116 was duly and regularly introduced, passed and adopted at a
regular meeting of the City Council held on the 21s~ day of
February, 1994, by the following vote:
COUNCILMEMBER AYES:
COUNCILMEMBER NOES:
COUNCILMEMBER ABSTAINED:
COUNCILMEMBER ABSENT:
Mary E. Wynn, City Clerk
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