HomeMy WebLinkAbout09 COMCAST/TIME WARNER 11-21-05
AGENDA REPORT
Agenda Item
Reviewed:
City Manager
~
Finance Director ~
MEETING DATE: NOVEMBER 21,2005
TO:
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM:
LOIS JEFFREY, CITY ATTORNEY
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUSTIN,
STATE OF CALIFORNIA, CONSENTING TO THE TRANSFER OF
OWNERSHIP AND CONTROL OF THE CABLE TELEVISION
FRANCHISE FROM COMCAST TO AN INDIRECT SUBSIDIARY OF
TIME WARNER CABLE INC. AND APPROVING THE ASSIGNMENT OF
THE PROGRAMMING AGREEMENT ASSOCIATED THERETO,
SUBJECT TO THE CONDITIONS HEREOF
SUBJECT:
SUMMARY:
On June 14, 2005, Comcast and Time Warner requested that the City consent to
the transfer of Comcast's Cable Television Franchise to a wholly owned subsidiary of
Time Warner. Tustin City Code § 7418(d) requires the prior approval of the City Council
expressed by resolution prior to the transfer of the Franchise or a change in control of
the franchisee. The parties have agreed to the terms of the transfer except for an issue
that arose involving the undergrounding of existing cable pedestals, and staff is seeking
City Council direction pertaining to that issue.
RECOMMENDATION:
Consider whether to adopt the attached resolution as presented, consenting to
the transfer of the cable television franchise and associated programming agreement
from Comcast to Time Warner, and consider whether the resolution should be amended
to include a program for design review of existing pedestals.
FISCAL IMPACT:
None.
BACKGROUND:
Tustin City Code § 7418(d) requires that the City Council, by resolution, approve
an actual change in control or acquisition of more than 50% of the voting stock of a
cable television system franchisee.
On June 14, 2005, Comcast and Time Warner filed an application with the City
requesting that the City consent to the transfer of Comcast's cable television franchise
to Time Warner. The request is part of a broader transaction wherein Comcast and
Time Warner are collaborating to purchase the assets of Adelphia Cable, which is
currently in bankruptcy proceedings. The transaction, which is being reviewed by the
Federal Communications Commission (FCC) and the Bankruptcy Court in New York,
involves the transfer of Comcast's Southern California cable television systems to Time
Warner. Time Warner will also acquire the Adelphia cable systems in Southern
California.
More specifically to the City, the transaction proposes that the Tustin franchise
be transferred to a wholly-owned subsidiary of Time Warner Cable, Inc. The franchisee
would become C-NATIVE EXCHANGE I, LLC, a Delaware LLC ("C-NATIVE").
In reviewing the transfer application, staff identified the following concerns, which
Comcast and Time Warner agreed to address in the context of the attached resolution
and attachments, except for item 3 below, about which staff seeks direction from the
City Council:
1. Proqramminq Aqreement. In May 2003, the City and Comcast entered
into an Agreement for Program Production Services (the "Programming Agreement")
covering the provision of cable programming services by Comcast for the City, which
includes the production of council meetings and community events. The initial
application was silent as to the assignment of the Programming Agreement, but Time
Warner (C-NATIVE) has agreed to its assignment and will accept all of the rights and
responsibilities of Comcast in that agreement as provided in the attached Resolution
and Acceptance form (Attachment 1 to the Resolution).
2. Performance Guarantee by Parent Company. Although Time Warner is a
reputable and experienced cable television company, the City needs to ensure that the
actions or policies of Time Warner as the parent company of C-NA TIVE do not affect C-
NATIVE's performance of its franchise obligations. Time Warner has agreed to provide
a guarantee in the form attached to the Resolution (Attachment 2 to the Resolution).
3. Underqoundinq of Pedestals. Mayor Lou Bone inquired about the
application of Ordinance No. 1232, which established a design review process of
aboveground utility facilities. Mayor Bone would like to see cable system pedestals
underground.
Although Ordinance No. 1232 grandfathered facilities that were in place at the
time of its adoption, it requires new and replacement facilities to comply with the design
review process, which normally requires aboveground utility facilities to be underground,
camouflaged, or screened.
Although the cable company would argue that the City is limited to reviewing the
proposed franchisee's legal, technical, and financial qualifications, there is no law that
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limits the City's authority to reviewing only those issues. The only limitation to the City
exists at Section 1 (c) of the Franchise Agreement and Section 7418(d) of the Municipal
Code, which stipulate that the City will not unreasonably withhold consent to a request
for a transfer of the Franchise. Therefore, the real issue is whether it is reasonable for
the City to require the cable company to go through the design review process as a
condition of consenting to the transfer of the Franchise.
The City Council may impose a reasonable condition that requires the new
franchisee to submit plans to retrofit existing pedestals over a reasonable period of time.
Under State law, rather than grandfathering facilities existing at the time Ordinance No.
1232 became effective, the City Council could have incorporated a reasonable
amortization period over which existing facilities would comply with the new regulations.
However, such condition raises a greater policy issue because retrofitting existing
facilities prior to the end of their useful life will undoubtedly increase the cable
company's operating costs, which may cause it to increase customer rates, which were
effectively deregulated by the Federal Telecommunications Act of 1996.
For the foregoing reasons, it is recommended that the City Council consider the
attached resolution, and determine whether to adopt it as presented, or whether it
should be amended to include a program for design review of existing pedestals.
~J~
Omar Sandoval,
Assistant City Attorney
Joe 1l::s~
PW Administratiye Services Manager
ATTACHMENT:
Resolution with attachments
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RESOLUTION NO. 05-116
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUSTIN,
STATE OF CALIFORNIA, CONSENTING TO THE TRANSFER OF
OWNERSHIP AND CONTROL OF THE CABLE TELEVISION
FRANCHISE FROM COMCAST CORPORATION TO AN INDIRECT
SUBSIDIARY OF TIME WARNER CABLE INC. AND APPROVING THE
ASSIGNMENT OF THE PROGRAMMING AGREEMENT ASSOCIATED
THERETO SUBJECT TO THE CONDITIONS HEREOF.
WHEREAS, COMCAST OF LOS ANGELES, INC., a California Corporation
("COM CAST-LA") currently holds a cable franchise (the "Franchise") from the CITY
pursuant to Ordinance No. 1273, an ordinance of the City Council of the CITY renewing
a franchise for a cable television system granted to COM CAST-LA dated as of May 19,
2003 (the "Franchise Agreement"), and subject to Tustin City Code §§ 7410 et seq.,
(the "Cable Ordinance"), all documents, of which as any of them may lawfully be or may
have been amended from time to time, are collectively referred to as the "Franchise
Documents"; and
WHEREAS, COM CAST-LA entered into an Agreement for Program Production
Services (the "Programming Agreement") with the CITY, regarding the provision of
cable programming services by COMCAST-LA for the CITY; and
WHEREAS, pursuant to an Exchange Agreement dated as of April 20, 2005,
among COMCAST-LA's parent company, COMCAST CORPORATION, a Pennsylvania
Corporation ("COMCAST"), TIME WARNER CABLE INC., a Delaware Corporation,
("TIME WARNER"), and their related entities (the "Master Transaction Agreement"), C-
NATIVE EXCHANGE I, LLC, a Delaware LLC ("C-NATIVE"), an indirect subsidiary of
TIME WARNER will acquire the Franchise currently held by COM CAST-LA and the
cable television system serving the City of Tustin (the "Proposed Transaction"); and
WHEREAS, Section 1 (c) of the Franchise Agreement provides that the prior
written consent of the City is required for the Proposed Transaction and Section 7418(d)
of the Cable Ordinance proYides that the Franchise Agreement or its control shall not be
assigned, transferred, sold or disposed of without the prior consent of the CITY as
authorized by resolution of the City Council of the CITY; and
WHEREAS, on or about June 14, 2005, COMCAST and TIME WARNER filed an
FCC Form 394 with the City and requested that the City consent to the Proposed
Transaction (the "Transfer Application"); and
WHEREAS, in conjunction with the Proposed Transaction, COMCAST-LA
desires to assign its rights and obligations under the Programming Agreement to C-
NATIVE; and
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WHEREAS, C-NATIVE agrees to proYide the CITY with a guaranty from TIME
WARNER guaranteeing performance by C-NATIVE of all of C-NATIVE's obligations
under the Franchise Documents; and
WHEREAS, C-NATIVE has agreed to comply with the Franchise Documents and
the Programming Agreement and applicable federal and state law from and after the
consummation of the Proposed Transaction; and
WHEREAS, relying on COMCAST-LA's and C-NATIVE's representations, the
City is willing to grant its consent to the Proposed Transaction and the assignment of
the Programming Agreement from COM CAST-LA to C-NATIVE, subject to the terms
and conditions set forth herein.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF TUSTIN, STATE
OF CALIFORNIA, finds, determines and consents to the transfer of the cable television
system to C-NATIVE, the assignment of the Programming Agreement, and hereby
approves the Transfer Application subject to the following conditions:
1. Within sixty (60) days of the close of the Proposed Transaction, C-NA TIVE
shall provide the City with an executed copy of Exhibit A, "Acceptance of Franchise and
Programming Agreement by the Franchisee" and an executed copy of a Guarantee
from TIME WARNER in the form attached hereto as Exhibit B, "Guarantee."
2. Within sixty (60) days of the close of the Proposed Transaction, C-NA TIVE
shall remit the City the sum of $2,500.00 to defray the City's costs in reviewing the
transfer application.
3. The City's consent to the Proposed Transaction and the transfer of the
Franchise and Programming Agreement shall not in any respect relieve COMCAST-LA
of responsibility for past acts or omissions, known or unknown.
4. The City waiyes none of its rights with respect to the compliance of
COM CAST-LA and C-NATIVE with the requirements set forth in the Franchise
Documents and the Programming Agreement. The CITY's consent to the Proposed
Transaction shall in no way be deemed a representation by the City that either
franchisee is in compliance with all of its obligations under the Franchise Documents
and the Programming Agreement.
5. Neither this approval, nor any other action or omission by the City at or
before the adoption of this resolution shall be construed to grant the City's consent to
any future transfer of the Franchise and/or the cable television system, and/or any
future change in ownership and/or control of C-NATIVE, the Franchise and/or the cable
television system. The CITY's consent to the Proposed Transaction is limited solely to
the transfer of the Franchise and the Cable Television system from COMCAST-LA to C-
NATIVE.
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6. C-NATIVE shall have obtained and filed with the City an insurance
certificate and performance bond described in and required by the Franchise
Documents, within sixty (60) days after the closing of the Proposed Transaction.
PASSED AND ADOPTED at a regular meeting of the City Council of the City of
Tustin on the 21st day of November, 2005.
Lou Bone, Mayor
ATTEST:
PAMELA STOKER, CITY CLERK
STATE OF CALIFORNIA
COUNTY OF ORANGE
CITY OF TUSTIN
RESOLUTION NO. 05-
Pamela Stoker, City Clerk and ex-officio Clerk of the City Council of the City of Tustin,
California, does hereby certify that the whole number of the members of the City
Council of the City of Tustin is fiye; that the above and foregoing Resolution was passed
and adopted at a regular meeting of the City Council held on the 21st day of Noyember,
2005, by the following vote:
COUNCILMEMBER AYES:
COUNCILMEMBER NOES:
COUNCILMEMBER ABSTAINED:
COUNCILMEMBER ABSENT:
PAMELA STOKER, City Clerk
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EXHIBIT A
ACCEPTANCE OF FRANCHISE AND PROGRAMMING AGREEMENT
BY THE FRANCHISEE
C-NATIVE EXCHANGE I, LLC (the "Franchisee") hereby accepts the assignment of,
and accepts to be bound by, the Agreement for Program Production Services between
the City of Tustin and Comcast of Los Angeles, Inc., (the "Programming Agreement")
and the franchise to erect, construct, operate and maintain a cable television system in
the City of Tustin (the "Franchise") pursuant to Ordinance No. 1273 dated as of May 19,
2003 (the "Franchise Agreement"). By this acceptance, the Franchisee agrees that it
shall be bound by the terms and conditions of the Programming Agreement and the
Franchise Agreement, and subject to Tustin City Code §§ 7410 et seq. (collectively, the
"Franchise Documents").
By accepting to be bound by the Franchise Documents, the Franchisee further: (1)
acknowledges and accepts the City's legal right to issue and enforce the Franchise
Documents; (2) agrees that it will not oppose the City's intervention in any proceeding
affecting the Franchise Documents or obligations thereunder; (3) accepts and agrees to
comply with each and eyery proYision of the Franchise Documents subject to applicable
law; and (4) agrees that the City's consent to the transfer thereof, was granted pursuant
to processes and procedures consistent with applicable law, and that it will not raise any
claim to the contrary.
Delivery of an executed copy of this "Acceptance of Franchise and Programming
Agreement by the Franchisee" shall be accompanied by an executed Guarantee from
Time Warner Cable Inc. in the form attached hereto as Exhibit B.
The Franchisee declares that it has carefully read all of the terms and conditions of the
Franchise Documents, and accepts and agrees to abide by same.
The Franchisee is bound to maintain and operate a cable television system under the
terms, conditions and limitations set forth in the Franchise Documents and other
applicable federal and state law, as of the time and date it files this written acceptance
with the City.
AGREED TO THIS
DAY OF
,2006.
C-NATIVE EXCHANGE I, LLC
By:
By:
Its:
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EXHIBIT B
GUARANTEE
GUARANTEE, dated as of , 2006, made by TIME WARNER CABLE
INC., a Delaware corporation ("Guarantor"), in favor of the City of Tustin, California,
("Beneficiary").
For good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, and to induce Beneficiary to timely consent to the transfer of the cable
television franchise issued by Beneficiary and currently held by Comcast of Los
Angeles, Inc. (the "Franchise") to C-Native Exchange I, LLC ("Transferee") in
accordance with the Federal Communications Commission Form 394 filed by
Transferee, Guarantor agrees as follows:
I.
A.
II.
A.
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Interpretive Provisions.
The words "hereof," "herein" and "hereunder" and words of similar import,
when used in this Guarantee, shall refer to this Guarantee as a whole and
not to any particular provision of this Guarantee, and section and
paragraph references are to this Guarantee unless otherwise specified.
B.
The meanings given to terms defined herein shall be equally applicable to
both the singular and plural forms of such terms.
Guarantee.
Effective upon the close of the Proposed Transaction, Guarantor
unconditionally and irrevocably guarantees to Beneficiary the timely and
complete performance of all Transferee obligations under the Franchise
(the "Guaranteed Obligations"). The Guarantee is an irrevocable,
absolute, continuing guarantee of payment and performance, and not a
guarantee of collection. If Transferee fails to pay any of its monetary
Guaranteed Obligations in full when due in accordance with the terms of
the Franchise, Guarantor will promptly pay the same to Beneficiary or
procure payment of same to Beneficiary. Anything herein to the contrary
notwithstanding, Guarantor shall be entitled to assert as a defense
hereunder any defense that is or would be available to Transferee under
the Franchise or otherwise.
B.
This Guarantee shall remain in full force and effect until the earliest to
occur of: (i) performance in full of all Guaranteed Obligations at a time
when no additional Guaranteed Obligations remain outstanding or will
accrue to Transferee under the Franchise; and (ii) subject to any required
consent of the Beneficiary, any direct or indirect transfer of the Franchise
from Transferee to (or direct or indirect acquisition of Transferee or any
successor thereto by (whether pursuant to a sale of assets or stock or
other equity interests, merger or otherwise)) any other person or entity a
majority of whose equity and voting interests are not beneficially owned
and controlled, directly or indirectly, by Guarantor. Upon termination of this
Guarantee in accordance with this Section 11(8), all contingent liability of
Guarantor in respect hereof shall cease, and Guarantor shall remain liable
solely for Guaranteed Obligations accrued prior to the date of such
termination. .
III. Waiver. Guarantor waives any and all notice of the creation, renewal, extension
or accrual of any of the Guaranteed Obligations and notice of or proof of reliance by
Beneficiary upon this Guarantee or acceptance of this Guarantee. Guarantor waives
diligence, presentment, protest and demand for payment to Transferee or Guarantor
with respect to the Guaranteed Obligations; proYided, howeyer, that Guarantor shall be
furnished with a copy of any notice of or relating to default under the Franchise to which
Transferee is entitled or which is served upon Transferee at the same time such notice
is sent to or served upon Transferee.
IV. Representations and Warranties. Each of Guarantor and Beneficiary
represents and warrants that: (i) the execution, delivery and performance by it of this
Guarantee are within its corporate, limited liability company or other powers, have been
duly authorized by all necessary corporate, limited liability company or other action, and
do not contravene any law, order, decree or other goyernmental restriction binding on or
affecting it; and (ii) no authorization or approval or other action by, and no notice to or
filing with, any governmental authority or regulatory body is required for the due
execution, delivery and performance by it of this Guarantee, except as may have been
obtained or made, other than, in the case of clauses (i) and (ii), contraventions or lack of
authorization, approyal, notice, filing or other action that would not, indiYidually or in the
aggregate, impair or delay in any material respect such party's ability to perform its
obligations hereunder.
V. Binding Effect. This Guarantee, when executed and delivered by Beneficiary,
will constitute a valid and legally binding obligation of Guarantor, enforceable against it
in accordance with its terms, except as such enforcement may be limited by applicable
bankruptcy, insolvency or other similar laws applicable to creditors' rights generally and
by equitable principles (whether enforcement is sought in equity or at law).
VI. Notices. All notices, requests, demands, approyals, consents and other
communications hereunder shall be in writing and shall be deemed to have been duly
given and made if served by personal delivery upon the party for whom it is intended or
delivered by registered or certified mail, return receipt requested, or if sent by
Telecopier, proYided that the telecopy is promptly confirmed by telephone confirmation
thereof, to the party at the address set forth below, or such other address as may be
designated in writing hereafter, in the same manner, by such party:
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To Guarantor and Transferee:
Time Warner Cable Inc.
290 Harbor Drive
Stamford, CT 06902-6732
Telephone: (203) 328-0631
Telecopy: (203) 328-4094
Attention: General Counsel
To Beneficiary:
City of Tustin
300 Centennial WayTustin, CA 92780
Telephone: (714) 573-3000
Telecopy: (714) 832-0825
Attention: City Manager
VII. Integration. This Guarantee represents the agreement of Guarantor with
respect to the subject matter hereof and there are no promises or representations by
Guarantor or Beneficiary relative to the subject matter hereof other than those expressly
set forth herein.
VIII. Amendments in Writing. None of the terms or proYisions of this Guarantee
may be waived, amended, supplemented or otherwise modified except by a written
instrument executed by Guarantor and Beneficiary, provided that any right, power or
privilege of Beneficiary arising under this Guarantee may be waived by Beneficiary in a
letter or agreement executed by Beneficiary.
IX. Section Headings. The section headings used in this Guarantee are for
convenience of reference only and are not to affect the construction hereof or be taken
into consideration in'the interpretation hereof.
X. No Assignment or Benefit to Third Parties. This Agreement shall be binding
upon and inure to the benefit of the parties hereto. Nothing in this Agreement, express
or implied, is intended to confer upon anyone other than Guarantor and Beneficiary and
their respective permitted assigns, any rights or remedies under or by reason of this
Guarantee.
XI. Expenses. All costs and expenses incurred in connection with this Guarantee
and the transactions contemplated hereby shall be borne by the party incurring such
costs and expenses.
XII. Counterparts. This Guarantee may be executed by Guarantor and Beneficiary
on separate counterparts (including by facsimile transmission), and all of said
counterparts taken together shall be deemed to constitute one and the same
instrument.
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XIII. Governing Law. This guarantee shall be governed by and construed and
interpreted in accordance with the laws of the state of California without regard to
principles of conflicts of law.
TO EFFECTUATE THIS GUARANTEE, each of the undersigned has
caused this Guarantee to be duly executed and delivered by its duly authorized officer
on the date set forth below the authorized signature.
XIV. Waiver of Jury Trial. To the extent permitted by then applicable law, each party
hereto irrevocably and unconditionally waives trial by jury in any legal action or
proceeding relating to this guarantee and for any counterclaim therein.
"GUARANTOR"
TIME WARNER CABLE INC.
By:
Name:
Title:
Date:
"BENEFICIARY"
CITY OF TUSTIN
By:
Name:
Title:
Date:
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