HomeMy WebLinkAbout01 TEFRA HEARING 01-03-06AGENDA REPORT
JANUARY 3, 2006
TO: WILLIAM A. HUSTON, CITY MANAGER
FROM: REDEVELOPMENT AGENCY
SUBJECT: TEFRA HEARING AND RESOLUTION APPROVING THE ISSUANCE OF
INDUSTRIAL DEVELOPMENT BONDS BY THE CALIFORNIA
STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY FOR
INTERPlEX NASCAl, INC.
SUMMARY
Public hearing for the issuance of State of California tax-exempt Industrial Development
Bonds for business expansion of Interplex NASCAL, INC.
RECOMMENDATION
It is recommended the City Council take the following actions:
1. Open the public hearing, receive any comments or written communication, and then
close public hearing;
2. Approve Resolution No. 06-02
FISCAL IMPACT
There is no direct or indirect financial impact to the City of Tustin as a result of this
proposed financing. The Authority will issue tax-exempt revenue bonds on behalf of the
Project. The tax-exempt revenue bonds are payable solely out of the revenues derived by
the Borrower. No financial obligations are placed on the City for project financing costs or
debt repayment.
BACKGROUND/DISCUSSION
The City has received a request from the California Statewide Communities Development
Authority (the "Authority") to conduct a public hearing as required by the Internal Revenue
Code in order to issue tax-exempt revenue bonds (the "Bonds") in an aggregate amount not
to exceed $6 million on behalf of Interplex NASCAL, Inc. (the "Borrower"). The Borrower
will use the proceeds of the Bonds for acquisition and construction of a 37,000 square foot
metal stamping facility located at 15777 Gateway Circle in the City of Tustin (the "Project").
Interplex NASCAL, Inc., has been a leader in the manufacturing of precision stamped
product for the connector, electronic and telecommunications industries since 1969. The
company currently operates a facility in Tustin located at 2961 Dow Avenue and is
City Council Report
January 3, 2006
Interplex NASCAL, Inc.
Page 2
consolidating its Southern California operations, relocating a facility in Temecula and
expanding its Tustin operations by over 100%. The new 37,000 square feet facility will
increase the company's Tustin operations to 70,000 square feet and allow for the expansion
of its workforce to 100 employees.
ANALYSIS
The Bonds would be tax-exempt private activity bonds for the purposes of the Internal
Revenue code and, as such, require the approval of the elected body of the governmental
entity having jurisdiction over the area where the project to be financed is located. The City
will not be under any obligation to repay the Bond indebtedness.
In order for the Authority to issue such Bonds, the City must (1) conduct a public hearing
allowing members of the public to comment on the proposed Project, and (2) approve of the
Authority's issuance of Bonds on behalf of the proposed financing. Although the Authority
(not the City) will be the issuer of the tax-exempt revenue bonds for the Project, the
financing cannot proceed without the governmental entity having jurisdiction over the site
approving of the Authority's issuance of indebtedness.
The Authority is a California joint exercise of powers authority, organized and existing under
the laws of the State of California (specifically, California Government Code Section 6500
and following), and is sponsored by the League of California Cities and the California State
Association of Counties. Under the California Government Code, cities and counties are
authorized to form by agreement a governmental entity that combines the powers of such
entities to perform certain governmental functions specifically outlined in the Agreement.
With respect to the Authority, over 460 California cities, counties and special districts have
entered into and executed the Agreement to become a member of the Authority. The
Authority is authorized to assist in the financing of industrial development projects.
Agency staff will be available to respond to any questions at the City Council's meeting of
January 3, 2006.
Christine A. Shingleton
Assistant City Manager
Jim Draughon
Redevelopment Program Manager
Attachment: Resolution 06-02
S:IRDAICC reportlJan 3, 2006 Interplex NASCAL Report.doc
RESOLUTION NO. 06-02
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
TUSTIN, CALIFORNIA, APPROVING THE ISSUANCE OF
NOTES, BONDS OR OTHER EVIDENCE OF
INDEBTEDNESS BY THE CALIFORNIA STATEWIDE
COMMUNITIES DEVELOPMENT AUTHORITY FOR
INTERPLEX NASCAL, INC.
The Tustin City Council DOES HEREBY RESOLVE as follows:
I. The Tustin City Council finds and determines as follows:
A. Statewide Communities Development Authority ("Issuer") in its inducement
resolution (the "Inducement Resolution") attached hereto as Exhibit A has
proposed to issue its notes, bonds or other evidence of indebtedness (the
"Obligations") in an aggregate principal amount not expected to exceed
Six Million Dollars ($6,000,000), the Maximum Principal Amount pursuant
to the California Industrial Development Financing Act, Section 91500 et
seq. of the Government Code of the State of California, as amended and
supplemented (the "Act"); and
B. The project to be financed by the Obligations consists of the acquisition,
construction, rehabilitation and improvement of property, including real
and personal property, to be used as, or as a part of, a manufacturing
facility (the "Project") as described in the Inducement Resolution; and
C. The Issuer has requested that the governing body of the City of Tustin
approve the issuance of the Obligations in order to satisfy the public
approval requirement of Section 147(f) of the Internal Revenue Code of
1986, as amended (the "Code"), the requirements of Section 9 of the
Amended and Restated Joint Exercise of Powers Agreement (the
"Agreement"), dated as of June 1, 1988, among certain local agencies,
including the City of Tustin, and the public agency approval requirement of
Section 91530(f) of the Government Code of the State of California, as
amended; and
D. The governing body of the Local Government Participant hereby finds and
detenmines that the Project is not substantively inconsistent with the City
of Tustin's General Plan as prepared and adopted in accordance with
Article 5 (commencing with Section 65300 of the Government Code of the
State of California) of Chapter 3 of Title 7; and
Resolution No. 06-02
January 3, 2006
Page 2
E. The City of Tustin held a public hearing on the Public Hearing Date
providing a reasonable opportunity for persons to comment on the
issuance of the Obligations and the Project; and
F. It is intended that this resolution shall constitute the approval of the
issuance of the Obligations required by Section 147(f) of the Code,
Section 9 of the Agreement and Section 91530(f) of the Government Code
of the State of California;
NOW, THEREFORE, the City Council of the City of Tustin resolves that the
issuance of the Obligations by Statewide Communities Development Authority to
Interplex, NASCAL, Inc. is hereby approved for the purposes of Section 147(f) of the
Code, Section 9 of the Agreement and Section 91530(f) of the Government Code of the
State of California.
PASSED AND ADOPTED at a regular meeting of the Tustin City Council held on the
3rd day of January 2006.
DOUG DAVERT, Mayor
PAMELA STOKER
City Clerk
Resolution No. 06-02
January 3, 2006
Page 3
STATE OF CALIFORNIA)
COUNTY OF ORANGE)
CITY OF TUSTIN )
I, Pamela Stoker, City Clerk and ex-officio Clerk of the City Council of the City of
Tustin, California, do hereby certify that the whole number of the members of the
City Council of the City of Tustin is five; that the above and foregoing Resolution
No. 06-02 was duly passed and adopted at a regular meeting of the Tustin City
Council, held on the 3rd day of January 2006, by the following vote:
COUNCILMEMBER AYES:
COUNCILMEMER NOES:
COUNCILMEMBER ABSTAINED:
COUNCILMEMBER ABSENT:
PAMELA STOKER
CITY CLERK
S:IRDAICC re808106-02, Interplex.doc
Attachment: Exhibit A
EXHIBIT A
ISSUER'S INDUCEMENT RESOLUTION
RESOLUTION NO. 2005IDB-4
RESOLUTION OF THE CALIFORNIA STATEWIDE COMMUNlTIES
DEVELOPMENT AUTHORITY MAKING DETERMINATIONS WITH
RESPEÇT TO TIlE FINANCING OF FACILlTIES AND DECLARING ITS
OFFICIAL INTENT TO UNDERTAKE THE FINANCING AND TO
REIMBURSE CERTAIN CAPITAL EXPE:NÐ:rroRES FROM PROCEEDS OF
INDEBTEDNESS
Øorrower:
Obligation:
M'uiia...
PriDcipei Amo1lllt:
ActIvIties au tl-
of the Project:
Anticipated
Public Beaeftá:
InterpleK NASCAL, Inc.
Notes, Bonds or any other evidence of indebtedness
$10,000,000
Manufacturing facility engaged in the metal stamping of precision
components for the electronic and automotive industries
(a) EmploymeRt benofits (within the moaninS of SeQtjon 91502.1(b)(1)
of the Act) by securing or increasing the number of employees of the
Borrower and any other direct Uscl's of the Project or the
compensation for such employment.
(b) Consumer benefits (within the moaninS of SeQtjon 91502.1(b)(3) of
the Act) by improving the quantity or quality or reducing the price of
prodw:ts" eneTl!Y or RIaùKI servk:es or t'acilitios, and bypioduclng
new or improved products or related services or facilities.
WHEREAS, the California Statewide Communities Development Authority (the "Issuer") is
authorized and empowered by the provisions ofTitIe 1, Division 7, Chapter 5 of the Government Code of
the State of California to issue its Obliptiæis pursuant to the California Industrial Development
Financing Act, as amended and supplemented (the "Act"), for the purpose of fmancing certain costs of a
project, as that term is defined in the Act; and
WHEREAS;. the Borrower desires to &ctluÏFe. 00IISInlct. nmabilitate and improve property,
including real and personal property, to be used as, or as a part of, a manufacturing facility (the
"Project"); and
WHEREAS. the BorrowOJ' is. willing to acquire, constru<:t. rehabilitate and improve the Project
upon the issuance by tbe Issuer of the Obliption to finance the Project pursuant to the Act; and
WHEREAS. the Borrower has heretofore submitted, and this Commission has accepted,. an
application requesting financing for the Project; and
WHEREAS;. the Issuer 111&)' not issue the Obliption to finance the Project wtil this Commission
makes certain determinations with respect to public benefits and qualification of the Project as required
by the Act; and
WHEREAs, this CommiBsion has carefully considered and discussed the information contained
in the Borrower's application and other information necessary to make such determinations; and
CSCDA.EOID8-INDUCERES (819'/)
WHEREAS, this Commission desires to induce the Borrower to commence acquisition,
construction, rehabilitation and improvement of the Project at the earliest possible time so as to produce
the public benefits set forth herein; and
WHEREAS, the Issuer, in the course of assisting the Borrower in the fmancing of the Project,
expects that the Borrower has paid or may pay certain expenditures (the "Reimbursement Expenditures")
in connection willi tbe Project within 60 days prior to the adoption of Ibis Resolution and prior to tbe
issuance of the Obligation for the purpose of financing costs associated with the Project on a long-tenn
basis; and
WHEREAS, the Issuer reasonably expects that the Obligation in an amount not expected to
exceed the Maximum Principal Amount will be issued and that certain of the proceeds of the Obligation
may be used to reimburse the Reimbursement Expenditures; and
WHEREAs. Section 1.103-S(a)(5) and Section 1.150-2 of the Treasury Regulations require the
Issuer to declare its reasonable official intent to reimburse prior expenditures for the Project with
proceeds of a subsequent borrowing;
NOW, THEREFORE, the Commission of the California Statewide Communities Development
Issuer does hereby resolve as follows:
Section 1. This Commission hereby finds and detennines that the foregoing recitals are true and
correct.
Section 2. This Commission hereby finds and detennines tbat:
(a)
the Activities and Uses of the Project are in accord with Section 91503 of the
Act;
(b)
the IISe of the Project is likely to produce the Anticipated Public Benefits;
(c) the issuance of the Obligation by tbe Issuer in an amount sufficient to fmance
certain costs of the Project, which is now estimated not to exceed tbe Maximum Principal
Amount, as described in the Borrower's application attached hereto as Exhibit A, is likely to be a
substantial factor in the accrual of one or more of the Anticipated Public Benefits ftom the use of
the Project as proposed in the Borrower's application; and
(d) the acquisition of the Project by the issuance of the Obligation is otherwise in
aooord with the purposes and requirements of the Act.
Section 3. It is the present intent of tbe Issuer to issue, at one time or from time to time, the
Obligation (the interest ofwbich is intended to be exempt ftom federal income taxation) when permitted
to do so under the Act in the amount not to exceed the Maximum Principal Amount to finance certain
costs of the Project.
Section 4. This Resolution is being adopted by the Issuer for purposes of establishing
compliance with the requirements of Section 1.103-8(a)(5) and Section 1.150-2 of the Treasury
Regulations. In that regard, the Issuer hereby declares its official intent to use proceeds of indebtedness
CSCD~(I/97)
-2-
to reimburse the Reimbursement Expenditures. Notwithstanding the foregoing, this resolution does not
bind the Issuer to make any expenditure, incur any indebtedness, or proceed with the financing of the
Project.
Seetion 5, This resolution sball take effect immediately upon its passage.
PASSED AND ADOPTED by the CaUfomla Statewide CommoDities Development
Authority this 25th day of April, 2005.
. . . . .
The undersigned, a duly appointed and qualified Member of the Commission of the California
Statewide Communities Development Authority, DOES HEREBY CERTIFY that the foregoing
resolution was duly adopted by the Commission of the Issuer at a duly called meeting of the Commission
of the Issuer held in accordance with law on April 25, 2005.
Member of the'tommission
California Statewide Communities
Development Authority
CSCDA-EOIDB-DD-INDUCEIU!S (1197)
-3-
EXHIBIT A
BORROWER'S APPLICATION
[On file with Issuer]