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HomeMy WebLinkAbout04 QUARTERLY INVESTMENT REPORT FOR THE CITY OF TUSTIN AND THE SUCCESSOR AGENCY FOR THE TUSTIN COMMUNITY REDEVELOPMENT AGENCYMEETING DATE TO FROM AGENDA REPORT JUNE 5, 2018 JEFFREY C. PARKER, CITY MANAGER Agenda Item 4 Reviewed: City Manager Finance Director '315 JOHN A. BUCHANAN, FINANCE DIRECTOR JENNY LEISZ, DEPUTY DIRECTOR - FINANCIAL SERVICES SUBJECT: QUARTERLY INVESTMENT REPORT FOR THE CITY OF TUSTIN AND THE SUCCESSOR AGENCY FOR THE TUSTIN COMMUNITY REDEVELOPMENT AGENCY SUMMARY: Government Code Section 53646 requires that the Treasurer make an Investment Report to the City Council at least quarterly showing balances by authorized investment and certifying its compliance with the adopted Investment Policy. RECOMMENDATION: Receive and file. FISCAL IMPACT: None. CORRELATION TO THE STRATEGIC PLAN: Correlates with the City's Strategic Plan Goal C: Financial Strength, Item 3. This investment report provides evidence of the City's commitment to ensuring that investments are in compliance with the adopted Investment Policy. DISCUSSION: In compliance with Government Code Section 53646, the attached Investment Report reporting cash and investments for the City of Tustin and the Successor Agency for the Tustin Community Redevelopment Agency for the quarter ending March 31, 2018, is rendered. The City's total cash and investments as of March 31, 2018, were $205.5 million, a decrease of $13.8 million from December 31, 2017 total cash and investments of $219.3 million. The decrease in cash and investments of $13.8 million is primarily due to the following: QUARTERLY INVESTMENT REPORT FOR THE CITY OF TUSTIN AND THE SUCCESSOR AGENCY FOR THE TUSTIN COMMUNITY REDEVELOPMENT AGENCY Page 2 of 2 • $5 million timing difference due to treasury note that matured on March 31 st and was credited to Bank of America general account in April • $1 million payment to Orange County Water District (OCWD) for July— December 2017 water basin replenishment • $1.9 million debt service payments for 2012 water bonds and 2016 Successor Agency tax allocation bonds $4.4 million ongoing construction for Veterans Sports Park, Red Hill Avenue and median improvements from Barranca to Edinger The weighted average portfolio yield as of March 31, 2018, was 1.73%, 16 basis points higher than the weighted average portfolio yield of 1.57% as of December 31, 2017. The primary reason for the slight increase in the weighted average portfolio yield is the reinvestment of funds maturing during the quarter in higher earning investments in the California Asset Management Program (CAMP) earning 1.62% as of March 31, 2018. The weighted average days to maturity were 708 days as of March 31, 2018, a decrease from 727 days as of December 31, 2017. The decrease in the weighted average days to maturity is due to reinvestment of funds in more liquid overnight mutual funds. The investment portfolio is currently laddered to reflect the projected cash flow needs of the City for the completion of various capital projects primarily within the Legacy and for funding of the new Tustin Unified School District school building project. In addition, the portfolio is more liquid than would normally be managed to allow for the $6.5 million funding approved by Council for additional outflows related to unfunded liabilities for pension and other post -employment benefits. Je� Leis (John. Buchanan Deputy Director - Financial Services ce Director Attachment: March 31, 2018 Quarterly Investment Report Tr e a s u r e r ’ s Q u a r t e r l y I n v e s t m e n t R e p o r t Ma r c h 2 0 1 8 Ci t y o f T u s t i n CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 We i g h t e d   A v e r a g e   ‐   M a t u r i t y We i g h t e d   A v e r a g e   ‐   Y i e l d   t o   M a t u r i t y PE R F O R M A N C E  ‐  1 0 0 . 0 0 0 0  2 0 0 . 0 0 0 0  3 0 0 . 0 0 0 0  4 0 0 . 0 0 0 0  5 0 0 . 0 0 0 0  6 0 0 . 0 0 0 0  7 0 0 . 0 0 0 0  8 0 0 . 0 0 0 0  9 0 0 . 0 0 0 0 0. 0 0 % 0. 1 0 % 0. 2 0 % 0. 3 0 % 0. 4 0 % 0. 5 0 % 0. 6 0 % 0. 7 0 % 0. 8 0 % 0. 9 0 % 1. 0 0 % 1. 1 0 % 1. 2 0 % 1. 3 0 % 1. 4 0 % 1. 5 0 % 1. 6 0 % 1. 7 0 % 1. 8 0 % 1. 9 0 % 2. 0 0 % 2. 1 0 % 2. 2 0 % 2. 3 0 % 2. 4 0 % Ci t y   o f   T u s t i n US   T r e a s u r y   /   2 y r LAIF Yield (%)Page 1 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8    DI V E R S I F I C A T I O N In v e s t m e n t   P o r t f o l i o  /   C o s t   V a l u e   $ 2 0 5 , 5 1 8 , 7 4 0 DI V E R S I F I C A T I O N In v e s t m e n t   P o r t f o l i o  /   C o s t   V a l u e   $ 1 7 3 , 9 2 4 , 6 1 3 US   T r e a s u r y $9 , 5 0 4 , 1 0 2   4. 6 2 % Fe d e r a l   A g e n c i e s $6 6 , 8 8 0 , 6 9 2   32 . 5 4 % Mu n i c i p a l   B o n d s $8 , 5 0 8 , 9 8 9   4. 1 4 % Ne g o t i a b l e   Ce r t i f i c a t e   o f   De p o s i t $3 5 , 7 0 9 , 1 1 5   17 . 3 8 % Co r p o r a t e   Bo n d s $2 0 , 6 6 4 , 8 4 7   10 . 0 5 % Li q u i d   ( D a i l y ) $6 4 , 2 5 0 , 9 9 5   31 . 2 6 % Ma r c h   2 0 1 8 US   T r e a s u r y $2 9 , 4 5 5 , 3 1 7   16 . 9 4 % Fe d e r a l   A g e n c i e s $4 5 , 9 1 5 , 7 5 3   26 . 4 0 % Mu n i c i p a l   B o n d s $5 , 0 2 3 , 8 5 8   2. 8 9 % Ne g o t i a b l e   Ce r t i f i c a t e   o f   De p o s i t $1 7 , 3 6 3 , 0 0 0   9. 9 8 % Co r p o r a t e   Bo n d s $1 5 , 7 4 0 , 1 6 0   9. 0 5 % Liquid (Daily)$60,426,525 34.74% Ma r c h   2 0 1 7 Page 2 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8          P o l i c y   L i m i t a t i o n s In v e s t e d C o m p l i a n c e Co m m e r c i a l   N o t e s            ≤   1 5 %   o f   t o t a l   p o r t f o l i o 1 0 . 0 5 % Y e s            ≤   5   y e a r s   r e m a i n i n g   m a t u r i t y n / a Y e s Co m m e r c i a l   P a p e r            ≤   2 5 %   o f   t o t a l   p o r t f o l i o 0 . 0 0 % Y e s            ≤   2 7 0   d a y s   r e m a i n i n g   m a t u r i t y n / a Y e s            I f   ≥   1 5 %   o f   t o t a l   p o r t fo l i o ,   w e i g h t e d   a v g                  m u s t   b e   ≤   9 0   d a y s n / a Y e s Mu n i c i p a l   B o n d s            ≤   1 5 %   o f   t o t a l   p o r t f o l i o 4 . 1 4 % Y e s            ≤   5 %   i n   o n e   i s s u e r 1 . 9 5 % Y e s US   A g e n c y   B o n d s   /   N o t e s            ≤   7 5 %   o f   t o t a l   p o r t f o l i o 3 2 . 5 4 % Y e s            ≤   5   y e a r s   r e m a i n i n g   m a t u r i t y n / a Y e s US   T r e a s u r y            ≤   5   y e a r s   r e m a i n i n g   m a t u r i t y n / a Y e s Ce r t i f i c a t e   o f   D e p o s i t   ‐   N e g o t i a b l e            ≤   3 0 %   o f   t o t a l   p o r t f o l i o 1 7 . 3 8 % Y e s            ≤   5   y e a r s   m a t u r i t y n / a Y e s          ≥   7 5 %   o f   F i s c a l   Y e a r   G e n e r a l   F u n d                  B u d g e t e d   E x p e n d i t u r e s   ≤   1   y e a r 1 4 1 . 3 6 % Y e s Co m m e r c i a l   P a p e r   a n d   C o m m e r c i a l   N o t e s            ≤   5 %   o f   t o t a l   p o r t f o l i o  i n   o n e   i s s u e r 2 . 9 2 % Y e s Li q u i d i t y   D i s t r i b u t i o n In v e s t m e n t   P o l i c y CO M P L I A N C E          M a t u r i t y   L i m i t a t i o n s 0. 0 0 % 5. 0 0 % 10 . 0 0 % 15 . 0 0 % 20 . 0 0 % 25 . 0 0 % 30 . 0 0 % 35 . 0 0 % 40 . 0 0 % 45 . 0 0 % UP   T O   1   YE A R 2  Y E A R S 3   Y E A R S 4   Y E A R S 5   Y E A R S >   5   Y E A R S 4 1 . 2 5 % 1 2 . 9 1 % 1 0 . 8 5 % 1 3 . 2 5 % 2 1 . 7 5 % 0 . 0 0 % Up   t o   1   y e a r 2  y e a r s 3  y e a r s 4  y e a r s 5  y e a r s >  5   y e a r s Page 3 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 Co r p o r a t e   B o n d s   a r e   r e q u i r e d ,   a t   Se t t l e m e n t   D a t e ,   t o   h a v e   a n   " A "  r a t i n g   f r o m   o n e   o f   t h e   t h r e e   r a t i n g   a g e n c i e s . Ra t i n g CU S I P Se t t l e m e n t   Da t e Mo o d y ' s S & P F i t c h M o o d y ' s S & P F i t c h Ap p l e   I n c . 03 7 8 3 3 B S 8 AA + Aa 1 A A + N R A a 1 A A + N R Ap p l e   I n c . 03 7 8 3 3 C Q 1 AA + Aa 1 A A + N R A a 1 A A + N R Ba r c l a y s   B a n k   P L C 0 6 7 4 1 V U W 0 A 1 A2 AA A 1 A A Ba r c l a y s   B a n k   P L C 0 6 7 4 4 C F N 6 A ‐ A2 AA A 1 A A Ch e v r o n   C o r p o r a t i o n 1 6 6 7 6 4 B N 9 A A ‐ A a 2 A A ‐ N R A a 2 A A ‐ N R Co c a ‐ C o l a   C o 1 9 1 2 1 6 B T 6 A A ‐ A a 3 A A ‐ A u A a 3 A A ‐ A u IB M   C r e d i t   L L C 44 9 3 2 H A C 7 A+ A 1 A + A + A1 A + A + Jo h n s o n   &   J o h n s o n 47 8 1 6 0 B G 8 AA A A a a A A A A A A A a a A A A A A A Mi c r o s o f t   C o r p o r a t i o n   5 9 4 9 1 8 A V 6 AA A A a a A A A A A + u A a a A A A A A + u Mi c r o s o f t   C o r p o r a t i o n   5 9 4 9 1 8 B G 8 AA A A a a A A A A A + u A a a A A A A A + u To y o t a   M o t o r   C r e d i t   C o r p 8 9 2 3 6 T E C 5 AA ‐ A a 3 A A ‐ A u A a 3 A A ‐ A u To y o t a   M o t o r   C r e d i t   C o r p 8 9 2 3 6 T D P 7 AA ‐ A a 3 A A ‐ A u A a 3 A A ‐ A u VI S A   I n c 92 8 2 6 C A G 7 A+ A 1 A + N R A1 A + N R Wa l ‐ M a r t   S t o r e s   I n c . 93 1 1 4 2 D F 7 AA A a 2 A A A A A a 2 A A A A CO M P L I A N C E In v e s t m e n t   P o l i c y   /     C o r p o r a t e   B o n d s 2, 0 0 0 , 0 0 0 Fa c e   Am o u n t   Yes YesYes 1, 0 0 0 , 0 0 0 2, 0 0 0 , 0 0 0 2, 0 0 0 , 0 0 0 2, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 2, 0 0 0 , 0 0 0 Pr i o r   M o n t h   R a t i n g Cu r r e n t   R a t i n g Compliance Yes YesYesYesYesYes Yes Yes Yes Yes Yes 1, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 1, 0 0 0 , 0 0 0 2, 4 8 2 , 7 5 0 Page 4 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 [1 ] [2 ] [ 3 ] [ 4 ] [ 5 ] De s c r i p t i o n   /   L i m i t s F a c e   A m o u n t   Sh a r e s YT M @ C o s t C r e d i t   R a t i n g C o s t   V a l u e   +   A c c r u e d   In t e r e s t Market Value In v e s t m e n t   P o r t f o l i o 1 4 1 , 0 4 1 , 0 0 0 . 0 0      1 . 8 1 1 4 1 , 2 6 7 , 7 4 5 . 0 3                        1 3 8 , 5 9 5 , 0 0 5 . 4 8    Da i l y   ‐   L i m i t : [6 ]   R e c o n c i l e d   /   B a n k   o f   A m e r i c a   A c c o u n t   ‐   G e n e r a l   C h e c k i n g 0 . 2 5 N/ A 1 , 3 0 2 , 7 6 8 . 9 4                                1 , 3 0 2 , 7 6 8 . 9 4         Or a n g e   C o u n t y   I n v e s t m e n t   P o o l 1 . 3 4 [ 7 ] 1 0 , 6 3 0 , 9 4 7 . 1 5                            1 0 , 6 3 0 , 9 4 7 . 1 5       LA I F   /   L o c a l   A g e n c y   I n v e s t m e n t   F u n d 1 . 5 2 N / A 2 , 5 8 0 , 9 3 8 . 2 7                                2 , 5 8 0 , 9 3 8 . 2 7         Ca l i f o r n i a   A s s e t   M a n a g e m e n t   P r o g r a m   ( C A M P ) 1 . 6 2 A A A m 4 9 , 7 3 6 , 3 4 0 . 2 4                            4 9 , 7 3 6 , 3 4 0 . 2 4       64 , 2 5 0 , 9 9 4 . 6 0                            6 4 , 2 5 0 , 9 9 4 . 6 0       In v e s t m e n t   P o r t f o l i o   T O T A L 2 0 5 , 5 1 8 , 7 3 9 . 6 3                        2 0 2 , 8 4 6 , 0 0 0 . 0 8    We i g h t e d   A v e r a g e   D a y s   t o   M a t u r i t y 708 We i g h t e d   A v e r a g e   Y i e l d 1.73% Be n c h m a r k   /   T r e a s u r y   2   Y e a r 2.27% Re s t r i c t e d   /   U n ‐ R e s t r i c t e d   F u n d s UN ‐ R E S T R I C T E D   G e n e r a l   F u n d   c a s h   b a l a n c e   a s   o f   3 / 3 1 / 2 0 1 8   ( u n a u d i te d ) 2 9 , 1 0 4 , 2 4 6 . 8 2                            SE M I ‐ R E S T R I C T E D   C a s h   B a l a n c e   a s   o f   3 / 3 1 / 2 0 1 8   ( u n a u d i t e d )   90 , 3 3 3 , 5 2 5 . 5 4                            Ca p i t a l   P r o j e c t s ,   P r o c e e d s   f r o m   L an d   S a l e s ,   B a c k b o n e   I n f r a s t r u c tu r e RE S T R I C T E D   C a s h   b a l a n c e s   a s   o f   3 / 3 1 / 2 0 1 8   ( u n ‐ a u d i t e d ) 84 , 2 1 2 , 5 3 6 . 1 9                              To t a l 2 0 3 , 6 5 0 , 3 0 8 . 5 5                        Su c c e s s o r   A g e n c y Co m m u n i t y   R e d e v e l o p m e n t   A g e n c y   /   C a s h   &   I n v e s t m e n t s To t a l 1 , 8 6 8 , 4 3 1 . 0 8                                Ca s h   a n d   I n v e s t m e n t s   /   S u m m a r y Pe r f o r m a n c e   M e a s u r e m e n t Page 5 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 [1 ] [2 ] [ 3 ] [ 4 ] [ 5 ] De s c r i p t i o n   /   L i m i t s F a c e   A m o u n t   Sh a r e s YT M @ C o s t C r e d i t   R a t i n g C o s t   V a l u e   +   A c c r u e d   In t e r e s t Market Value 20 1 6   S u c c e s s o r   A g e n c y   T a x   A l l o c a t i o n   B o n d s ,   R e f u n d i n g 1 , 1 5 1 . 6 4 N / A 1 , 1 5 1 . 6 4 1 , 1 5 1 . 6 4 20 1 6   W a t e r   R e v e n u e   B o n d s ,   R e f u n d i n g 0 . 0 5 N / A 0 . 0 5 0 . 0 5 20 1 2   W a t e r   R e v e n u e   B o n d s   ‐   R e f u n d i n g 0 . 5 2 N / A 0 . 5 2 0 . 5 2 20 1 3   W a t e r   R e v e n u e   B o n d s 0 . 1 6 N / A 0 . 1 6 0 . 1 6 CF D   0 4 ‐ 1 8 2 6 , 1 1 2 . 0 6 N / A 8 2 6 , 1 1 2 . 0 6 8 2 6 , 1 1 2 . 0 6 CF D   0 6 ‐ 1 8 , 0 2 5 , 5 8 1 . 3 1 N / A 8 , 0 2 5 , 5 8 1 . 3 1 8 , 0 2 5 , 5 8 1 . 3 1 CF D   0 7 ‐ 1 2 , 4 0 7 , 6 1 4 . 4 3 N / A 2 , 4 0 7 , 6 1 4 . 4 3 2 , 4 0 7 , 6 1 4 . 4 3 CF D   1 4 ‐ 1 2 3 , 7 7 0 , 4 8 4 . 8 3 N / A 2 3 , 7 7 0 , 4 8 4 . 8 3 2 3 , 7 7 0 , 4 8 4 . 8 3 35 , 0 3 0 , 9 4 5 . 0 0 3 5 , 0 3 0 , 9 4 5 . 0 0 3 5 , 0 3 0 , 9 4 5 . 0 0 Re s t r i c t e d   D e p o s i t s   w i t h   F i s c a l   A g e n t s   T O T A L 3 5 , 0 3 0 , 9 4 5 . 0 0                            3 5 , 0 3 0 , 9 4 5 . 0 0       Re s t r i c t e d   D e p o s i t s   w i t h   F i s c a l   A g e n t s Page 6 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 (1 )    DE S C R I P T I O N ‐ L I M I T S  r e f l e c t s   t h e   v a r i o u s   a u t h o r i z e d   i n v e s t m e n t s   a s   d o c u m e n t e d   i n   t h e   m o s t   c u r r e n t   a d o p t e d                i n v e s t m e n t   p o l i c y   a n d   t h e   a l l o w a b l e   p e r c e n t a g e   o f   t o t a l   po r t f o l i o   p e r   i n v e s t m e n t   t y p e .   (2 )     F A C E   A M O U N T / S H A R E S  i s   t h e   f u l l   v a l u e   o f   t h e   s e c u r i t y   b e f o r e   a n y   d i s c o u n t   o r   p r e m i um   i s   p a i d   a t   p u r c h a s e . (3 )     C R E D I T   R A T I N G  i s   t h e   h i g h e s t   r a t i n g s   f r o m   S t a nd a r d s   &   P o o r ' s ,   M o o d y ' s   o r   I D C  P u b l i s h i n g   I n c   f o r   b a n k   r a t i n g s .     I D C   r a t i n g s   a r e   1   ( l o w e s t )   t o  3 0 0   ( h i g h e s t ) . (4 )     C O S T   V A L U E   +   A C C R U E D   I N T E R E S T  i s   t h e   o r i g i n a l   a m o u n t   p a i d ,   i n c l u d i n g   p r e m i u m s / d i s c o u n t s ,   a n d  p u r c h a s e d   a c c r u e d   i n t e r e s t .                A m o r t i z a t i o n   o f   d i s c o u n t / p r e m i u m   b o o k e d   a n n u a l l y   o r   w h e n  i n v e s t m e n t   i s   s o l d / c a l l e d / o r   m a t u r e s . (5 )     M A R K E T   V A L U E  i s   t h e   p r i c e   a t   w h i c h   s i m i l a r   s e c u r i t i e s   a r e   c u r r e n t l y   t r a d i n g .    C u r r e n t   m a r k e t   v a l u e s   a r e   p r o v i d e d   b y                B a n k   o f   A m e r i c a   a n d   t h e   S t a t e   T r e a s u r e r ' s   O f f i c e   o n   a l l   se c u r i t i e s   o r   d e p o s i t s   h e l d   i n   s af e k e e p i n g   f o r   t h e   C i t y   a n d   t h e  S u c c e s s o r   A g e n c y                f o r   t h e   T u s t i n   C o m m u n i t y   R e d e v e l o p m e n t   A g e n c y .       M a r k e t   va l u e   d i f f e r e n c e s   a r e   o n l y   b o o k e d   a t   y e a r   e n d .   (6 )   E A R N I N G S   A L L O W A N C E  o n   c o m p e n s a t i n g   b a n k   b a l a n c e s   t o   o f f s e t   b a n k   a c t i v i t y   c h a r g e s .    A l l o w a n c e   i s     i n c l u d e d   i n   t h e            A v e r a g e   Y i e l d   c a l c u l a t i o n .   T h e   c a s h   b a l a n c e s   i n c l u d e   a m o u n t s   " s w e p t "   f r o m   a c c o u n t   f or   o v e r n i g h t   i n v e s t m e n t s . (7 )   O R A N G E   C O U N T Y   I N V E S T M E N T   P O O L   ra t i n g   i s   A A A m .   O r a n g e   C o u n t y   T r e a s u r y   E x t e n d e d   F u n d   i s   n o t   r a t ed   b y   s p o n s o r ' s   c h o i c e . (8 )     In v e s t m e n t s   a n d   e a r n i n g s   o n   m o n i e s   h e l d   b y   f i s c a l   a g e n t s   g e n e r a l l y   a r e   l i m i t e d   a s   t o   t y p e   a n d   y i e l d   b y   t h e   b o n d   d o c u m e n t s . Ro b e r t   A m m a n n ,   C h a i r   Je f f r e y   C .   P a r k e r ,   C i t y   M a n a g e r   /   T r e a s u r e r Ci t y   o f   T u s t i n   A u d i t   C o m m i s s i o n Ci t y   o f   T u s t i n Th i s   s t a t e m e n t   i s   p r e p a r e d   i n   c o n f o r m a n c e   w i t h   S e c t i o n   5 3 6 4 6   o f  t h e   G o v e r n m e n t   C o d e . Fo o t n o t e s Ce r t i f i c a t i o n s We   c e r t i f y   t h a t   t h i s   r e p o r t   r e f l e c t s   a l l   C i t y   o f   T u s t i n   a n d   t h e  S u c c e s s o r   A g e n c y   f o r   t h e   T u s t i n   C o m m u n i t y   R e d e v e l o p m e n t   A g e n c y  ( S A T C R A )   p o o l e d   i n v e s t m e n t s .     Th e   i n v e s t m e n t s   r e p r e s e n t e d   i n   t hi s   r e p o r t   a r e   i n   c o n f o r m i t y   w i t h   t h e   c u r r e n t   a d o p t e d   i n v e s t m e n t  p o l i c y   o f   t h e   C i t y   o f   T u s t i n .    T h e   m a r k e t   v a l u e s   r e p r e s e n t e d   i n   th i s   r e p o r t   a r e   p r o v i d e d   b y   t h e   C u s t o d i a n   B a n k   a n d   T r u s t e e s   c u r r e n t l y   h o l d i n g   s e c u r i t i e s   f o r   t h e   C i t y   o f   T u s t i n   a n d   S A T C R A . Th e   i n v e s t m e n t   p r o g r a m   h e r e i n   s h o w n   p r o v i d e s   s u f f i c i e n t   c a s h   f l o w   l i q u i d i t y   t o   m e e t   t h e   n e x t   t w el v e   ( 1 2 )   m o n t h s   e s t i m a t e d   e x p e nd i t u r e s . Page 7 of 16 CI T Y   O F   T U S T I N Mo n t h l y   I n v e s t m e n t   R e p o r t Ma r c h   3 1 ,   2 0 1 8 De s c r i p t i o n   /   L i m i t s Fa c e   A m o u n t   Sh a r e s Ma x i m u m   Ma t u r i t y   ‐   Y e a r s Al l o w a b l e   Po r t i o n   o f   Po r t f o l i o To t a l   Pe r c e n t a g e   of   P o r t f o l i o Co s t   V a l u e   +   A c c r u e d   In t e r e s t Market Value US   T r e a s u r y 9, 5 0 0 , 0 0 0 . 0 0 5 N o   L i m i t 4 . 6 2 % 9, 5 0 4 , 1 0 1 . 9 4 9 , 4 7 2 , 1 5 1 . 5 0 US   A g e n c y 66 , 9 0 0 , 0 0 0 . 0 0 5 75 % 3 2 . 5 4 % 66 , 8 8 0 , 6 9 2 . 1 4 6 5 , 6 3 6 , 9 9 0 . 5 0 Mu n i c i p a l   B o n d s 8, 4 3 0 , 0 0 0 . 0 0 5 15 % 4 . 1 4 % 8, 5 0 8 , 9 8 9 . 4 0 8 , 3 2 2 , 4 4 3 . 3 0 Co m m e r c i a l   P a p e r 0. 0 0 5 15 % 0 . 0 0 % 0.00 0.00 Ce r t i f i c a t e   o f   D e p o s i t   /   N e g o t i a b l e 35 , 7 1 1 , 0 0 0 . 0 0 N/ A 3 0 % 1 7 . 3 8 % 35 , 7 0 9 , 1 1 4 . 8 3 3 5 , 0 8 6 , 0 7 7 . 6 8 Co r p o r a t e   B o n d s 20 , 5 0 0 , 0 0 0 . 0 0 5 15 % 1 0 . 0 5 % 20 , 6 6 4 , 8 4 6 . 7 2 2 0 , 0 7 7 , 3 4 2 . 5 0 Ca s h N/ A N/ A N/ A 0 . 6 3 % 1, 3 0 2 , 7 6 8 . 9 4 1 , 3 0 2 , 7 6 8 . 9 4 Or a n g e   C o u n t y   I n v e s t m e n t   P o o l N/ A N/ A N/ A 5 . 1 7 % 10 , 6 3 0 , 9 4 7 . 1 5 1 0 , 6 3 0 , 9 4 7 . 1 5 LA I F   /   L o c a l   A g e n c y   I n v e s t m e n t   F u n d N/ A N/ A N/ A 1 . 2 6 % 2, 5 8 0 , 9 3 8 . 2 7 2 , 5 8 0 , 9 3 8 . 2 7 Ca l i f o r n i a   A s s e t   M a n a g e m e n t   P r o g r a m   ( C A M P ) N/ A N/ A N/ A 2 4 . 2 0 % 49 , 7 3 6 , 3 4 0 . 2 4 4 9 , 7 3 6 , 3 4 0 . 2 4 10 0 . 0 0 % 2 0 5 , 5 1 8 , 7 3 9 . 6 3 2 0 2 , 8 4 6 , 0 0 0 . 0 8 Re s t r i c t e d   C a s h   w i t h   F i s c a l   A g e n t s   * 35 , 0 3 0 , 9 4 5 . 0 0 3 5 , 0 3 0 , 9 4 5 . 0 0 In v e s t m e n t   P o r t f o l i o   T O T A L 2 4 0 , 5 4 9 , 6 8 4 . 6 3                        237,876,945.08    * Co m p l i a n c e   /   I n v e s t m e n t   P o l i c y Ca s h   w i t h   F i s c a l   A g e n t s   a r e   t h e   R e s e r v e   a n d   C o n s t r u c t i o n   F u n d s ,  h e l d   b y   T r u s t e e s   f o r   v a r i o u s   C i t y   a n d   R D A   B o n d   I s s u e s .     I n v e s t me n t   o p t i o n s   a r e   l i m i t e d   t o   t h o s e   s p e c i f i c a l l y   p e r m i t t e d   b y   b o n d  do c u m e n t s . Page 8 of 16 Ci t y o f T u s t i n Po r t f o l i o H o l d i n g s Co m p l i a n c e R e p o r t - I nv e s t m e n t P o l i c y Re p o r t F o r m a t : B y T r a n s a c t i o n Gr o u p B y : A s s e t C l a s s Av e r a g e B y : C o s t V a l u e Po r t f o l i o / R e p o r t G r o u p : A l l P o r t f o l i o s As o f 3 / 3 1 / 2 0 1 8 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio > L i q u i d A s s e t s Lo c a l A g e n c y I n v e s t m e n t F u n d L G IP L G I P 0 9 3 6 1 N/ A 6 / 3 0 / 2 0 1 5 1 . 5 2 4 N R NR 1, 5 1 9 , 8 1 7 . 6 7 1, 5 1 9 , 8 1 7 . 67 100 1 , 5 1 9 , 8 1 7 . 6 7 0 . 7 4 Ca l i f o r n i a A s s e t M a n a g e m e n t Pr o g r a m L G I P CA M P 6 0 4 5 1 N/ A 5 / 1 0 / 2 0 1 7 1 . 6 2 0 N R NR 49 , 73 6 , 3 4 0 . 2 4 49 , 7 3 6 , 3 4 0 . 2 4 100 4 9 , 7 36,340.24 2 4 . 2 1 Ba n k o f A m e r i c a - C h e c k i n g M M M M0 2 2 0 1 N/ A 6 / 3 0 / 2 0 1 5 0 . 2 5 0 N R NR 1, 3 0 2 , 76 8 . 9 4 1, 3 0 2 , 7 6 8 . 9 4 100 1 , 3 0 2 , 7 6 8 . 9 4 0 . 6 3 Or a n g e C o u n t y I nv e s t m e n t P o o l LG I P LG I P 9 L E 1 N/ A 6 / 3 0 / 2 0 1 5 1 . 3 3 8 N R NR 10 , 63 0 , 9 4 7 . 1 5 10 , 6 3 0 , 9 4 7 . 1 5 100 1 0 , 6 3 0,947.15 5 . 1 8 Lo c a l A g e n c y I n v e s t m e n t F u n d L G IP L G I P 0 0 0 2 1 N/ A 6 / 3 0 / 2 0 1 5 1 . 5 2 4 N R NR 1, 0 6 1 , 1 2 0 . 6 0 1, 0 6 1 , 1 2 0 . 60 100 1 , 0 6 1 , 1 2 0 . 6 0 0 . 5 2 Su b T o t a l / A v e r a g e 1 1. 54 2 64 , 2 5 0 , 9 9 4 . 6 0 64 , 2 5 0 , 9 9 4 . 6 0 100 6 4 , 2 5 0 , 9 9 4.60 3 1 . 2 8 Ce r t i f i c a t e o f D e p o s i t - N e g o t i a b l e 3 0 % Co m p a s s B a n k A L 1 . 2 5 5 / 2 1 / 2 0 1 8 2 0 4 5 1 P K X 3 51 5 / 2 1 / 2 0 1 8 5 / 2 0 / 2 0 1 5 1 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 9 1 0 . 4 7 0 . 1 2 Ma r l i n B u s i n e s s B a n k U T 1 . 4 5 6/ 2 5 / 2 0 1 8 57 1 1 6 A J E 9 86 6 / 2 5 / 2 0 1 8 1 2 / 2 3 / 2 0 1 4 1 . 4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 47,893.36 0 . 1 2 Th i r d F e d e r a l S a v i n g s 1 . 2 5 8 / 1 3/ 2 0 1 8 8 8 4 1 3 Q A Z 1 13 5 8 / 1 3 / 2 0 1 8 2 / 1 3 / 2 0 15 1 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 8 , 0 1 0 . 1 7 0 . 1 2 Ev e r b a n k J a c k s o n v i l l e F L 1 . 4 5 8/ 1 4 / 2 0 1 8 29 9 7 6 D Z X 1 13 6 8 / 1 4 / 2 0 1 8 8 / 1 4 / 2 0 1 5 1 . 4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 47,752.74 0 . 1 2 Al l y B a n k U T 1 . 6 1 0 / 1 5 / 2 0 1 8 0 2 0 0 6 L U S 0 19 8 1 0 / 1 5 / 2 0 1 8 1 0 / 1 5 / 2 0 1 5 1 . 6 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 8 4 1 . 7 8 0 . 1 2 Ba n k N o r t h C a r o l i n a N C 1 . 2 10 / 1 6 / 2 0 1 8 06 4 1 4 Q W Z 8 19 9 1 0 / 1 6 / 2 0 1 8 1 0 / 1 6 / 2 0 1 5 1 .2 0 0 N R NR 24 9 , 0 0 0 . 0 0 24 9 , 0 0 0 . 0 0 10 0 2 4 8 , 8 6 5 . 2 9 0 . 1 2 Sa l l i e M a e B a n k U T 2 . 1 5 1 0 / 3 0/ 2 0 1 8 7 9 5 4 5 0 R A 5 21 3 1 0 / 3 0 / 2 0 1 8 1 0 / 3 0 / 2 01 3 2 . 1 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 8 , 4 6 0 . 2 9 0 . 1 2 Me t r o C i t y B a n k G A 1 1 / 1 7 / 2 0 1 9 5 9 1 6 1 T A J 6 29 2 1 / 1 7 / 2 0 1 9 8 / 1 7 / 2 0 1 6 1 . 0 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 1 5 4 . 6 3 0 . 1 2 Fi r s t S e r v i c e B a n k 1 2 / 1 9 / 2 0 1 9 3 3 6 4 0 V B Q 0 32 5 2 / 1 9 / 2 0 1 9 8 / 1 7 / 2 0 1 6 1 . 0 00 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 7 9 1 . 8 1 0 . 1 2 Fa r m B u r e a u B a n k 1 2 / 1 9 / 2 0 1 9 3 0 7 6 6 0 K J 8 32 5 2 / 1 9 / 2 0 1 9 8 / 1 7 / 2 0 1 6 1 . 0 0 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 8 5 7 . 0 3 0 . 1 2 Fi r s t B a n k M S 1 . 5 2 / 28 / 2 0 1 9 3 1 9 2 3 4 A J 9 33 4 2 / 2 8 / 2 0 1 9 6 / 3 0 / 2 0 1 5 1 . 5 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 1 5 4 . 8 2 0 . 1 2 Fi r s t S o u t h B a n k N C 1 . 4 5 2 / 2 8 / 20 1 9 3 3 6 5 0 Q A H 9 33 4 2 / 2 8 / 2 0 1 9 8 / 2 8 / 2 0 1 5 1 . 4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 7 1 0 . 4 0 0 . 1 2 HS B C B a n k V a r . N e g o t i a b l e C D 4/ 2 5 / 2 0 1 9 40 4 3 4 A J V 2 39 0 4 / 2 5 / 2 0 1 9 4 / 2 9 / 2 0 1 4 1 . 6 1 7 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 45,272.00 0 . 1 2 Ci t i z e n s N a t i o n a l B a n k o f B l u f f t o n 1. 5 5 5 / 2 2 / 2 0 1 9 17 5 1 4 4 D D 3 41 7 5 / 2 2 / 2 0 1 9 5 / 2 2 / 2 0 1 7 1 . 5 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,344.85 0 . 1 2 No r t h A m e r i c a n S a v i n g s B a n k 1 . 6 5/ 2 4 / 2 0 1 9 65 7 1 5 6 E L 5 41 9 5 / 2 4 / 2 0 1 9 5 / 2 4 / 2 0 1 7 1 . 6 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,465.87 0 . 1 2 Fi r s t C a p i t a l B a n k V A 1 . 5 5 / 2 8 / 2 0 1 9 3 1 9 4 4 F B H 2 42 3 5 / 2 8 / 2 0 1 9 1 / 2 8 / 2 0 15 1 . 5 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 6 6 3 . 2 2 0 . 1 2 Fi r s t B u s i n e s s B a n k W I 1 . 4 5 5/ 2 8 / 2 0 1 9 31 9 3 8 Q L 6 9 42 3 5 / 2 8 / 2 0 1 9 5 / 2 8 / 2 0 1 5 1 . 4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,015.01 0 . 1 2 Sy n c h r o n y B a n k U T ( G E ) 2 5/ 3 0 / 2 0 1 9 36 1 6 0 K L 6 0 42 5 5 / 3 0 / 2 0 1 9 5 / 3 0 / 2 0 1 4 2 . 0 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 47,594.52 0 . 1 2 Ka n s a s S t a t e B a n k o f M a n h a t t a n 1. 5 5 5 / 3 1 / 2 0 1 9 50 1 1 6 C A Z 2 42 6 5 / 3 1 / 2 0 1 9 5 / 3 1 / 2 0 1 7 1 . 5 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,274.91 0 . 1 2 Page 9 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio Di s c o v e r B a n k 2 7 / 9 / 2 0 1 9 25 4 6 7 1 2 E 9 46 5 7/ 9 / 2 0 1 9 7 / 9 / 2 0 1 4 2 . 0 0 0 N R NR 24 8 ,0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 3 3 5 . 1 1 0 . 1 2 Am e r i c a n E x p r e s s 1 . 9 5 7 / 1 0 / 2 0 1 9 0 2 5 8 7 C A C 4 46 6 7 / 1 0 / 2 0 1 9 7 / 1 0 / 2 0 1 4 1 . 9 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 1 9 7 . 4 7 0 . 1 2 Sm a r t B a n k 1 . 4 7 / 1 9 / 2 0 1 9 83 1 7 2 H D J 6 47 5 7/ 1 9 / 2 0 1 9 4 / 1 9 / 2 0 1 7 1 . 4 0 0 N R NR 2 48 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 3 9 6 . 5 0 0 . 1 2 Br i d g e w a t e r B a n k M N 1 . 5 5 7/ 2 6 / 2 0 1 9 10 8 6 2 2 E E 7 48 2 7 / 2 6 / 2 0 1 9 1 / 2 7 / 2 0 1 5 1 . 5 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 45,815.37 0 . 1 2 Co n n e c t o n e B a n k 1 . 5 5 7 / 2 9 / 2 0 1 9 2 0 7 8 6 A B A 2 48 5 7 / 2 9 / 2 0 1 9 1 / 2 8 / 2 0 1 5 1 . 5 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 5 1 6 . 1 5 0 . 1 2 Ba n k o f L e x i n g t o n , In c 1 . 6 8 / 9 / 2 0 1 9 0 6 3 2 5 3 B G 2 49 6 8 / 9 / 2 0 1 9 8 / 9 / 2 0 1 7 1. 6 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 8 6 3 . 2 3 0 . 1 2 In v e s t o r s B a n k W I 1 . 7 8 / 1 4 / 2 0 1 9 4 6 1 4 7 U Q R 4 50 1 8 / 1 4 / 2 0 1 9 8 / 1 4 / 2 0 1 5 1 . 70 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 4 3 2 . 0 8 0 . 1 2 Me d a l l i o n B a n k U T 1 . 2 8 / 1 9 / 2 0 1 9 5 8 4 0 3 B 4 W 3 50 6 8 / 1 9 / 2 0 1 9 8 / 1 9 / 2 0 1 6 1 . 2 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 0 1 7 . 3 7 0 . 1 2 Mo r g a n S t a n l e y B a n k 1 . 7 8 / 1 9 / 20 1 9 6 1 7 6 0 A C Z 0 50 6 8 / 1 9 / 2 0 1 9 8 / 1 7 / 2 0 1 7 1. 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 1 1 5 . 4 5 0 . 1 2 Mo r g a n S t a n l e y P r i v a t e B a n k 1 . 7 8/ 1 9 / 2 0 1 9 61 7 4 7 M Y E 5 50 6 8 / 1 9 / 2 0 1 9 8 / 1 7 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,115.45 0 . 1 2 FN B o f M c g r e g o r T X 1 . 1 8 / 1 9 / 2 0 1 9 3 2 1 1 2 U C D 1 50 6 8 / 1 9 / 2 0 1 9 8 / 1 8 / 2 0 1 6 1 .1 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 0 7 9 . 3 7 0 . 1 2 Fr a n k l i n S y n e r g y B a n k 1 . 5 8 / 2 3 /2 0 1 9 3 5 4 7 1 T D H 2 51 0 8 / 2 3 / 2 0 1 9 5 / 2 4 / 2 0 17 1 . 5 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 3 9 4 . 5 1 0 . 1 2 Ev e g r e e n B a n k G r o u p 1 . 5 8 / 2 8 / 2 0 1 9 3 0 0 1 8 5 F J 9 51 5 8 / 2 8 / 2 0 1 9 2 / 2 8 / 2 0 1 7 1. 5 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 3 5 2 . 1 0 0 . 1 2 LC A B a n k C o r p o r a t i o n 1 . 4 5 9 / 3/ 2 0 1 9 5 0 1 7 9 8 K G 6 52 1 9 / 3 / 2 0 1 9 3 / 2 / 2 0 1 7 1 .4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 1 2 0 . 7 2 0 . 1 2 La n d m a r k C o m m u n i t y B a n k 1 . 4 5 9/ 3 / 2 0 1 9 51 5 0 7 L B G 8 52 1 9 / 3 / 2 0 1 9 3 / 3 / 2 0 1 7 1 . 4 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 ,125.18 0 . 1 2 Bu c k e y e C o m m u n i t y B a n k 1 . 4 9/ 6 / 2 0 1 9 11 8 1 5 S C W 8 52 4 9 / 6 / 2 0 1 9 3 / 6 / 2 0 1 7 1 . 4 0 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 ,919.84 0 . 1 2 Se c u r i t y S t a t e B a n k 1 . 5 1 0 / 7 / 2 0 1 9 8 1 4 8 9 T A V 8 55 5 1 0 / 7 / 2 0 1 9 4 / 7 / 2 0 1 7 1 .5 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 9 6 2 . 2 5 0 . 1 2 Me r r i c k B a n k U T 1 . 5 5 1 0 / 9 / 2 0 1 9 59 0 1 3 J K A 6 55 7 1 0 / 9 / 2 0 1 9 1 0 / 9 / 2 0 1 5 1 . 5 50 N R NR 24 9 , 0 0 0 . 0 0 24 9 , 0 0 0 . 0 0 100 2 4 7 , 9 0 7 . 6 4 0 . 1 2 Ca p i t a l O n e 2 1 1 / 5 / 2 0 1 9 14 0 4 2 0 Q N 3 58 4 11 / 5 / 2 0 1 9 1 1 / 5 / 2 0 1 4 2 . 0 0 0 N R NR 2 48 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 9 6 5 . 8 4 0 . 1 2 Ci t y B a n k U T 2 . 1 5 1 1 / 5 / 2 0 1 9 1 7 2 8 4 C 2 R 4 58 4 1 1 / 5 / 2 0 1 9 1 1 / 5 / 2 0 1 4 2 . 1 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 7 , 1 9 9 . 2 1 0 . 1 2 Ke a r n y F e d e r a l S a v i n g s B a n k 1 . 7 11 / 1 5 / 2 0 1 9 48 7 1 4 L A E 9 59 4 1 1 / 1 5 / 2 0 1 9 1 1 / 1 5 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 5 , 3 6 0 . 2 9 0 . 1 2 Wa s h i n g t o n T r u s t C o m p a n y 1 . 6 5 11 / 2 5 / 2 0 1 9 94 0 6 3 7 J A 0 60 4 1 1 / 2 5 / 2 0 1 9 5 / 2 4 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 245,064.18 0 . 1 2 Ba n k o f H o p e 1 . 7 1 1 / 2 6 / 2 0 1 9 0 6 2 6 8 3 A J6 60 5 1 1 / 2 6 / 2 0 1 9 5 / 2 6 / 2 0 1 7 1 . 7 0 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 2 4 4 . 2 2 0 . 1 2 Am e r i c a n E x p r e s s 2 . 2 1 1 / 2 9 / 2 0 1 9 02 5 8 7 D W K 0 60 8 1 1 / 2 9 / 2 0 1 9 1 1 / 2 8 / 2 0 1 4 2 .2 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 4 3 5 . 8 6 0 . 1 2 Fi r s t S o u r c e B a n k 1 . 7 5 1 2 / 3 0 / 2 0 19 3 3 6 4 6 C F E 9 63 9 1 2 / 3 0 / 2 0 1 9 6 / 3 0 / 2 0 1 5 1 . 7 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 5 , 5 8 7 . 9 5 0 . 1 2 GE C a p i t a l B a n k 1 . 8 1 / 1 6 / 2 0 2 0 3 6 1 6 2 P F S 6 65 6 1 / 1 6 / 2 0 2 0 1 / 1 6 / 2 0 1 5 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 8 6 6 . 6 4 0 . 1 2 Pe o p l e s U n it e d B a n k 1 . 8 5 1 / 2 1 / 20 2 0 7 1 2 7 0 Q L M 6 66 1 1 / 2 1 / 2 0 2 0 1 / 2 1 / 2 0 1 5 1 . 8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 8 3 0 . 1 8 0 . 1 2 Do u g l a s N a t i o n a l B a n k 1 . 6 5 1/ 2 1 / 2 0 2 0 25 9 7 4 4 D S 6 66 1 1 / 2 1 / 2 0 2 0 7 / 1 9 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 44,460.05 0 . 1 2 Ba n k o f G e o r g e t o w n D C 1 . 6 5 1/ 3 0 / 2 0 2 0 06 4 2 4 X B T 8 67 0 1 / 3 0 / 2 0 2 0 1 / 3 0 / 2 0 1 5 1 . 65 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 46,760.74 0 . 1 2 Pr i v a t e B a n k I L 1 . 8 1 / 3 0 / 2 0 2 0 7 4 2 6 7 G UW 5 67 0 1 / 3 0 / 2 0 2 0 1 / 3 0 / 2 0 1 5 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 7 1 8 . 0 9 0 . 1 2 Ma c h i a s S a v i n g s B a n k 1 . 6 5 2 / 6 / 20 2 0 5 5 4 4 7 9 D S 1 67 7 2 / 6 / 2 0 2 0 2 / 6 / 2 0 1 5 1 . 65 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 7 0 7 . 9 2 0 . 1 2 Sp r i n g s V a l l e y B a n k & T r u s t Co m p a n y 1 . 7 5 2 / 1 2 / 85 1 7 9 1 A R 4 68 3 2 / 1 2 / 2 0 2 0 1 0 / 1 2 / 2 0 1 7 1 . 7 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 244,674.07 0 . 1 2 Si g n a t u r e B K o f A r k a n s a s 1 . 1 5 2/ 1 8 / 2 0 2 0 82 6 6 9 L G H 0 68 9 2 / 1 8 / 2 0 2 0 8 / 1 8 / 2 0 1 6 1 . 1 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 41,957.48 0 . 1 2 Be l m o n t S a v i n g s B a n k 1 . 5 5 2/ 2 4 / 2 0 2 0 08 0 5 1 5 B T 5 69 5 2 / 2 4 / 2 0 2 0 2 / 2 4 / 2 0 1 7 1 . 5 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,623.30 0 . 1 2 St e a r n s B a n k 1 . 6 2 / 2 6 / 2 0 2 0 8 5 7 8 9 4 T A 7 69 7 2 / 2 6 / 2 0 2 0 2 / 2 4 / 2 0 1 7 1 . 6 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 8 3 0 . 1 3 0 . 1 2 Be r k s h i r e B a n k 1 . 5 5 2 / 2 8 / 2 0 2 0 08 4 6 0 1 G Y 3 69 9 2 / 2 8 / 2 0 2 0 2 / 2 8 / 2 0 1 7 1 . 5 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 5 8 2 . 8 7 0 . 1 2 Cr o s s F i r s t B a n k 1 . 6 2 / 2 8 / 2 0 2 0 2 2 7 6 6 A A X 3 69 9 2 / 2 8 / 2 0 2 0 2 / 2 8 / 2 0 1 7 1 . 6 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 8 0 6 . 3 2 0 . 1 2 Page 10 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio Fi r s t W e s t e r n B a n k 1 . 5 5 2 / 2 8 / 2 0 2 0 3 3 7 4 9 V A K 4 69 9 2 / 2 8 / 2 0 2 0 2 / 2 8 / 2 0 1 7 1. 5 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 5 7 4 . 6 9 0 . 1 2 We l l s F a r g o B a n k 1 . 8 3 / 2 / 2 0 2 0 94 9 7 6 3 F A 9 70 2 3 / 2 / 2 0 2 0 3 / 1 / 2 0 1 7 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 7 0 2 . 8 4 0 . 1 2 Ke y B a n k N a t i o n a l A s s o c i a t i o n 1 . 7 3/ 9 / 2 0 2 0 49 3 0 6 S X K 7 70 9 3 / 9 / 2 0 2 0 3 / 8 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 ,159.22 0 . 1 2 Be n e f i c i a l B a n k 1 . 3 3 / 9 / 2 0 2 0 0 8 1 7 3 Q BN 5 70 9 3 / 9 / 2 0 2 0 3 / 9 / 2 0 1 6 1 . 3 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 8 9 3 . 0 6 0 . 1 2 Go l d m a n S a c h s B a n k 1 . 9 5 3/ 1 1 / 2 0 2 0 38 1 4 8 J M V 0 71 1 3 / 1 1 / 2 0 2 0 3 / 1 1 / 2 0 1 5 1 . 9 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 45,315.65 0 . 1 2 No r t h w e s t B a n k ( F K A W e s t e r n Ca p i t a l B a n k ) 1 . 6 5 4 / 1 3 66 7 3 6 A B B 4 74 4 4 / 1 3 / 2 0 2 0 4 / 1 3 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,581.14 0 . 1 2 Ea s t B o s t o n S a v i n g s B a n k 1 . 7 4/ 1 3 / 2 0 2 0 27 1 1 3 P B N 0 74 4 4 / 1 3 / 2 0 2 0 4 / 1 1 / 2 0 1 7 1 . 70 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,827.65 0 . 1 2 Me r c a n t i l e B a n k o f M i c h i g a n 1 . 6 5 4/ 1 3 / 2 0 2 0 58 7 4 0 X Y W 4 74 4 4 / 1 3 / 2 0 2 0 4 / 1 1 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,603.21 0 . 1 2 MB F i n a n c i a l B a n k 1 . 6 5 4 / 1 3 / 2 0 2 0 5 5 2 6 6 C U Y 0 74 4 4 / 1 3 / 2 0 2 0 4 / 1 3 / 2 0 1 7 1 .6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 5 8 1 . 1 4 0 . 1 2 Je f f e r s o n B a n k an d T r u s t C o m p a n y 1. 7 5 5 / 1 2 / 2 0 2 0 47 2 3 7 6 A C 6 77 3 5 / 1 2 / 2 0 2 0 1 1 / 9 / 2 0 1 7 1 . 7 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,886.92 0 . 1 2 Fi r s t B a n k o f O w a s s o 1 . 8 5 / 1 4 / 2 0 2 0 3 1 9 2 7 L A M 0 77 5 5 / 1 4 / 2 0 2 0 1 1 / 1 4 / 2 0 17 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 1 2 2 . 0 2 0 . 1 2 Co m m e r c e S t a t e B a n k 1 . 6 5 5/ 2 2 / 2 0 2 0 20 0 7 0 P J D 0 78 3 5 / 2 2 / 2 0 2 0 5 / 2 2 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,292.96 0 . 1 2 Or i e n t a l B a n k 1 . 8 5 5 / 2 6 / 2 0 2 0 6 8 6 2 1 K A Y 7 78 7 5 / 2 6 / 2 0 2 0 5 / 2 4 / 2 0 1 7 1 . 8 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 3 2 0 . 9 2 0 . 1 2 Ho r i c o n S t a t e B a n k 1 . 6 5 5 / 2 6 / 2 02 0 4 4 0 3 9 2 F L 7 78 7 5 / 2 6 / 2 0 2 0 5 / 2 3 / 2 0 1 7 1. 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 2 8 4 . 7 8 0 . 1 2 Su m m i t C o m m u n i t y B a n k I n c 1 . 6 5 5/ 2 9 / 2 0 2 0 86 6 0 4 X L T 1 79 0 5 / 2 9 / 2 0 2 0 5 / 3 1 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,240.63 0 . 1 2 Ke n n e b e c S a v i n g s B a n k 1 . 6 5 5/ 2 9 / 2 0 2 0 48 9 2 6 5 A U 2 79 0 5 / 2 9 / 2 0 2 0 5 / 3 0 / 2 0 1 7 1 . 6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,240.63 0 . 1 2 St u r g i s B a n k & T r u s t C o m p a n y 1 . 8 6/ 9 / 2 0 2 0 86 4 0 8 8 D M 8 80 1 6 / 9 / 2 0 2 0 1 1 / 9 / 2 0 1 7 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3,957.85 0 . 1 2 Co m e n i t y C a p B a n k U T 2 . 1 5 6/ 2 9 / 2 0 2 0 20 0 3 3 A L D 6 82 1 6 / 2 9 / 2 0 2 0 6 / 2 9 / 2 0 1 5 2 . 1 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 45,454.78 0 . 1 2 Ch i p p e w a V a l l e y B a n k 1 . 7 6 / 3 0 / 2 0 2 0 1 6 9 8 9 4 A N 2 82 2 6 / 3 0 / 2 0 2 0 6 / 3 0 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 2 8 3 . 0 4 0 . 1 2 Th e B a n k o f P r i n c e t o n 1 . 7 6 / 30 / 2 0 2 0 0 6 4 5 2 0 A D 1 82 2 6 / 3 0 / 2 0 2 0 6 / 3 0 / 2 0 17 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 2 8 3 . 0 4 0 . 1 2 Mi d s o u t h B a n k L a f a y e t t e 1 . 8 5 7/ 1 3 / 2 0 2 0 - 1 8 59 8 0 5 F A A 7 83 5 7 / 1 3 / 2 0 2 0 7 / 1 2 / 2 0 1 7 1 . 8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 44,010.67 0 . 1 2 Fi r s t O k l a h o m a B a n k 1 . 7 7 / 2 7 / 20 2 0 3 3 5 8 5 7 B E 7 84 9 7 / 2 7 / 2 0 2 0 7 / 2 6 / 2 0 1 7 1. 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 3 , 0 7 9 . 4 3 0 . 1 2 Ba n k o f D e e r f i e l d 1 . 15 7 / 2 7 / 2 0 2 0 0 6 1 7 8 5 D P 3 84 9 7 / 2 7 / 2 0 2 0 8 / 2 6 / 2 0 1 6 1 .1 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 3 9 , 9 9 7 . 5 4 0 . 1 2 Ca p i t a l O n e 2 . 3 8 / 1 2 / 2 0 2 0 14 0 4 2 E 5 M 8 86 5 8 / 1 2 / 2 0 2 0 8 / 1 2 / 2 0 1 5 2 . 3 0 0 N R N R 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 3 8 8 . 7 4 0 . 1 2 BM W Ba n k U T 2 . 2 5 8 / 2 1 / 2 0 2 0 0 5 5 8 0 A C S 1 87 4 8 / 2 1 / 2 0 2 0 8 / 2 1 / 2 0 1 5 2 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 6 , 3 5 6 . 2 6 0 . 1 2 Fi n a n c i a l F e d e r a l B a n k 1 . 7 9/ 3 0 / 2 0 2 0 31 7 4 9 T A X 5 91 4 9 / 3 0 / 2 0 2 0 5 / 3 0 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 42,605.75 0 . 1 2 La k e s i d e B a n k 1 . 7 5 1 1 / 1 9 / 2 0 2 0 51 2 1 0 S M S 3 96 4 1 1 / 1 9 / 2 0 2 0 5 / 1 9 / 2 0 1 7 1 . 7 50 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 5 4 4 . 9 9 0 . 1 2 Am e r i c a n N a t i o n a l B a n k - F o x C i t i e s 1. 7 5 1 1 / 2 3 / 2 0 2 0 02 7 7 1 P N Q 6 96 8 1 1 / 2 3 / 2 0 2 0 5 / 2 3 / 2 0 1 7 1 . 7 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 242,515.23 0 . 1 2 Al m a B a n k 1 . 7 1 2 / 9 / 2 0 2 0 02 0 0 8 0 B E 6 98 4 12 / 9 / 2 0 2 0 1 2 / 9 / 2 0 1 6 1 . 7 0 0 N R NR 2 48 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 0 7 3 . 3 0 0 . 1 2 Mo r t o n C o m m u n i t y B a n k 1 . 7 12 / 1 6 / 2 0 2 0 61 9 1 6 5 G W 7 99 1 1 2 / 1 6 / 2 0 2 0 1 2 / 1 6 / 2 0 1 6 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 2 , 0 1 8 . 4 9 0 . 1 2 Fi r s t B a n k R i c h m o n d 1 . 8 1 2 / 2 8 / 2 0 2 0 3 1 9 2 6 7 G E 4 1, 0 0 3 1 2 / 2 8 / 2 0 2 0 6 / 2 7 / 20 1 7 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 5 8 1 . 7 0 0 . 1 2 St o n e B a n k 1 . 8 5 1 / 1 1 / 2 0 2 1 86 1 5 8 R A M 1 1, 0 1 7 1 / 1 1 / 2 0 2 1 1 0 / 1 1 / 2 0 1 7 1 . 8 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 8 1 8 . 0 4 0 . 1 2 Fi r s t F e d e r a l S a v i n g s B a n k 1 . 9 1/ 1 5 / 2 0 2 1 32 0 2 1 Y D A 8 1, 0 2 1 1 / 1 5 / 2 0 2 1 1 1 / 1 5 / 2 0 1 7 1 .9 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 1 00 2 4 3 , 1 2 4 . 3 2 0 . 1 2 32 0 1 6 5 H W 6 1, 0 2 7 1 / 2 1 / 2 0 2 1 7 / 2 1 / 2 0 1 7 1 . 9 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 3 , 0 9 2 . 5 8 0 . 1 2 Page 11 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio Fi r s t F a r m e r s B a n k & T r u s t Co m p a n y 1 . 9 1 / 2 1 / 2 0 Le a d B a n k 1 . 7 2 / 9 / 2 0 2 1 52 1 6 8 0 A E 8 1, 0 4 6 2/ 9 / 2 0 2 1 8 / 9 / 2 0 1 7 1 . 7 0 0 N R NR 24 8, 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 5 9 4 . 9 0 0 . 1 2 Lu a n a S a v i n g s B a n k 1 . 7 2 / 1 1 / 2 0 2 1 5 4 9 1 0 3 2 L 2 1, 0 4 8 2 / 1 1 / 2 0 2 1 8 / 1 1 / 2 0 1 7 1 . 7 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 5 9 8 . 1 3 0 . 1 2 Ap e x B a n k 1 . 2 5 2 / 1 7 / 2 0 2 1 03 7 5 3 X A E 0 1, 0 5 4 2 / 1 7 / 2 0 2 1 8 / 1 7 / 2 0 1 6 1 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 3 8 , 4 3 2 . 9 0 0 . 1 2 Na t i o n a l C o o p e r a t i v e B a n k 1 . 5 3/ 9 / 2 0 2 1 63 5 5 7 3 A H 1 1, 0 7 4 3 / 9 / 2 0 2 1 3 / 9 / 2 0 1 6 1 . 5 0 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 43,085.63 0 . 1 2 Tr i a d B a n k 1 . 8 5 4 / 1 2 / 2 0 2 1 89 5 7 9 N B U 6 1, 1 0 8 4 / 1 2 / 2 0 2 1 1 0 / 1 2 / 2 0 1 7 1 . 8 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 1 7 7 . 4 6 0 . 1 2 Go l d C o a s t B a n k 1 . 9 5/ 1 0 / 2 0 2 1 3 8 0 5 8 K D U 7 1, 1 3 6 5 / 1 0 / 2 0 2 1 1 1 / 9 / 2 0 1 7 1 . 90 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 3 6 1 . 4 7 0 . 1 2 Ba n k o f t h e P a c i f i c 1. 2 5 5 / 2 4 / 2 0 2 1 0 6 4 2 5 B C K 3 1, 15 0 5 / 2 4 / 2 0 2 1 8 / 2 4 / 2 01 6 1 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 3 7 , 3 9 8 . 2 5 0 . 1 2 Po n c e D e L e o n F e d e r a l B a n k 1 . 9 5/ 2 6 / 2 0 2 1 73 2 3 3 3 A G 4 1, 1 5 2 5 / 2 6 / 2 0 2 1 5 / 2 6 / 2 0 1 7 1 . 90 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 2 , 2 5 9 . 0 5 0 . 1 2 Th e B u s i n e s s B a n k o f S a i n t L o u i s 1. 8 6 / 2 3 / 2 0 2 1 12 3 2 5 E H U 9 1, 1 8 0 6 / 2 3 / 2 0 2 1 6 / 2 3 / 2 0 1 7 1 .8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 3 1 5 . 1 6 0 . 1 2 Ne b r a s k a L a n d N a t i o n a l B a n k 1 . 8 5 6/ 2 8 / 2 0 2 1 63 9 7 0 Q F G 6 1, 1 8 5 6 / 2 8 / 2 0 2 1 6 / 2 8 / 2 0 1 7 1 .8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 6 6 5 . 0 9 0 . 1 2 Wi n t e r H i l l B a n k , F S B 1 . 8 6 / 28 / 2 0 2 1 9 7 5 8 7 5 A K 1 1, 1 8 5 6 / 2 8 / 2 0 2 1 6 / 2 6 / 2 0 1 7 1 . 8 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 2 7 9 . 4 5 0 . 1 2 Ma r i n e B a n k 1 . 8 5 6 / 2 9 / 2 0 2 1 5 6 8 1 7 T A B 7 1, 1 8 6 6 / 2 9 / 2 0 2 1 6 / 2 9 / 2 0 1 7 1 . 8 5 0 NR NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 6 5 8 . 3 9 0 . 1 2 Ci t i z e n s S t a t e B a n k 1 . 8 5 6 / 3 0 / 20 2 1 1 7 6 7 0 D A D 6 1, 1 8 7 6 / 3 0 / 2 0 2 1 6 / 3 0 / 2 01 7 1 . 8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 6 5 7 . 1 5 0 . 1 2 Te x a s E x c h a n g e B a n k 1 . 9 5 6/ 3 0 / 2 0 2 1 - 1 8 88 2 4 1 T B P 4 1, 1 8 7 6 / 3 0 / 2 0 2 1 6 / 3 0 / 2 0 1 7 1 . 95 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 2 , 4 3 1 . 9 0 0 . 1 2 Ce n t r a l S t a t e B a nk I o w a 1 . 8 5 7/ 1 4 / 2 0 2 1 15 5 2 3 R B J 4 1, 2 0 1 7 / 1 4 / 2 0 2 1 7 / 1 4 / 2 0 1 7 1 .8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 5 5 5 . 7 2 0 . 1 2 Ba n k e r s B a n k M a d i s o n W I 1 . 9 7/ 1 4 / 2 0 2 1 06 6 1 0 R A Q 2 1, 2 0 1 7 / 1 4 / 2 0 2 1 7 / 1 4 / 2 0 1 7 1 .9 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 9 4 6 . 3 2 0 . 1 2 FN B B a n k , I n c / R o m n e y 1 . 8 5 7/ 1 9 / 2 0 2 1 30 2 5 7 J A C 9 1, 2 0 6 7 / 1 9 / 2 0 2 1 7 / 1 9 / 2 0 1 7 1 .8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 5 2 1 . 5 0 0 . 1 2 Ab a c u s F e d e r a l S a v i n g s B a n k 1 . 9 5 7/ 2 1 / 2 0 2 1 00 2 5 7 T A Y 2 1, 2 0 8 7 / 2 1 / 2 0 2 1 7 / 2 1 / 2 0 1 7 1 . 95 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 2 , 2 9 3 . 5 2 0 . 1 2 Sp i r i t b a n k B r i s t o w O K 1 . 9 8 / 1 1 / 2 0 2 1 - 18 84 8 6 0 8 D B 8 1, 2 2 9 8 / 1 1 / 2 0 2 1 8 / 1 1 / 2 0 1 7 1 . 90 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 7 7 9 . 4 2 0 . 1 2 Co m m e r c i a l B a n k A l m a M i 1 . 4 8/ 1 6 / 2 0 2 1 20 1 2 8 2 H D 5 1, 2 3 4 8 / 1 6 / 2 0 2 1 8 / 1 6 / 2 0 1 6 1 . 40 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 3 7 , 7 2 8 . 3 4 0 . 1 2 Pa r t n e r s B a n k o f C a l i f o r n i a 1 . 8 5 8/ 1 6 / 2 0 2 1 70 2 1 2 Y A W 2 1, 2 3 4 8 / 1 6 / 2 0 2 1 8 / 1 5 / 2 0 1 7 1 .8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 3 5 6 . 3 3 0 . 1 2 JP M o r g a n C h a s e B a n k N A 1 . 6 5 8/ 1 6 / 2 0 2 1 48 1 2 6 X A H 8 1, 2 3 4 8 / 1 6 / 2 0 2 1 8 / 1 6 / 2 0 1 6 1 .6 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 3 8 , 2 7 2 . 2 0 0 . 1 2 Pa l m e t t o H e r i t a g e B a n k a n d T r u s t 1. 9 8 / 2 0 / 2 0 2 1 69 7 0 9 Q A M 3 1, 2 3 8 8 / 2 0 / 2 0 2 1 8 / 2 1 / 2 0 1 7 1 .9 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 7 0 3 . 2 8 0 . 1 2 En e r b a n k U S A 1 . 4 5 8 / 2 6 / 2 0 2 1 2 9 2 6 6 N 3 H 8 1, 2 4 4 8 / 2 6 / 2 0 2 1 8 / 2 6 / 2 0 1 6 1 . 4 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 3 8 , 0 3 4 . 6 2 0 . 1 2 Ui n t a C o u n t y S t a t e B a n k 2 . 0 5 10 / 1 3 / 2 0 2 1 90 3 5 7 2 C C 7 1, 2 9 2 1 0 / 1 3 / 2 0 2 1 1 0 / 1 3 / 2 0 1 7 2 .0 5 0 N R NR 24 7 , 0 0 0 . 0 0 24 7 , 0 0 0 . 0 0 100 2 4 1 , 6 5 7 . 1 4 0 . 1 2 St a t e B a n k o f C h il t o n 2 1 0 / 1 3 / 2 0 2 1 - 18 85 6 4 1 P D Q 0 1, 2 9 2 1 0 / 1 3 / 2 0 2 1 1 0 / 1 3 / 2 0 1 7 2 . 0 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 2 0 3 . 0 0 0 . 1 2 No r t h f i e l d B a n k 1 . 9 5 1 0 / 2 0 / 2 0 2 1 6 6 6 1 2 A B V 9 1, 2 9 9 1 0 / 2 0 / 2 0 2 1 1 1 / 1 / 2 0 1 7 2 . 0 2 9 N R NR 24 8 , 0 0 0 . 0 0 24 7 , 4 1 4 . 9 9 9 9 . 7 2 4 1 , 7 5 7 . 8 4 0 . 1 2 Co m m e r c e B a n k G e n e v a M N 2 11 / 2 6 / 2 0 2 1 - 1 8 20 0 5 6 Q Q Q 9 1, 3 3 6 1 1 / 2 6 / 2 0 2 1 8 / 2 5 / 2 0 1 7 2 .0 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 1 00 2 4 1 , 9 2 8 . 4 6 0 . 1 2 Gr e a t P l a i n s B a n k 1 . 8 5 1 2 / 2 1 / 2 0 2 1 3 9 1 1 5 U A Z 6 1, 3 6 1 1 2 / 2 1 / 2 0 2 1 4 / 2 1 / 2 01 7 1 . 8 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 0 , 4 4 8 . 6 5 0 . 1 2 Am e r i c a n E a g l e B a n k 2 1 2 / 3 0 / 20 2 1 0 2 5 5 4 B C R 0 1, 3 7 0 1 2 / 3 0 / 2 0 2 1 7 / 1 3 / 2 0 17 2 . 0 0 0 N R NR 24 7 , 0 0 0 . 0 0 24 7 , 1 7 5 . 9 5 100 2 4 0 , 7 6 0 . 7 8 0 . 1 2 Th e O h i o V a l l e y B a n k C o m p a n y 1 . 9 1/ 1 9 / 2 0 2 2 67 7 7 2 1 C N 0 1, 3 9 0 1 / 1 9 / 2 0 2 2 7 / 1 9 / 2 0 1 7 1 . 90 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 6 9 2 . 6 8 0 . 1 2 Page 12 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio Ne b r a s k a S t a t e B & T C o . 1 . 9 5 2/ 2 1 / 2 0 2 2 63 9 6 9 A C D 4 1 , 4 2 3 2 / 2 1 / 2 0 2 2 4 / 2 1 / 2 0 1 7 1 .9 5 0 N R N R 2 4 8 , 0 0 0 . 0 0 2 4 8 , 0 0 0 . 0 0 1 0 0 2 4 0 , 9 2 5 . 3 0 0 . 1 2 Un i t e d C o m m u n i t y B a n k 2 . 0 5 4/ 1 2 / 2 0 2 2 - 1 8 90 9 8 3 W B N 0 1 , 4 7 3 4 / 1 2 / 2 0 2 2 1 0 / 1 2 / 2 0 1 7 2 .0 5 0 N R N R 2 4 8 , 0 0 0 . 0 0 2 4 8 , 0 0 0 . 0 0 1 00 2 4 1 , 5 2 8 . 6 9 0 . 1 2 BM O H a r r i s B a n k S t e p 4 / 1 3 / 2 0 2 2 - 1 7 0 5 5 8 1 W N M 3 1, 4 7 4 4 / 1 3 / 2 0 2 2 4 / 1 3 / 2 0 17 2 . 1 4 3 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 4 , 1 7 0 . 3 8 0 . 1 2 In t e r n a t i o n a l B a n k o f C h i c a g o 2 . 1 4/ 2 0 / 2 0 2 2 - 1 8 45 9 0 6 A B R 7 1, 4 8 1 4 / 2 0 / 2 0 2 2 1 0 / 2 0 / 2 0 1 7 2 .1 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 1 00 2 4 1 , 9 4 4 . 3 4 0 . 1 2 Ce l t i c B a n k 2 . 1 4 / 2 1 / 2 0 2 2 15 1 1 8 R M F 1 1, 4 8 2 4 / 2 1 / 2 0 2 2 4 / 2 1 / 2 0 1 7 2 . 1 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 9 1 8 . 7 9 0 . 1 2 Th e N o r t h J a c k s o n B a n k 2 . 0 5 5/ 9 / 2 0 2 2 32 0 6 3 K A S 1 1, 5 0 0 5 / 9 / 2 0 2 2 1 1 / 8 / 2 0 1 7 2 . 0 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 241,304.74 0 . 1 2 Fi r s t S t a t e B a n k o f D e Q u e e n S t e p 5/ 2 6 / 2 0 2 2 - 1 8 33 6 4 6 0 C G 3 1, 5 1 7 5 / 2 6 / 2 0 2 2 5 / 2 6 / 2 0 1 7 1 . 86 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 3 6 , 6 6 9 . 0 0 0 . 1 2 Fa r m e r s & M e c h a n i c s F S & L A 2 6/ 1 6 / 2 0 2 2 - 1 7 30 7 7 6 4 A A 8 1, 5 3 8 6 / 1 6 / 2 0 2 2 6 / 2 6 / 2 0 1 7 2 . 05 3 N R NR 24 8 , 0 0 0 . 0 0 24 7 , 5 1 5 . 8 9 9 9 .75 2 4 0 , 5 4 0 . 6 6 0 . 1 2 DN B F i r s t , N a t i o n a l A s s o c i a t i o n 2 6/ 2 3 / 2 0 2 2 25 5 9 0 A A H 3 1, 5 4 5 6 / 2 3 / 2 0 2 2 6 / 2 3 / 2 0 1 7 2 .0 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 4 6 4 . 5 2 0 . 1 2 Na t i o n a l B a n k o f C o m m e r c e 2 . 1 5 6/ 2 7 / 2 0 2 2 - 1 7 63 3 3 6 8 E K 7 1, 5 4 9 6 / 2 7 / 2 0 2 2 6 / 2 7 / 2 0 1 7 2 . 15 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 9 4 1 . 6 1 0 . 1 2 Tr a v e r s e C i t y S t a t e B a n k 2 6/ 2 8 / 2 0 2 2 89 4 3 3 3 F F 5 1, 5 5 0 6 / 2 8 / 2 0 2 2 6 / 2 8 / 2 0 1 7 2 . 00 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 4 5 5 . 3 4 0 . 1 2 Fi r s t N a t i o n a l B a n k o f S y r a c u s e 2 . 1 6/ 2 8 / 2 0 2 2 - 1 7 33 4 3 4 2 C A 8 1, 5 5 0 6 / 2 8 / 2 0 2 2 6 / 2 8 / 2 0 1 7 2 . 10 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 4 1 9 . 3 2 0 . 1 2 Fi r s t S t a t e C o m m u n i t y B a n k 2 . 1 6/ 3 0 / 2 0 2 2 - 1 8 33 7 0 8 U C F 4 1, 5 5 2 6 / 3 0 / 2 0 2 2 6 / 3 0 / 2 0 1 7 2 .1 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 4 3 6 . 6 8 0 . 1 2 Ba r c l a y s B a n k D e l a w a r e 2 . 2 7/ 1 2 / 2 0 2 2 06 7 4 0 K K D 8 1, 5 6 4 7 / 1 2 / 2 0 2 2 7 / 1 2 / 2 0 1 7 2 .2 0 0 N R NR 24 7 , 0 0 0 . 0 0 24 7 , 0 0 0 . 0 0 10 0 2 4 1 , 3 5 8 . 0 3 0 . 1 2 Fi r s t I n t e r n e t B an k o f I n d i a n a 2 . 0 5 7/ 1 4 / 2 0 2 2 32 0 5 6 G C Q 1 1, 5 6 6 7 / 1 4 / 2 0 2 2 7 / 1 4 / 2 0 1 7 2 .0 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 7 9 3 . 8 6 0 . 1 2 Fi d e l i t y C o - o p B a n k L e o m i n s t e r S t e p 8/ 9 / 2 0 2 2 - 1 7 31 6 0 7 7 C V 6 1, 5 9 2 8 / 9 / 2 0 2 2 8 / 9 / 2 0 1 7 1 . 9 7 7 NR NR 24 8 , 0 0 0 . 0 0 24 7 , 0 0 8 . 0 0 9 9 . 6 242,253.10 0 . 1 2 Th e F i r s t N a t i o n a l B a n k o f M a y f i e l d 2 8/ 1 8 / 2 0 2 2 33 0 4 5 9 B U 1 1, 6 0 1 8 / 1 8 / 2 0 2 2 8 / 1 8 / 2 0 1 7 2 . 00 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 0 0 6 . 4 6 0 . 1 2 Fi r s t P r e m i e r B a n k 2 . 0 5 8 / 2 2 / 2 0 22 3 3 6 1 0 R Q Y 2 1, 6 0 5 8 / 2 2 / 2 0 2 2 8 / 2 1 / 2 0 17 2 . 0 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 0 , 5 1 4 . 8 6 0 . 1 2 Al l i a n c e C r e d i t U n i o n 2 . 2 5 10 / 1 3 / 2 0 2 2 01 8 5 9 B A A 3 1, 6 5 7 1 0 / 1 3 / 2 0 2 2 1 0 / 1 3 / 2 0 1 7 2 . 2 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 2 , 2 0 8 . 2 1 0 . 1 2 Al l e g i a n c e B a n k 2 . 2 1 1 / 3 / 2 0 2 2 0 1 7 4 8 D A Y 2 1, 6 7 8 1 1 / 3 / 2 0 2 2 1 1 / 3 / 2 0 1 7 2 . 2 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 100 2 4 1 , 4 9 7 . 6 9 0 . 1 2 Fi r s t B a n k o f H i g h l a n d P a r k 2 . 2 11 / 8 / 2 0 2 2 31 9 1 4 1 J F 5 1, 6 8 3 1 1 / 8 / 2 0 2 2 1 1 / 8 / 2 0 1 7 2 . 2 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 1 , 4 9 2 . 4 8 0 . 1 2 Mo u n t a i n A m e r i c a Cr e d i t U n i o n 2 . 3 11 / 8 / 2 0 2 2 62 3 8 4 R A C 0 1, 6 8 3 1 1 / 8 / 2 0 2 2 1 1 / 8 / 2 0 1 7 2 .3 0 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 2 , 5 3 1 . 6 0 0 . 1 2 Si g n a t u r e B a n k C h i c a g o 2 . 1 5 11 / 8 / 2 0 2 2 82 6 6 9 V B Y 6 1, 6 8 3 1 1 / 8 / 2 0 2 2 1 1 / 8 / 2 0 1 7 2 . 1 5 0 N R NR 24 8 , 0 0 0 . 0 0 24 8 , 0 0 0 . 0 0 10 0 2 4 0 , 9 5 9 . 7 8 0 . 1 2 Su b T o t a l / A v e r a g e 89 5 1. 7 4 6 35 , 7 1 1 , 0 0 0 . 0 0 35 , 7 0 9 , 1 1 4 . 8 3 9 9 . 9 9 3 4 2 4 3 5,086,077.68 1 7 . 3 8 Co r p o r a t e B o n d s 1 5 % Wa l - M a r t S t o r e s I n c 1 . 1 2 5 4 / 11 / 2 0 1 8 9 3 1 1 4 2 D F 7 11 4 / 1 1 / 2 0 1 8 1 1 / 2 8 / 2 0 14 1 . 3 4 6 M o o d y s - A a 2 S & P - A A 1, 0 0 0 , 0 0 0 . 0 0 99 4 , 2 0 8 . 7 5 9 9 . 2 7 4 9 9 9 , 7 2 5 . 0 0 0 . 48 Jo h n s o n & J o h n s o n N o t e 1 . 6 5 12 / 5 / 2 0 1 8 47 8 1 6 0 B G 8 24 9 1 2 / 5 / 2 0 1 8 8 / 1 7 / 2 0 1 5 1 . 2 7 1 M o o d y s - A a a S & P - A A A 2, 0 0 0 , 0 0 0 . 0 0 2, 0 3 1 , 0 0 0 . 0 0 1 0 1 . 2 2 1 , 9 9 0 , 7 6 8 . 0 0 0 . 9 9 Mi c r o s o f t C o r p 1 . 6 2 5 1 2 / 6 / 2 0 1 8 5 9 4 9 1 8 A V 6 25 0 1 2 / 6 / 2 0 1 8 5 / 2 7 / 2 0 1 5 1 . 1 48 M o o d y s - A a a S & P - A A A 1, 0 0 0 , 0 0 0 . 0 0 1 ,0 2 4 , 1 3 8 . 7 5 1 0 1 . 6 4 2 9 9 5 , 4 2 7 . 0 0 0 . 4 9 Ba r c l a y s B a n k P L C 2 5 / 3 1 / 2 0 1 9 - 1 8 0 6 7 4 1 V U W 0 42 6 5 / 3 1 / 2 0 1 9 5 / 3 1 / 2 0 1 7 2 . 0 0 0 M o o d y s - A 1 S & P - A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 0 0 0 . 0 0 100 9 8 9 , 0 2 5 . 0 0 0 . 4 9 CO C O - C O L A C O 1 . 8 7 5 1 0 / 2 7 / 2 0 2 0 1 9 1 2 1 6 B T 6 94 1 1 0 / 2 7 / 2 0 2 0 7 / 1 3 / 2 0 1 7 1 . 8 75 M o o d y s - A a 3 S & P - A A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 3 , 9 5 8 . 3 3 100 9 8 0 , 6 6 4 . 0 0 0 . 4 9 Mi c r o s o f t 2 1 1 / 3 / 2 0 2 0 - 2 0 59 4 9 1 8 B G 8 94 8 11 / 3 / 2 0 2 0 1 1 / 6 / 2 0 1 5 1 . 9 2 9 M o o d ys - A a a S & P - A A A 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 3 , 5 4 6 . 6 7 1 0 0 . 3 3 8 9 8 3 , 3 6 3 . 0 0 0 . 4 9 Page 13 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio Ap p l e I n c 2 . 2 5 2 / 2 3 / 2 0 2 1 - 2 1 0 3 7 8 3 3 BS 8 1 , 0 6 0 2 / 2 3 / 2 0 2 1 1 2 / 2 / 2 0 1 6 2 . 1 2 5 M o o d y s - A a 1 S & P - A A + 2 , 0 0 0 , 0 0 0 . 0 0 2 , 0 2 2 , 3 7 5 . 0 0 1 0 0 . 5 1 , 9 6 9 , 9 2 0 . 0 0 0 . 9 8 To y o t a M o t o r C r e d i t C r o p 2 . 6 1/ 1 1 / 2 0 2 2 89 2 3 6 T D P 7 1 , 3 8 2 1 / 1 1 / 2 0 2 2 7 / 1 3 / 2 0 1 7 2 . 2 0 0 M o o d y s - A a 3 S & P - A A - 1 , 0 0 0 , 0 0 0 .0 0 1 , 0 1 7 , 1 7 2 . 2 8 1 0 1 . 7 0 2 7 8 4 9 8 7 , 9 5 1 . 0 0 0 . 5 0 Ch e v r o n C o r p 2 . 4 9 8 3 / 3 / 2 0 2 2 16 6 7 6 4 B N 9 1 , 4 3 3 3 / 3 / 2 0 2 2 8 / 1 0 / 2 0 1 7 2 . 1 0 1 Mo o d y s - A a 2 S & P - A A - 2 , 0 0 0 , 0 0 0 . 0 0 2 , 0 56 , 1 8 8 . 1 1 1 0 1 . 7 2 1 , 9 6 7 , 3 4 8 . 0 0 0 . 9 9 Ap p l e I n c 2 . 3 5 / 1 1 / 2 0 2 2 0 3 7 8 3 3 C Q 1 1 , 50 2 5 / 1 1 / 2 0 2 2 6 / 2 6 / 2 0 1 7 2 . 1 3 3 M o o dy s - A a 1 S & P - A A + 2 , 0 0 0 , 0 0 0 . 0 0 2 , 0 2 1 , 1 5 2 . 5 4 1 0 0 . 7 7 0 1 2 7 1 , 9 4 7 , 6 6 4 . 0 0 0 . 9 8 Ba r c l a y s B a n k P L C S t e p 8 / 2 5 / 2 0 2 2 - 18 06 7 4 4 C F N 6 1 , 6 0 8 8 / 2 5 / 2 0 2 2 8 / 2 5 / 2 0 1 7 2 . 4 4 0 M o o d y s - A 1 S & P - A - 2 , 0 0 0 , 0 0 0 . 0 0 2 , 0 0 0 , 0 0 0 . 0 0 1 0 0 1 , 9 3 5 , 4 3 0 . 0 0 0 . 9 7 To y o t a M o t o r C r e d i t C o r p 2 . 1 5 9/ 8 / 2 0 2 2 89 2 3 6 T E C 5 1 , 6 2 2 9 / 8 / 2 0 2 2 1 1 / 1 / 2 0 1 7 2 . 3 0 1 M o o d y s - A a 3 S & P - A A - 2 , 5 0 0 , 0 0 0 . 00 2 , 4 9 0 , 6 6 3 . 1 9 9 9 . 3 1 2 , 4 0 6 , 0 7 7 . 5 0 1 . 2 1 IB M C r e d i t L L C 2 . 2 9 / 8 / 2 0 2 2 4 4 9 3 2 H A C 7 1, 6 2 2 9 / 8 / 2 0 2 2 1 0 / 3 / 2 0 1 7 2 . 3 0 1 Mo o d y s - A 1 S & P - A + 1, 0 0 0 , 0 0 0 . 0 0 9 96 , 8 2 7 . 7 8 9 9 . 5 3 9 6 0 , 3 5 2 . 0 0 0 . 4 8 VI S A I n c 2 . 1 5 9 / 1 5 / 2 0 2 2 92 8 2 6 C A G 7 1, 62 9 9 / 1 5 / 2 0 2 2 1 0 / 3 / 2 0 1 7 2 . 1 0 1 M o o dy s - A 1 S & P - A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 3 , 6 1 5 . 3 2 1 0 0 . 2 3 0 1 4 3 9 6 3 , 6 2 8 . 0 0 0 . 4 9 Su b T o t a l / A v e r a g e 1, 1 2 0 1. 9 8 9 20 , 50 0 , 0 0 0 . 0 0 20 , 6 6 4 , 8 4 6 . 7 2 1 0 0 . 4 6 5 9 09 2 0 , 0 7 7 , 3 4 2 . 5 0 1 0 . 0 3 Mu n i c i p a l S e c u r i t i e s 1 5 % / 5 % Mu r r i e t a R e d e v e l op m e n t A g e n c y 1 . 8 8/ 1 / 2 0 1 9 62 7 1 9 P A V 8 48 8 8 / 1 / 2 0 1 9 1 0 / 1 8 / 2 0 1 7 1 . 8 0 2 S & P - A N R 35 0 , 0 0 0 . 0 0 34 9 , 9 8 9 . 5 0 9 9.997 3 4 6 , 8 0 4 . 5 0 0 . 1 7 Fr e s n o C o u n t y P e n s i o n 2 . 4 8 8 8/ 1 5 / 2 0 1 9 35 8 2 6 6 C Q 5 50 2 8 / 1 5 / 2 0 1 9 9 / 8 / 2 0 1 5 2 . 2 8 8 N R S& P - A A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 7 , 8 4 5. 5 6 1 0 0 . 7 5 9 9 4 , 8 9 0 . 0 0 0 . 4 9 Ca l i f o r n i a S T 1 . 8 4 / 1 / 2 0 2 0 13 0 6 3 C S Q 4 73 2 4 / 1 / 2 0 2 0 4 / 2 9 / 2 0 1 5 1 . 7 0 0 M o o dy s - A a 3 S & P - A A - 2, 0 0 0 , 0 0 0 . 0 0 2, 0 09 , 3 8 0 . 0 0 1 0 0 . 4 6 9 1 , 9 7 5 , 2 8 0 . 0 0 0 . 9 8 Ca l i f o r n i a S T 2 . 6 2 5 4 / 1 / 2 0 2 1 1 3 0 6 3 D AC 2 1, 0 9 7 4 / 1 / 2 0 2 1 4 / 2 7 / 2 0 1 7 2 . 0 0 3 M o o d y s - A a 3 S & P - A A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 2 3 , 4 0 0 . 0 0 1 0 2 . 3 4 9 9 9 , 4 6 0 . 0 0 0 . 5 0 Mu r r i e t a R e d e v e l o p m e n t A g e n c y 2. 2 5 8 / 1 / 2 0 2 1 62 7 1 9 P A X 4 1, 2 1 9 8 / 1 / 2 0 2 1 1 0 / 1 8 / 2 0 1 7 2 . 3 1 9 S & P - A N o n e 35 0 , 0 0 0 . 0 0 34 9 , 1 3 5 .5 0 9 9 . 7 5 3 3 4 2 , 1 3 9 . 0 0 0 . 1 7 Sa n t a R o s a C A R E G L R e s o u r c e Re v 2 . 2 8 / 1 / 2 0 2 1 80 2 6 2 9 A W 5 1, 2 1 9 8 / 1 / 2 0 2 1 1 0 / 3 / 2 0 1 7 2 . 00 1 S & P - A A + F i t c h - A A 98 0 , 0 0 0 . 0 0 98 9, 4 8 9 . 6 7 1 0 0 . 7 3 9 6 0 , 4 0 9 . 8 0 0 . 4 8 In d u s t r y C a l i f S a l e s T a x R e v 2 . 7 5 1/ 1 / 2 0 2 2 45 6 5 6 R D V 1 1, 3 7 2 1 / 1 / 2 0 2 2 5 / 1 7 / 2 0 1 7 2 . 4 5 1 M o o d y s - A 1 S & P - A A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 1 4 , 6 0 4 . 1 7 1 0 1 . 3 9 8 1 , 4 4 0 . 0 0 0 . 4 9 Ca l i f o r n i a S T 2 . 3 6 7 4 / 1 / 2 0 2 2 1 3 0 6 3 D AD 0 1, 4 6 2 4 / 1 / 2 0 2 2 4 / 2 7 / 2 0 1 7 2 . 1 5 2 M o o d y s - A a 3 S & P - A A - 1, 0 0 0 , 0 0 0 . 0 0 1, 0 1 0 , 0 0 0 . 0 0 101 9 8 9 , 2 8 0 . 0 0 0 . 4 9 Mu r r i e t a R e d e v e l op m e n t A g e n c y 2 . 5 8/ 1 / 2 0 2 2 62 7 1 9 P A Y 2 1, 5 8 4 8 / 1 / 2 0 2 2 1 0 / 1 8 / 2 0 1 7 2 . 5 5 9 S & P - A N R 25 0 , 0 0 0 . 0 0 24 9 , 3 4 5 . 0 0 9 9 . 7 3 8 2 4 3 , 6 6 0 . 0 0 0 . 1 2 Sa n t a R o s a C A R E G L R e s o u r c e s Re v 2 . 4 8 / 1 / 2 0 2 2 80 2 6 2 9 A X 3 1, 5 8 4 8 / 1 / 2 0 2 2 1 0 / 3 / 2 0 1 7 2 . 2 0 2 S & P - A A + F i t c h - A A 50 0 , 0 0 0 . 0 0 50 5, 8 0 0 . 0 0 1 0 0 . 9 4 8 9 , 0 8 0 . 0 0 0 . 2 5 Su b T o t a l / A v e r a g e 1, 0 5 4 2. 0 6 9 8, 43 0 , 0 0 0 . 0 0 8, 5 0 8 , 9 8 9 . 4 0 1 0 0 . 8 7 5 1 4 8 8,322,443.30 4 . 1 4 US A g e n c y B o n d s / N o t e s 7 5 % FF C B 1 5 / 2 1 / 2 0 1 8 31 3 3 E E M 9 8 51 5 / 2 1 / 2 01 8 5 / 2 1 / 2 0 1 5 1 . 0 1 0 M o o d y s - A a a S & P -A A + 1, 0 0 0 , 0 0 0 . 0 0 99 9 , 70 0 . 0 0 9 9 . 9 7 9 9 8 , 9 7 2 . 0 0 0 . 4 9 FH L M C 1 5 / 2 3 / 2 0 1 8 - 1 6 31 3 4 G 7 4 Z 1 53 5 / 2 3/ 2 0 1 8 1 1 / 2 3 / 2 0 1 5 1 . 1 7 2 M o o d y s - A aa S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 99 5 , 7 8 0 . 0 0 9 9 . 5 7 8 9 9 8 , 8 3 7 . 0 0 0 . 4 8 FH L B 1 . 1 2 5 9 / 1 4 / 2 0 1 8 31 3 0 A 6 A E 7 16 7 9 / 14 / 2 0 1 8 9 / 1 8 / 2 0 1 5 1 . 1 7 9 M o o d y s - A aa S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 1, 9 9 9 , 3 6 2 . 5 0 9 9 . 8 4 1 , 9 9 2 , 1 3 0 . 0 0 0 . 9 7 FH L M C 1 . 2 5 / 1 6 / 2 0 1 9 - 1 7 31 3 4 G 9 D K 0 41 1 5/ 1 6 / 2 0 1 9 5 / 1 6 / 2 0 1 6 1 . 2 0 0 M o o d y s -A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 0 0 0 . 0 0 100 9 8 9 , 0 0 4 . 0 0 0 . 4 9 FN M A 1 . 1 8 / 2 3 / 2 0 1 9 - 1 7 31 3 6 G 3 2 A 2 51 0 8 / 23 / 2 0 1 9 8 / 3 0 / 2 0 1 6 1 . 1 0 0 M o o d y s - Aa a S & P - A A + 5, 0 0 0 , 0 0 0 . 0 0 5, 0 0 0 , 0 0 0 . 0 0 100 4 , 9 2 2 , 0 8 5 . 0 0 2 . 4 3 FN M A 1 . 6 5 1 / 2 7 / 2 0 2 0 - 1 7 31 3 5 G 0 S 4 6 66 7 1/ 2 7 / 2 0 2 0 2 / 2 1 / 2 0 1 7 1 . 6 5 0 M o o d y s -A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 2 , 2 0 0 . 0 0 100 1 , 9 7 1 , 8 7 6 . 0 0 0 . 9 7 FF C B 1 . 3 8 3 / 2 / 2 0 2 0 - 1 7 31 3 3 E F H 5 9 70 2 3 / 2/ 2 0 2 0 3 / 2 / 2 0 1 6 1 . 3 8 0 M o o d y s - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 5 9 , 9 6 8 . 0 0 0 . 9 7 FF C B 1. 7 7 1 2 / 7 / 2 0 2 0 - 1 7 31 3 3 E G R 4 9 98 2 1 2 / 7 / 2 0 2 0 1 2 / 7 / 2 0 1 6 1 . 7 7 0 M o o d y s -A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 6 4 , 6 4 4 . 0 0 0 . 9 7 FF C B 1 . 9 1 1 / 2 0 / 2 0 2 1 - 1 7 31 3 3 E H G H 0 1, 02 6 1 / 2 0 / 2 0 2 1 4 / 2 0 / 2 0 1 7 1 . 9 1 0 M o o d ys - A a a S & P - A A + 1, 5 0 0 , 0 0 0 . 0 0 1, 5 0 0 , 0 0 0 . 0 0 100 1 , 4 8 2 , 1 9 5 . 0 0 0 . 7 3 FH L B 1 . 3 7 5 2 / 1 8 / 2 0 2 1 31 3 0 A 7 C V 5 1, 0 5 5 2 / 18 / 2 0 2 1 4 / 4 / 2 0 1 6 1 . 3 2 8 M o o d y s - Aa a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 3 , 9 5 6 . 9 4 1 0 0 . 2 2 9 7 0 , 8 3 7 . 0 0 0 . 4 9 FN M A S t e p 3 / 1 5 / 2 0 2 1 - 1 7 31 3 6 G 3 A Y 1 1, 08 0 3 / 1 5 / 2 0 2 1 3 / 1 5 / 2 0 1 6 2 . 0 0 4 M o o d ys - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 9 8 , 2 9 8 . 0 0 0 . 9 7 FH L M C S t e p 3 / 2 3 / 2 0 2 1 - 1 6 31 3 4 G 8 N Q 8 1, 08 8 3 / 2 3 / 2 0 2 1 4 / 4 / 2 0 1 6 2 . 1 6 9 M o o d ys - A a a S & P - A A + 1, 0 5 0 , 0 0 0 . 0 0 1, 0 5 0 , 4 0 1 . 0 4 100 1 , 0 3 4 , 6 1 9 . 6 0 0 . 5 1 FH L M C S t e p 3 / 3 0 / 2 0 2 1 - 16 31 3 4 G 8 N V 7 1, 0 9 5 3 / 3 0 / 2 0 2 1 3 / 3 0 / 2 0 1 6 2 . 1 1 8 M o o dy s - A a a S & P - A A + 1, 5 0 0 , 0 0 0 . 0 0 1, 5 0 0 , 0 0 0 . 0 0 100 1 , 4 8 5 , 0 7 3 . 5 0 0 . 7 3 FF C B 2 4 / 5 / 2 0 2 1 - 1 8 31 3 3 E H E G 4 1, 1 0 1 4 / 5/ 2 0 2 1 4 / 5 / 2 0 1 7 2 . 0 0 0 M o o d y s - A a a S& P - A A + 3, 5 0 0 , 0 0 0 . 0 0 3, 5 0 0 , 0 0 0 . 0 0 100 3 , 4 4 3 , 8 8 8 . 0 0 1 . 7 0 Page 14 of 16 De s c r i p t i o n CU S I P / T i c k e r Da y s T o Ma t u r i t y Ma t u r i t y Da t e Se t t l e m e n t Da t e YT M @ Co s t Cr e d i t Ra t i n g 1 Cr e d i t R a t i n g 2 Fa c e Am o u n t / S h a r e s Co s t V a l u e + A c c r u e d In t e r e s t Cost Price M a r k e t V a l u e % of Portfolio FF C B 1 . 9 3 4 / 2 0 / 2 0 2 1 - 1 8 31 3 3 E H G G 2 1, 11 6 4 / 2 0 / 2 0 2 1 4 / 2 0 / 2 0 1 7 1 . 9 3 0 M o o d ys - A a a S & P - A A + 1, 5 0 0 , 0 0 0 . 0 0 1, 5 0 0 , 0 0 0 . 0 0 100 1 , 4 7 0 , 4 4 5 . 5 0 0 . 7 3 FN M A 1 . 4 5 / 2 5 / 2 0 2 1 - 1 7 31 3 6 G 3 U 9 4 1, 1 5 1 5/ 2 5 / 2 0 2 1 8 / 2 5 / 2 0 1 6 1 . 4 0 0 M o o d y s- A a a S & P - A A + 1, 8 5 0 , 0 0 0 . 0 0 1, 8 5 0 , 0 0 0 . 0 0 100 1 , 7 9 1 , 1 4 0 . 4 0 0 . 9 0 FH L M C 2 7 / 2 7 / 2 0 2 1 - 1 7 31 3 4 G B X A 5 1, 2 1 4 7/ 2 7 / 2 0 2 1 7 / 2 7 / 2 0 1 7 2 . 0 0 0 M o o d y s -A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 0 0 0 . 0 0 100 9 7 8 , 3 6 5 . 0 0 0 . 4 9 FH L M C 2 . 0 5 1 2 / 3 0 / 2 0 2 1 - 1 7 3 1 3 4 G A Z R 8 1, 3 7 0 1 2 / 3 0 / 2 0 2 1 1 2 / 3 0 / 2 0 1 6 2 . 0 5 0 Mo o d y s - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 4 5 , 0 3 8 . 0 0 0 . 9 7 FF C B 1 . 9 5 3 / 1 4 / 2 0 2 2 - 1 7 31 3 3 E H Y Q 0 1, 4 4 4 3 / 1 4 / 2 0 2 2 1 1 / 1 / 2 0 1 7 2 . 0 8 2 M o o d ys - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 1, 9 9 4 , 0 9 1 . 6 7 9 9 . 4 5 1 , 9 5 0 , 6 4 8 . 0 0 0 . 9 7 FF C B 2 3 / 1 4 / 2 0 2 2 - 1 7 31 3 3 E H M H 3 1, 4 4 4 3 / 14 / 2 0 2 2 6 / 2 2 / 2 0 1 7 2 . 0 2 3 M o o d y s - Aa a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 1, 9 9 8 , 8 8 8 . 8 9 9 9 . 9 1 , 9 4 3 , 6 3 8 . 0 0 0 . 9 7 FF C B 2 4 / 5 / 2 0 2 2 - 1 7 31 3 3 E H Q G 1 1, 4 6 6 4 / 5/ 2 0 2 2 7 / 1 1 / 2 0 1 7 2 . 0 7 8 M o o d y s - A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 99 6 , 8 3 3 . 3 3 9 9 . 6 5 9 7 2 , 1 5 5 . 0 0 0 . 4 9 FH L B 2 . 1 4 / 2 6 / 2 0 2 2 - 1 9 31 3 0 A B 3 U 8 1, 48 7 4 / 2 6 / 2 0 2 2 4 / 2 6 / 2 0 1 7 2 . 1 0 0 S & P - A A+ N R 4, 0 0 0 , 0 0 0 . 0 0 4, 0 0 0 , 0 0 0 . 0 0 100 3 , 9 0 4 , 1 3 2 . 0 0 1 . 9 5 FH L B 2 . 0 8 4 / 2 7 / 2 0 2 2 - 1 8 31 3 0 A B 6 Q 4 1, 48 8 4 / 2 7 / 2 0 2 2 4 / 2 7 / 2 0 1 7 2 . 0 8 0 M o o d ys - A a a S & P - A A + 1, 5 0 0 , 0 0 0 . 0 0 1, 5 0 0 , 0 0 0 . 0 0 100 1 , 4 6 1 , 7 9 5 . 0 0 0 . 7 3 FH L B 2 . 1 5 / 1 8 / 2 0 2 2 - 1 8 31 3 0 A B C S 3 1, 5 0 9 5 / 1 8 / 2 0 2 2 5 / 1 8 / 2 0 1 7 2 . 1 0 0 M o o d y s- A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 4 3 , 1 6 6 . 0 0 0 . 9 7 FH L M C 2 . 0 5 5 / 2 5 / 2 0 2 2 - 1 8 31 3 4 G B M B 5 1, 51 6 5 / 2 5 / 2 0 2 2 5 / 2 5 / 2 0 1 7 2 . 0 5 0 M o o dy s - A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 0 0 0 . 0 0 100 9 7 4 , 7 7 6 . 0 0 0 . 4 9 FH L M C 2 . 1 6 / 2 9 / 2 0 2 2 - 1 7 31 3 4 G B T L 6 1, 55 1 6 / 2 9 / 2 0 2 2 6 / 2 9 / 2 0 1 7 2 . 1 0 0 M o o d ys - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 4 3 , 3 0 6 . 0 0 0 . 9 7 FH L M C S t e p 7 / 5 / 2 0 2 2 - 1 7 31 3 4 G B Y K 2 1, 55 7 7 / 5 / 2 0 2 2 7 / 1 1 / 2 0 1 7 2 . 0 4 8 M o o d y s- A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 3 3 3 . 3 3 100 9 8 2 , 3 5 8 . 0 0 0 . 4 9 FH L M C 2 7 / 1 9 / 2 0 2 2 - 1 7 31 3 4 G B V F 6 1, 5 7 1 7/ 1 9 / 2 0 2 2 7 / 1 9 / 2 0 1 7 2 . 0 0 0 M o o d y s -A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 6 4 , 4 3 4 . 0 0 0 . 9 7 FH L M C 2 . 2 5 7 / 2 6 / 2 0 2 2 - 1 8 31 3 4 G B Y P 1 1, 57 8 7 / 2 6 / 2 0 2 2 7 / 2 6 / 2 0 1 7 2 . 2 5 0 M o o dy s - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 2 , 0 0 0 , 7 9 8 . 0 0 0 . 9 7 FH L M C 2 7 / 2 7 / 2 0 2 2 - 1 8 31 3 4 G B W Q 1 1, 5 7 9 7/ 2 7 / 2 0 2 2 7 / 2 7 / 2 0 1 7 2 . 0 4 2 M o o d y s -A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 1, 9 9 6 ,0 0 0 . 0 0 9 9 . 8 1 , 9 4 3 , 6 4 4 . 0 0 0 . 9 7 FH L M C S t e p 8 / 2 2 / 2 0 2 2 - 17 31 3 4 G B B 2 7 1, 6 0 5 8 / 2 2 / 2 0 2 2 8 / 2 2 / 2 0 1 7 2 . 1 4 4 S & P -A A + F i t c h - A A A 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 6 2 , 3 6 2 . 0 0 0 . 9 7 FH L B S t e p 8 / 2 4 / 2 0 2 2 - 1 7 31 3 0 A B Z W 9 1, 60 7 8 / 2 4 / 2 0 2 2 8 / 2 4 / 2 0 1 7 2 . 0 7 1 M o o d ys - A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 1, 0 0 0 , 0 0 0 . 0 0 100 9 7 5 , 8 2 4 . 0 0 0 . 4 9 FH L M C 2 . 0 5 9 / 2 9 / 2 0 2 2 - 1 7 31 3 4 G B H 3 9 1, 6 4 3 9 / 2 9 / 2 0 2 2 1 0 / 3 1 / 2 0 1 7 2 . 1 6 3 M o od y s - A a a S & P - A A + 2, 0 0 0 , 0 0 0 . 0 0 1, 9 93 , 1 4 4 . 4 4 9 9 . 4 7 5 1 , 9 5 3 , 0 8 8 . 0 0 0 . 9 7 FH L B S t e p 1 0 / 1 8 / 2 0 2 2 - 1 8 31 3 0 A C G W 8 1, 66 2 1 0 / 1 8 / 2 0 2 2 1 0 / 1 8 / 2 0 1 7 2 . 1 4 4 M oo d y s - A a a S & P - A A + 1, 5 0 0 , 0 0 0 . 0 0 1, 5 0 0 , 0 0 0 . 0 0 100 1 , 4 7 3 , 8 2 9 . 5 0 0 . 7 3 FN M A 2 . 2 5 1 0 / 2 7 / 2 0 2 2 - 1 8 31 3 6 G 4 P V 9 1, 67 1 1 0 / 2 7 / 2 0 2 2 1 0 / 2 7 / 2 0 1 7 2 . 2 5 0 M o o d y s - A a a N o n e 2, 0 0 0 , 0 0 0 . 0 0 2, 0 0 0 , 0 0 0 . 0 0 100 1 , 9 5 9 , 4 9 4 . 0 0 0 . 9 7 FH L M C 2 . 4 1 1 / 2 8 / 2 0 2 2 - 1 8 31 3 4 G B Y 6 3 1, 70 3 1 1 / 2 8 / 2 0 2 2 1 1 / 2 8 / 2 0 1 7 2 . 4 0 0 M oo d y s - A a a S & P - A A + 3, 0 0 0 , 0 0 0 . 0 0 3, 0 0 0 , 0 0 0 . 0 0 100 2 , 9 3 0 , 1 2 7 . 0 0 1 . 4 6 Su b T o t a l / A v e r a g e 1, 2 0 1 1. 8 7 7 66 , 90 0 , 0 0 0 . 0 0 66 , 8 8 0 , 6 9 2 . 1 4 9 9 . 9 4 5 6 2 9 6 5 , 6 3 6 , 9 9 0 . 5 0 3 2 . 5 5 US T r e a s u r y S e c u r i t e s 0 % T- N o t e 1 5 / 3 1 / 2 0 1 8 91 2 8 2 8 V E 7 61 5 / 3 1 / 2 0 1 8 4 / 2 9 / 2 0 1 5 0 . 9 1 5 M o o d y s - A a a S & P - A A + 2, 5 0 0 , 0 0 0 . 0 0 2, 5 1 6 , 7 4 7 . 5 0 1 0 0 . 2 5 7 8 1 2 2 , 4 9 7 , 1 0 7 . 5 0 1 . 2 2 T- N o t e 0 . 8 7 5 7 / 1 5 / 2 0 1 8 91 2 8 2 8 X K 1 10 6 7/ 1 5 / 2 0 1 8 8 / 2 8 / 2 0 1 5 0 . 9 6 3 M o o d y s -A a a S & P - A A + 5, 0 0 0 , 0 0 0 . 0 0 4, 9 9 2 , 7 3 0 . 9 8 9 9 . 7 5 4 , 9 8 6 , 4 5 0 . 0 0 2 . 4 3 T- N o t e 0 . 8 7 5 1 0 / 1 5 / 2 0 1 8 91 2 8 2 8 L 8 1 19 8 1 0 / 1 5 / 2 0 1 8 1 1 / 4 / 2 0 1 5 1 . 0 7 5 M o o d ys - A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 99 4 , 6 9 6 . 8 9 9 9 . 4 2 1 8 7 5 9 9 4 , 1 0 2 . 0 0 0 . 4 8 T- N o t e 1 . 2 5 1 2 / 1 5 / 2 0 1 8 91 2 8 2 8 N 2 2 25 9 12 / 1 5 / 2 0 1 8 1 2 / 2 2 / 2 0 1 5 1 . 2 6 1 M o o d ys - A a a S & P - A A + 1, 0 0 0 , 0 0 0 . 0 0 99 9 , 9 2 6 . 5 7 9 9 . 9 6 8 7 5 9 9 4 , 4 9 2 . 0 0 0 . 4 9 Su b T o t a l / A v e r a g e 12 0 0. 9 9 4 9, 5 0 0 , 0 0 0 . 0 0 9, 5 0 4 , 1 0 1 . 9 4 9 9 . 8 7 2 8 1 6 9 , 4 72,151.50 4 . 6 2 To t a l / A v e r a g e 70 8 1. 7 2 8 20 5 , 2 9 1 , 9 9 4 . 6 0 2 0 5 , 5 1 8 , 7 3 9 . 6 3 1 0 0 . 0 5 8 2 2 4 2 0 2,846,000.08 1 0 0 Page 15 of 16 Ci t y o f T u s t i n Tr a n s a c t i o n s S u m m a r y Mo n t h l y I n v e s t m e n t T r a n s a c t i o n s Gr o u p B y : A c t i o n Po r t f o l i o / R e p o r t G r o u p : A l l P o r t f o l i o s Be g i n D a t e : 1 2 / 3 1 / 2 0 1 7 , E n d D a t e : 0 3 / 3 1 / 2 0 1 8 De s c r i p t i o n CU S I P / T i c k e r Po r t f o l i o N a m e YT M @ Co s t T r a d e D a t e S e t t l e m e n t D a t e M a tu r i t y D a t e F a c e A m o u n t / S h a r e s P r i nc i p a l P r i c e I n t e r e s t / D i v i d e n d s T o t a l Ma t u r e d Tr a d i t i o n s B a n k A L 1 . 2 1 / 1 8 / 2 0 1 8 8 9 2 6 9 C B J 0 Fi x e d I n c o m e - C e r t i f i c a t e o f D e p o s i t Ne g o t i a b l e 0. 0 0 0 1 / 1 8 / 2 0 1 8 1 / 1 8 / 2 0 1 8 1 / 1 8 / 2 0 1 8 2 4 8 ,0 0 0 . 0 0 2 4 8 , 0 0 0 . 0 0 0 0 . 0 0 2 4 8 , 0 0 0.00 T- N o t e 0 . 8 7 5 1 / 3 1 / 2 0 1 8 9 1 2 8 2 8 U J 7 F i x e d I n c o m e - U S T r e a s u r y 0 . 0 0 0 1 /3 1 / 2 0 1 8 1 / 3 1 / 2 0 1 8 1 / 3 1 / 20 1 8 2 , 0 0 0 , 0 0 0 . 0 0 2 , 0 0 0 , 00 0 . 0 0 0 0 . 0 0 2 , 0 0 0 , 0 0 0.00 Mi d d l e t o n C o m m u n i t y B a n k W I 1 . 2 5 2/ 9 / 2 0 1 8 59 6 6 8 9 E A 3 Fi x e d I n c o m e - C e r t i f i c a t e o f D e p o s i t Ne g o t i a b l e 0. 0 0 0 2 / 9 / 2 0 1 8 2 / 9 / 2 0 1 8 2 / 9 / 2 0 1 8 2 4 8 , 00 0 . 0 0 2 4 8 , 0 0 0 . 0 0 0 0 . 0 0 2 4 8 , 0 0 0 . 0 0 FF C B 1 . 1 1 2 / 2 0 / 2 0 1 8 3 1 3 3 E E Q M 5 Fi x e d I n c o m e - U S A g e n c y B o n d s / No t e s 0. 0 0 0 2 / 2 0 / 2 0 1 8 2 / 2 0 / 2 0 1 8 2 / 2 0 / 2 0 1 8 2 , 00 0 , 0 0 0 . 0 0 2 , 0 0 0 , 0 0 0 . 0 0 0 0 . 0 0 2 , 000,000.00 FN M A 1 . 0 5 2 / 2 7 / 2 0 1 8 3 1 3 6 G 1 D G 1 Fi x e d I n c o m e - U S A g e n c y B o n d s / No t e s 0. 0 0 0 2 / 2 7 / 2 0 1 8 2 / 2 7 / 2 0 1 8 2 / 2 7 / 2 0 1 8 2 , 00 0 , 0 0 0 . 0 0 2 , 0 0 0 , 0 0 0 . 0 0 0 0 . 0 0 2 , 000,000.00 FH L M C 0 . 8 7 5 3 / 7 / 2 0 1 8 3 1 3 7 E A D P 1 Fi x e d I n c o m e - U S A g e n c y B o n d s / No t e s 0. 0 0 0 3 / 7 / 2 0 1 8 3 / 7 / 2 0 1 8 3 / 7 / 2 0 1 8 5 , 0 0 0 , 0 0 0 . 0 0 5 , 0 0 0 , 0 0 0 . 0 0 0 0.00 5 , 0 0 0 , 0 0 0 . 0 0 De e r e J o h n 1 . 3 3 / 1 2 / 2 0 1 8 24 4 2 2 E S B 6 F i xe d I n c o m e - C o r p o r a t e B o n d s 0 .0 0 0 3 / 1 2 / 2 0 1 8 3 / 1 2 / 2 0 1 8 3 / 1 2 / 2 0 1 8 2 , 1 2 5 ,0 0 0 . 0 0 2 , 1 2 5 , 0 0 0 . 0 0 0 0.00 2 , 1 2 5 , 0 0 0 . 0 0 T- N o t e 0 . 7 5 3 / 3 1 / 2 0 1 8 91 2 8 2 8 U U 2 F i x e d I n c o m e - U S T r e a s u r y 0. 0 0 0 3 / 31 / 2 0 1 8 3 / 3 1 / 2 0 1 8 3 / 3 1 / 2 0 1 8 5 , 0 0 0 , 0 0 0 . 0 0 5 , 0 0 0 , 0 0 0 . 0 0 0 0.00 5 , 0 0 0 , 0 0 0 .00 Su b T o t a l / A v e r a g e 18 , 6 2 1 , 0 0 0 . 0 0 1 8 , 6 2 1 , 0 0 0 .0 0 0.00 1 8 , 6 2 1 , 0 0 0 . 0 0 Page 16 of 16