HomeMy WebLinkAboutRDA FINANCIAL PLAN 08-16-82DATE:
August 11, 1982
REDEVELOPMENT AGENCY
No. 4
8-16-82
I ter-Com
TO:
FROM:
SUBJECT:
REDEVELOPMENT AGENCY
BILL HUSTON, EXECUTIVE DIRECTOR
STATUS REPORT - REDEVELOPMENT AGENCY FINANCIAL PLAN
RECOMMENDATION:
That following the Agency's review of Phase i and 2 of the financial plan,
it determine the Agency's project priorities at the August 30, 1982
meeting.
BACKGROUND:
The Agency authorized the consulting firm of Katz, Hollis, Coren &
Associates to prepare the Agency's financial plan. The purpose of the plan
is to project the Agency's tax increment income for the next ten years and
following the Agency's determination of its project priorities, recommend
the phasing and financing of those projects.
To date the consultant has completed the analysis of taxable value and tax
revenues generated by the Town Center Redevelopment Project and has
prepared a ten-year projection of the Agency's tax increment revenue. Also
completed are preliminary financing strategies which provide three
alternative ways to finance projects. Copies of both reports are attached.
DISCUSSION:
The purpose of this agenda item is to have the consultant review the phase
1 and 2 reports with the Agency. These reports provide the framework for
the next phase of the financial plan which is the consultant's specific
recommendations concerning the financing of the Agency's projects. The
Agency has scheduled a session on August 30, 1982 for the purpose Of
determining its project priorities. Because the financing options depend
upon the types and cost of projects, the Agency will have to establish its
priorities before the next phase of the financial plan can be completed.
Once that is done, and the Agency has approved the final financial plan, it
will be in a position to issue bonds.
Prior to the August 30, 1982 meeting, staff will submit a report to the
Agency which lists the various projects discussed to date, the preliminary
costs and phasing.
It is important to note that the financing strategies shown in the attached
report are based upon the consultant's estimate of tax increment income
during the next ten years. The estimate takes into account projects for
which building permits have been issued or projects which are expected to
be completed in the next ten years. The attached report lists the
projects. A 2% growth factor is also used based upon the minimum that
could be expected pursuant to Proposition 13. The reason for using the 2%
growth rate is because prospective buyers of Agency bonds will consider
that to be the rate at which the Agency's tax increment income will grow in
future years. The consultant is al so preparing a trend analysis which
based upon historical trends, will show what future tax increment income
would amount to assuming a higher growth rate. The trend analysis takes
into account re-sale of properties and the corresponding reassessment of
the property's value which affects tax increment revenue.
Having the trend analysis will illustrate to the Agency the difference in
future tax increment income between the 2% growth rate and a higher growth
rate based upon past trends. This will provide the Agency greater
flexibility in determining its project priorities since it can expect
additional income {the amount of annual tax increment received which
exceeds the annual cost of paying off the bonds) to be available in future
years for projects not funded through the sale of bonds.
The financial consultant will explain this approach in greater detail.
WH:dmt
KatzHollis
July 19, 1982
Mr. William A. Huston
City Manager
City of Tustin
300 Centennial Way
Tustin, California 92680
Dear Mr. Huston:
We have completed our analysis of taxable value and tax reve-
nues generated by the Town Center Redevelopment Project and
have also prepared a ten-year projection of future incremental
tax revenues for the Project. Pursuant to our contract with
the Agency, this interim report details our findings concern-
ing these first two activities.
Tax increment revenues have increased at a steady and substan-
tial rate during the past four fiscal years (1978-79 through
1981-82). This is primarily due to the extensive new develop-
ment activity which has occurred during these last years.
Based on our discussions with City and Agency staff concerning
the rate of historical new development activity as well as our
experience relative to the taxable value of such construction,
we have found no irregularities in the Project Area incre-
mental tax revenues.
Our review of 1981-82 taxable values for the Town Center
Project involved a parcel-by-parcel check of both the secured
and unsecured'local tax rolls. The 1981-82 parcel listing as
reported by Orange County was verified against the Assessor's
parcel maps for accuracy. No parcels were found to have been
omitted from the County's listing and no parcels outside of
the Project Area were mistakenly included in the tabulation.
Upon verification of the parcel listing, the secured taxable
values were examined for the purpose of corroborating the
actual Project Area total taxable value as reported by the
County with our independent determination of the local
secured taxable values. This comparison did not indicate any
discrepancies between our tabulation of local secured 1981-82
values and those values reported by the County.
The verification of unsecured taxable value within the Project
Area involved a more cumbersome procedure. As you are now
aware, these values have been accumulated by the County and
are listed by unsecured tax bill number within the appropri-
ate tax rate area. However, this information is not available
for public inspection without prior approval from the County,
which means that under standard conditions the unsecured
Katz Hotlis Coren
& Associates, Inc.
Financial
Consultants
The Ovlatt
Building
617 South Olive
Suite 710
Los Angeles, CA
90014
(213) 629-3065
KatzHollis
Mr. William A. Huston
City of Tustin
July 19, 1982
Page 2
values are not made available. We were able, however, to obtain ac-
cess to the records maintained at the Orange County Assessor's Office
and complete an analysis of the unsecured values.
All unsecured values shown on the County records are also cross-
referenced by assessor's parcel number. This enabled us to verify
whether nor not all the unsecured assessments listed within the Town
Center Redevelopment Project had been indexed correctly. We prepared
a tabulation of the unsecured parcels and the taxable values of those
parcels and the taxable values of those parcels within the Project
for the purpose of independently checking unsecured values as
reported by the County. Upon the completion of our analysis, we have
again concluded that there are no significant errors or omissions in
the reported unsecured taxable values for the Tustin Town Center
Redevelopment Project. While our tabulations indicate a minimal
difference from those reported by the County, this discrepancy is
less than 1% of the County unsecured total. For this reason, we
accept the County's 1981-82 reported unsecured taxable value as
accurate.
Upon completion of the verification of 1981-82 taxable values as
noted above, we proceeded to prepare a ten-year tax increment
projection for the Tustin Town Center Redevelopment Project. The
biggest factor affecting estimates of increment tax revenues in
future years is the new development which is currently underway or
timely committed to be constructed within the Town Center Project.
With the assistance of Agency staff and information supplied by the
City's Building Department, we were able to identify numerous
developments which would significantly affect future increment
levels. The developments that were identified include the following:
1) developments completed prior to the March 1, 1982 lien date; 2)
developments that were under construction as of March 1, 1982 with
partial value in place and completion anticipated prior to the
March 1, 1983 lien date, and 3) developments that were scheduled to
begin construction after the March 1, 1982 lien date.
Developments which were only partially completed as of a lien date,
were assigned an estimated value to be added to the tax rolls based
on the progress of construction at that point in time. All valu-
ations attributable to individual developments reflect a combined
assessment based on our experience with the valuation approach and
procedures utilized by the County, comparable valuations for similar
developments in Southern California and current valuation estimates
as reported by the Marshall Valuation Service.
The assumptions of new development which provided the basis for the
Tax Increment Projection are detailed in Schedule C. The correlating
KatzHollis
Mr. William A. ~uston
City of Tustin
July 19, 1982
Page 3
annual new construction taxable value is shown by project in Sched
ule B. The Tax Increment Projection is shown as Schedule A.
A number of additional assumptions were made relative to the Schedule
of New Development (Schedule B) which should be discussed. All
tenant improvements and personal property estimates have been made
on a value per square foot basis. The square footages used in deter-
mining these values is equivalent to approximately 85% building ef-
ficiency. Surface parking estimates have been based on the number
of spaces which would be required to serve these developments per
City Codes. New office buildings are required to have one parking
space for each 300 square feet of area and new retail structures
required one space for every 250 square feet of area. Added value
based on improvements from surface parking reflected a per square
foot dollar value for each space and assumed that the minimum number
of spaces required by Code would be provided.
The Movie Theatre in the california Pacific Properties development
presented a unique problem. The developer of the project had not
progressed with his plans to the point of determining the number of
seats which would be in the four-plex theatre. A formula for deri-
vation of the number of seats based on building square footage and
interior arrangement was established for estimating the number and
value of each theatre seat.
Taxable value shown is a projection of these unit values. It should
be noted that, based on information supplied by Agency staff, no
change in land valuation has been assumed in this projection. We
were not made aware of any Agency or privately owned properties that
were intended for sale or resale to accomplish the scheduled
developments.
The Tax Increment Projection shown in Schedule A reflects the new
development values separated by real and personal property cate-
gories. Real property taxable values reflect the prior year's total
increased by the 2% maximum allowable under Proposition 13. An
exception to this occurs in the 1982-83 total. Because of the
1981-82 Project Area values include $22,880 in hold over business
inventory assessments, this amount has been subtracted prior to the
1982-83 2% increase. Business inventory value is now exempt from
taxation; it is therefore assumed that the $22,880 represents
escapes from prior tax years and will not appear in future values.
The 1981-82 business inventory subvention revenue has been kept at a
constant level throughout the projection. The current budgetary con-
straints being experienced by the State of California have curtailed
the application of inflationary increase to the factored business
KatzHollis
Mr. William A. Huston
City of Tustin
July 19, 1982
Page 4
inventory value, as has been the case in the two previous years. If
this situation continues the Agency's 1982-83 business inventory sub-
vention payment should approximate the 1981-82 payment. Due to the
uncertainty of predicting the State financial position in future
years and its affect on any subvention payment to local entities, we
have kept the business inventory amount constant.
Taking these disparate factors into consideration, we have estimated
that Town Center Redevelopment Project's incremental tax revenues as
shown in the final column of Schedule A. Revenues are projected to
increase steadily through the 1986-87 fiscal year as taxable values
increase due to the new development in the Project Area. The addi-
tional taxable value due to new construction, coupled with the 2%
real property value increase per Propositon 13, yields a 45% rise in
taxable value between the 1981-82 and 1986-87 fiscal years. All
valuation increases in subsequent years are attributable solely to
the 2% increase.
The increase of incremental revenues between 1981-82 and 1986-87 from
an estimated $1,121,000 to $1,773,000 is approximately 58% (an under-
estimate of $15,000 between our 1981-82 tax increment figure and
actual revenues received is assumed to be prior year revenues paid to
the Agency in the 1981-82 fiscal year). Revenues increase at rates
less than 2% per annum in later years due to an assumed decrease in
the average Project Area tax rate. The rate has been assumed to
fall by amount equivalent to 10% of the 1981-82 override rate. As
Project Area valuation increases and voter-approved indebtedness is
repaid, the tax rate will experience a decline reflective of the
rates shown on the Schedule.
This concludes the initial segment of our Phase I activities in our
contract. We look forward to working with you on the financial
aspects of the Town Center Redevelopment Project in the near future.
Please contact our office with any questions you may have.
Sincerely,
KATZ, ~OLLIS, ~2QREN & ASSOCIATES, INC.
Keith M. Breskin
GGJ/KMB: r r
Enclosures
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KatzHollis 071682
Schedule C
Tustin Redevelopment Agency
Town Center Redevelopment Project
NEW DEVELOPMENT ASSUMPTIONS
Description:
Development Schedule:
Stevens Square - 210 - 250 West Main
An eight building complex with 55,362
square, feet of office.
Construction started third quarter
1981.
85% valuation March, 1982.
100% valuation March, 1983.
Tenant Improvements/
Personal Property:
100% valuation March, 1983.
730 E1 Camino
Description:
Development Schedule:
New Value/Transfer
of Ownership:
A 39,679 square foot 3-story office
condominium with 132 parking spaces at
ground level.
Construction time projected from third
quarter 1982 to second quarter 1983.
90% valuation March, 1983.
100% valuation March, 1984.
100% valuation March, 1984.
750 E1 Camino
Description:
Development Schedule:
Fixtures/Improvements:
A fourteen unit addition to an exist-
ing motel.
100% valuation March, 1982.
100% valuation March, 1982.
KatzHollis
Tustin Redevelopment Agency
NEW DEVELOPMENT ASSUMPTIONS
Page 2
150 E1 Camino
Description:
Development Schedule:
Tenant Improvements/
Personal Property:
A 43,056 square foot office building
with surface parking of 144 spaces.
Construction started third quarter
1981.
60% valuation March, 1982.
100% valuation March, 1983.
100% valuation March, 1983.
445 South "C" Street
Description:
Development Schedule:
2-level parking structure with 211
spaces.
Construction started first quarter
1982.
100% valuation March, 1983.
180 South Prospect
Description:
Development.Schedule:
.A 15,000 square foot office building
with surface parking of 50 spaces.
Construction started second quarter
1982.
100% valuation March, 1983.
Tenant Improvements/
Personal Property: 100% valuation March, 1983.
KatzHollis
Tustin Redevelopment Agency
NEW DEVELOPMENT ASSUMPTIONS
Page 3
145 West Main
Description:
Development Schedule:
Tenant Improvements/
Personal Property:
A 5,840 square foot office building
with surface parking of 20 spaces.
Construction started first quarter
1982.
15% valuation March, 1982.
100% valuation March, 1983.
100% valuation March, 1983.
17496 Holt Avenue
Description:
Development Schedule:
Tenant Improvements/
Personal Property:
A 6,605 square foot office building
with surface parking of 22 spaces.
Constructed projected from first
quarter 1983 to third quarter 1983.
15% valuation March, 1983.
100% valuation March, 1984.
100% valuation March, 1984.
18302 Irvine Boulevard
Description:
Development Schedule:
Tenant Improvements/
Personal Property:
A low-rise office of 45,536 square feet
with 1,708 square feet of retail with
surface parking of 159 spaces.
Constructed projected to begin third
quarter 1982.
50% valuation March, 1983.
100% valuation March, 1984.
100% valuation March, 1984.
KatzHolli$
Tustin Redevelopment Agency
NEW DEVELOPMENT ASSUMPTIONS
Page 4
SW of Newport and Main
Description:
Development Schedule:
Tenant Improvements/
Personal Property/Fixtures:
A three building mid-rise development
with a four-story parking structure of
approximately 900 spaces.
Building A - a four-story 100,000
square foot structure consisting of
80,000 square feet of office, 15,000
square feet of retail and a 5,000
square foot restaurant.
Building B - a five-story 152,500
square foot structure consisting of
123,000 square feet of office, a 16,500
square foot movie theatre, an 8,000
square foot restaurant and 5,000 square
feet of retail.
Building C - a five-story 96,580 square
foot office building.
Building A projected to begin second
quarter 1984.
50% valuation March 1, 1985.
100% valuation March 1, 1986.
Building B - projected to begin fourth
quarter 1982.
10% valuation March 1, 1983.
85% valuation March 1, 1984.
100% valuation March 1, 1985.
Building C - projected to begin second
quarter 1984.
50% valuation March 1, 1985.
100% valuation March 1, 1986
Parking structure projected to begin
second quarter 1984.
50% valution March 1, 1985.
100% valuation March 1, 1986.
Building A - 100% valuation March 1,
1986.
Building B - 100% valuation March 1,
1985.
Building C - 100% valuation March 1,
1986.
KatzHollis
August 10, 1982
Mr. William A. Huston
City Manager
City of Tustin
300 Centennial Way
Tustin, CA 92680
Dear Mr. Huston:
As discussed in our meeting of July 20th, we have prepared
several preliminary financing strategies for the Tustin
Town Center Redevelopment Project. The funds which would
be available are outlined on the attached schedules and
described below.
Schedule No. 1 projects the amount of funds which would be
available should the Agency choose to sell a bond issue
based solely on 1982-83 incremental tax revenues. Assump-
tions are made which are indicative of the current tax
allocation bond market. These assumptions include a cover-
age factor of tax increment revenue equivalent to 25% of
annual debt service, discounted bids at 5% of the gross bond
issue, issuance costs of $ 150,000 and, insurance coverage
on bonds with costs estimated at 2% of the gross bond issue
amount. It is further assumed that one year's annual debt
service will be required in a reserve fund.
A 1982-83 tax allocation bond issue based on $ 1,174,000 in
projected incremental revenues wouldlyield approximately
$ 5,431,000 in net bond funds given the assumptions noted
above and as detailed in Schedule No. I.
Schedule No. 2 illustrates the effect of selling a short term
tax allocation note in 1982-83 to be refunded by a subsequent
bond issue in'1985-86. The purpose of this approach would
be to provide interim funds to finance a portion of needed
public improvements until tax increment revenues as projected
are sufficient to support a tax allocation bond issue of sig-
nificant size. We have assumed that a note of $ 3,500,000
would be adequate to pay for public improvements scheduled
in the three year period beginning with fiscal 1982-83.
Katz Hollis Coren
& Associates, Inc,
Financial
Consultants
The Oviatt
Building
617 South Ohve
Suite 710
Los Angeles, CA
90014
(213) 629-3065
KatzHollis
Mr. William A. Huston
City Manager
August 10, 1982
Page 2
The follow-up bond issue in 1985-86 would yield $ 7,556,000 in net
proceeds, from which $ 3,500,000 would be spent to retire the
interest-only note. The net bond funds, combined with excess tax
increment above the note issue interest payments in years 1983-84
and 1984-85, would result in total available funds amounting to
$ 8,956,000 exclusive of any interest earnings on idle funds.
The alternative of issuing two series tax allocation bond issues
is shown in Schedule No. 3. In this analysis, a Series A bond
issue is sold in 1982-83 for the net amount of $ 5,431,000 as shown
in Schedule No. 1. As incremental tax revenues increase, a Series B
issue becomes feasible. Assuming that a Series B issue was sold in
1986-87, based on estimated revenues, the net funds available from
this sale would be $ 2,745,000.
The net available incremental tax revenues after Series A debt
service in 1986-87 would therefore support approximately $ 2.7 million
with excess tax revenues above debt service in the three fiscal years
between bond issues increasing the total net available funds to
$ 8,946,000 exclusive of any interest earnings on idle funds.
While all the financing tools which may be available to the Agency
have not been presented, this information provides a general idea
of how annual revenues could be capitalized to meet Project imple-
mentation costs. Upon the prioritization of a capital improvement
program within the Project Area, we will analyze these and other
methods of financing in an effort to determine how to maximize the
Agency's ability to fund such programs in a timely manner.
Please contact our office with any questions you may have.
Sincerely,'
KATZ, HOLLIS, COREN & ASSOCIATES, INC.
Gary G. Jones
GGJ:KMB:lsf
Enclosures
KatzHolli$
Schedule 1
Tustin Redevelopment Agency
Town Center Redevelopment Project
BONDING CAPACITY OF 1982-8S TAX INCREMENT
1982-83 TAX ALLOCATION BOND ISSUE
Incremental Tax Revenues
Less: 25% Coverage (1)
Net Amount to Size Bond Issue
Gross Bond Issue (20 Frs, 12%)
Less: 5% Discount
Issuance Costs
Bond Insurance
$(350,000)
Sub-Total
Less: 1 Year's Debt Service'in
Reserve Fund
Net Bond Funds Available
(150,000)
(140,000)
$ 1,174,000
(235,000)
$ 939.000
$ 7,010,000
(640,000)
6,370,0O0
939,000
5,431,~00_
(1) Funds from coverage factor ass,,med to be retained in reserve
trust funds.
KatzHollis
Schedule 2
Tustin Redevelopment Agency
Town Center Redevelopment Project
1982-83 SHORT TERM NOTE TO BE REPAID BY
1985~86 'BOND ISSUE
1982-83 Note Issue (3 year term)
Gross Note Issue
Less: Issuance Costs
1 Year's Interest Reserve
Available For Improvements
1985-86 Bond Issue
Incremental Tax Revenues
Less: 25% Coverage (1)
Net Amount to Size Bond Issue
Gross Bond Issue (20 yrs~ 12%)
Less: 5% Discount
Issuance Costs
Bond Insurance
I Year's Reserve
Note Interest (Year 3)
Sub-Total
Plus: Note Reserve
Net Bond Funds
Less: Note Retirement
Net Available For Improvements
Total Funds
Note Issue Funds (Net)
Bond Issue Funds (Net)
1983-84 Excess Tax Increment
1984-85 Excess Tax Increment
Total Funds Available
$ (30,000)
$ (420,000)
$ (484,000)
(15o,ooo)
(194,000)
(1,296,000)
(420,000)
$3,500,000
(450,000).
$3,050,000 '
$1,620,000
(324,000)
$1.296.000
$9,680,000
(2,544,000)
$7,136,000
420,000
$7,556,000
L3,5oo,ooo)
$4,056,000
$3,050,000
4,056,000
870,000
980,000
$8,956.000
(1) Funds from coverage factor assumed to be retained in reserve
trust funds.
KatzHollis
Schedule 3
Tustin Redevelopment Agency
Town Center Redevelopment Project
SERIES A AND SERIES B BONDING CAPACITY
1982-83 Series A Bond Issue
Incremental Tax Revenues
Less: 25% Coverage (1)
Net Amount to Size Bond Issue
$ 1,174,000
(235,000)
$ 939.000
Gross Bond Issue (20 yrs, 12%)
Less: 5% Discount
Issuance Costs
Bond Insurance
Sub-Total
Less: 1 Year's Debt Service
in Reserve Fund
$(350,000)
(150,000)
(140,000)
7,010,000
(640,000)
6,370,000
(939,000)
Net Bond Funds Available
$ 5.431.000
1986-87 Series B Bond Issue
Incremental Tax Revenues
Less: 25% Coverage (1)
Series A Debt Service
Net Amount To Size Bond Issue
Gross Bond Issue (20 yrs, 12%)
Less: 5% Discount
Issuance Costs
Bond Insurance
$(355,000)
(939,000)
$(179,00~)
(lOO,OOO)
(72,OOO)
$ 1,773,000
$ 1,294,000
$ 479.000
$ 3,575,000
(351,000)
Sub-Total
Less: 1 Year's Reserve
Net Bond Funds Available
$ 3,224,000
(479,000)
$ 2.745.000
Total Funds
1982-83 Series A Bond Issue
1983-84 Excess Tax Increment
1984-85 Excess Tax Increment
1985-86 Excess Tax Increment
1986-87 Series B Bond Issue
$ 5,431,000
116,000
226,000
446,000
2,745,000
Grand Total Agency Funds
$ 8.964.000
(1) Funds from'coverage factor assumed to be retained in reserve
trust funds.