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HomeMy WebLinkAboutCC RES 06-39 RESOLUTION NO. 06-39 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUSTIN, CALIFORNIA, APPROVING THE ACTION PLAN FISCAL YEAR 2006-07 FOR SUBMISSION TO THE U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT The City Council of the City of Tustin does hereby resolve as follows: WHEREAS, under the Housing and Community Development Act of 1974, as amended, Federal assistance may be provided for the support of community development activities which are directed toward certain specific objectives as set forth in the Act as the Community Development Grant (CDBG) Program; and WHEREAS, on February 15, 2006, a public hearing was held by the Ad Hoc Citizen Participation Committee to obtain and consider citizens' views on the needs, goals, and objectives of the community; and WHEREAS, during the February 15, 2006, public hearing, citizens were furnished with information concerning the CDBG Program, the range of eligible activities, and the proposed use of funds; and WHEREAS, a report has been prepared transmitting to the City Council recommended priority needs, goals, and objectives by the Citizen Participation Committee; and WHEREAS, a public hearing was held by the City Council on April 17, 2006, to respond to questions and comments on the proposed Action Plan FY 2006-07; and WHEREAS, the City Council evaluated needs, priorities, goals, and objectives based on recommendations of the Citizen Participation Committee and public testimony received during the hearing; NOW THEREFORE BE IT RESOLVED, the City Council of the City of Tustin resolves as follows: Section 1: The City of Tustin's Action Plan FY 2006-07 is hereby approved as presented to the Council at their hearing of April 17, 2006, and in Exhibit A of this Resolution. Section 2: Staff is hereby directed to include the proposed use of CDBG Funds for Fiscal Year 2006-07 in the One Year Action Plan to be submitted to the U.S. Department of Housing and Urban Development. Resolution No. 06-39 Page 1 of 92 Section 3: The Director of Community Development is authorized to execute such documents, certifications, contracts, or other instruments as may be required to carry out the City's Community Development Block Grant Program. Section 4: The City Clerk shall certify to the adoption of this Resolution and shall file a copy of said application with the minutes of this City Council meeting. PASSED AND ADOPTED by the City Council of the City of Tustin at a regular meeting on the 1 ih day of April, 2006. ATTEST: PAM LA STOKER, City Clerk STATE OF CALIFORNIA ) COUNTY OF ORANGE ) SS CITY OF TUSTIN ) I, Pamela Stoker, City Clerk and ex-officio Clerk of the City Council of the City of Tustin, California, do hereby certify that the whole number of the members of the City Council of the City of Tustin is five; that the above and foregoing Resolution No. 06-39 was duly passed and adopted at a regular meeting of the Tustin City Council, held on the 1ih day of April, 2006 by the following vote: COUNCILMEMBER AYES: COUNCILMEMBER NOES: COUNCILMEMBER ABSTAINED: COUNCILMEMBER ABSENT: DAVERT, HAGEN, AMANTE, BONE, KAWASHIMA NONE NONE (5) (0) (0) (0) NAN"" Resolution No. 06-39 Page 2 of 92 City of Tustin Community Development Block Grant Action Plan Fiscal Year 2006-07 Resolution No. 06-39 Page 3 of 92 TABLE OF CONTENTS Executive Summary ...... ........ ... ......... ........... ................... ...................... ....................... ......................i A. Application - Standard Form 424 ................................................................................................1 B. Housing and Community Development Resources .....................................................................2 C. Activities to be Undertaken..........................................................................................................12 D. Geographic Distribution................................... .... ......... ..... ................. ............... ............... .... .......40 E. Homeless and Other Special Needs .............................................................................................43 F. Other Actions .... ............................. ........................ ......................................... ......................... ....45 G. Program-Specific Requirements ....................... ........................... ............. .......... .........................48 H. Citizen Participation and Consultation ........................................................................................48 I. Communication.............. ......... .......... .......... ..... .... ......... ......... ............. ...... ................... ......... .......49 J. Community Vision ......... ............ .......... ...... ......... ...... .................... ...... ............... ......... .... .............50 K. Strategies ................................................................................................................................. ...5 0 L. Action Plan...................................................................................................................................50 M. Integrated Approach to Planning and Development ...................................................................50 N. Monitoring System... ............ ................... ...... .... .................. ............. .......... ........... .......................51 CERTIFICATIONS General Certifications ....... .... ......... .......... ............... ............. ......... .................................. ............... ....C-I Specific CDBG Certifications............................................................................................................ C-3 Resolution No. 06-39 Page 4 of 92 LIST OF TABLES I Available Public and Private Resources (Table 1) ................................................................2 2 Potential Public and Private Resources (Table 2)..................................................................4 3 Summary of Priorities and Objectives (Table 3) ...................................................................21 4 Listing of Proposed Projects (Table 4) ..................................................................................28 5 Listing of Homeless and Other Special Needs Activities (Table 5) ......................................45 LIST OF MAPS Areas of Low-Moderate Income Concentration ................................................................................41 Proposed Projects for Fiscal 2006-07 ................................................................................................42 APPENDICES A. Resolution No. 06-039 B. Legal Notices C. Agencies Contacted D. Summary of Citizen Comments E. Monitoring Process Resolution No. 06-39 Page 5 of 92 EXECUTIVE SUMMARY Backl!found The Consolidated Plan for the City of Tustin, a five-year planning document (FY 2005-10), identifies the City's overall housing and community development needs and outlines a strategy to address those needs for low- and moderate-income persons and families. The Action Plan section of the Consolidated Plan details a community's specific use of funds for one grant year. An Action Plan is required annually for each of the five years covered by the Consolidated Plan. Programs and projects indicated in the Action Plan address needs identified in the Consolidated Plan. Orl!anization of the FY 2006-07 Action Plan The City of Tustin Action Plan for Fiscal Year 2006-07 contains all Federally required sections. Those include: . Standard Form 424 . Housing and Community Development Resources - A description of available and potential private and public funding sources. . Activities to be Undertaken - A description of community needs indicated in the Consolidated Plan and a list of projects and programs funded with 2006-07 CDBG funds allocated to the City of Tustin. . Geographic Distribution - Maps indicating eligible areas for CDBG funded projects and a map showing the location of projects funded with Fiscal Year 2006-07 CDBG monies. . Homeless and Other Special Needs - A description of Fiscal Year 2006-07 activities targeting the needs of the homeless. . Other Actions - A description of actions the City of Tustin will undertake to meet underserved needs. . Specific Program Requirements - A description ofCDBG funds expected to be available during the 2006-07 program year. . Certifications and Miscellaneous - HUD required certifications and assurances. 2006-07 Action Plan Re~Sf&1'JrI''jl.j&. 06-39 Page 6 of 92 One-Year Use of Funds The City of Tustin has allocated CDBG funds to a variety of eligible projects to meet community housing and non-housing needs. For Fiscal Year 2006.07 the City of Tustin will receive $829,464 of CDBG funds through the U.S. Department of Housing and Urban Development. The following is a listing of all activities that will be funded for FY 2006-07: Public Services Activities Laurel House $ 40,000 $ 20,000 $ 25,000 $ 20,000 $ 4,4]9 $ 15.000 Tustin Parks and Recreation Department (Youth Center Stam Graffiti Removal - COBG target areas Feedback Foundation, Inc. Boys and Girls Club Assessment and Treatment Services Center Public Services Subtotal 5124,419 Public Facilities and Improvements City of Tustin - Pasadena Avenue Stonn Drain Construction $ 460,943 City of Tustin - Sycamore Avenue Stonn Drain Design $ 40,000 Public FaeUities and Improvements Subtotal $ 35.000 5535,943 City of Tustin - Senior Center Kitchen Improvements Rehahllltation and Preservation Activities City ofTustin - Code Enforcement $ 79,232 Program Administration and Planning Activities Fair Housing Counseling Agency COBO Program Administration Administration & Planning Subtotal $ 17,880 $ 71.990 5 89,870 Grand Total for aU Activities SR29.464 City of Tustin 2l&~h,l!i!lltlJ'ii!.Ro-Mj Page 7 of 92 ACTION PLAN: ONE-YEAR USE OF FUNDS The Action Plan delineates the City of Tustin's funding priorities and allocations for the use of Program Year 2006-07 Community Development Block Grant (CDBG) funds. The Plan describes: the resources available for program implementation; activities to be undertaken during the year; programs for the City's homeless and other special needs groups; and, other actions taken by the City that have or will be undertaken to implement the Action Plan. A. Form Application Standard Form 424 is attached. 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 8 of 92 FEDERAL ASSISTANCE 2. OATE SUBMITTED Ap~iC8nt Identifier April 18, 2006 B-06-MC-06-0583 1. TYPE OF SUBMISSION: 3. DATE RECEIVEO BY STATE State AppUcaUon Identifier OPllcation PreappllcaUon Construction o Con.tructJon 4. DATE RECEIVED BY FEDERAL AGENCY Federalldentffi... 171 Non.con.tructlon F.7i Non-Con.truetlon 5. APPLICANT tNFORMAnoN Legal Name: Organizational Unit: City of Tustin Community Development Department Address (give city, county, State. and zip code): Name and telephone number of person to be contacted on matters jnvolYi~ 300 centennial Way, Orange County, California, 92780 this application fVive BI'H eot:>>) Chad Ort leb, Associate Planner (714) 573-3127 I. EMPLOYER IDENTIFICATION NUMBER(E/N): 7. TYPE OF APPLICANT: (entsr appropriate letter in boJc) [!IT] ~~ A. State H. Independent School Oist. [fJ 8. TYPE OF APPLICATION: B. County I. State Controlled Institution of High... Learning ~Now o Contlnu.lon o Revision C. Municipal J. Private University D. Township K. Indian Tribe If Revision. enter appropriate letter(s) in box(es) 0 0 E. Interstate L. kKJivldual F, In'8m1lJ nicipal M. Profit Organization A. lnCtease Award B. Decrease Award C. Increase Duration G. Special District N. Other (Specify) D. Decrease Duration OIher(speclty): 9. NAME OF FEDERAL AGENCY: U.S. Department of Housing and Urban Development 10. CATALOG OF FEDERAL DOMESTIC ASSISTANCE NUMBER: 11. DESCRIPTIVE TlfLE OF APPLlCANrS PROJECT: [ill] - [TIill] Community Development Block Grant Program (FY TITLE: Communitv Develonment Block Grant 2005-2006) Annual Action Plan: To provide funding for 12. AREAS AFFECTED BY PROJECT (Cities, Counties. States. etc.): eligible activities to benefit low- and moderate-income persons and eliminate slum and blight. City of Tustin and residual benefits for neighboring communities 13. PROPOSED PROJECT 14. CONGRESSIONAL DISTRICTS OF: Start Date I Ending Date a. Appticant b.Projeel 7(1/06 6/30/07 48 48 15. ESTIMATED FUNDING: 16. IS APPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE ORDER 12372 PROCESS? 8. Federal $ .w 829.464 e. YES. THIS PREAPPLlCATION/APPLlCATION WAS MAOE b. Applicant $ w AVAILABLE TO THE STATE EXECUTIVE OROER 12372 PROCESS FOR REVIEW ON: c. State $ .w DATE d. Local $ w b.No. 12I PROGRAM IS NOT COVEREO BY E. O. 12372 e.Other $ w o OR PROGRAM HAS NOT BEEN SELECTED BY STATE FOR REVIEW f. Program Income $ '" 17.IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT? g. TOTAL $ w DYe. If "Y.s," attach an explanation. III No 829,464 18. TD THE BEST OF MY KNOWLEDGE AND BELIEF. ALL DATA IN THIS APPLlCATION/PREAPPLICATION ARE TRUE AND CORRECT. THE DOCUMENT HAS BEEN DULY AUTHORIZEO BY THE GOVERNING BODY OF THE APPLICANT AND THE APPLICAN7 WILL COMPLY WITH THE ATTACHED ASSURANCES IF THE ASSISTANCE IS AWARDED. B. Type Name of Authorized Representative b. TIde c. Telephone NOO1ber Elizabeth A. Binsack Director of Community Development (714) 573-3031 d. Signature of Authorlzed Representative e. Date Signed APPLICATION FOR OMB Approval No. 0348-0043 Previous Edition Usable Authorized for Local Reproduction Standard Fonn 424 (Rev. 7-97) P~Rl'tgWWif.'/ltl_'M02 Page 9 of 92 B. Resources There are numerous potential sources of funding which might enable the City of Tustin to address priority housing and community development needs and specific objectives identified in the Strategic Plan component of the Consolidated Plan. However, actual fmancial resources currently available to the City are somewhat limited. A variety of resources must be used to attain the City's goals and objectives, described in the Consolidated Plan. Throughout the fiscal year, the City will continue to pursue additional funding opportunities. The City's goal is to leverage, to the maximum extent feasible, the use of available Federal, State, and local funds with private monies in the creation of viable communities, development of affordable housing, and the maintenance and preservation of existing housing. To ensure the financial feasibility of a project, the City will consider the use of funds from other sources, such as Redevelopment Housing Set-Aside Funds, to further affordable housing and community development goals whenever a match, grant, or loan is necessary or appropriate. The following resources are anticipated to be available for the 2006-07 fiscal year: TABLE 1 AVAILABLE PUBLIC AND PRIVATE RESOURCES FOR FY 2006-07 HOUSING AND COMMUNITY DEVELOPMENT ACTIVITIES Program Type Program Name DescrlptioD Eligible Activities 1. Federal Programs a.Fonnulal Community Development Grants awarded to the . Acquisition Entitlement Block Grant (CDOO) City on a Cannula basis . Rehabilitation 2006-07 Funding - for housing and . Economic $829,464 community development Development activities. . Homeless Assistance . Public Services . Public Improvements! Facilities . Code Enforcement . Planning Mortgage Credit Income tax credits . Home Buyer Assistance Certificate Program available to flrst-time homebuyers for the purchase of new or existing housing. Local agencies (County) make certificates available. 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 10 of 92 2 Provam Type Program Name DescrlptloD Eligible Activldes -' b. Competitive McKinney Act Supponive Grants to develop . Transitional housing Programs Housing Program (SHP) supportive housing and . Permanent Housing services that will enable for homeless with homeless people to live disabilities as independently as . Supportive Services possible. such as chikl care, employment assistance, outpatient services for the homeless 2. Local Programs I .- .----- Tustin Redevelopment 20 percent of Agency ,. Acquisition Agency Housing Set-Aside funds are set aside for . Rehabilitation affordable housing . New Construction activities governed by State law. a. Homebuyer Program Financial Assistance for . Homebuyer the purchase of existing housing stock. b. Multi-Family Assistance to owners of . Rehabilitation Residential Rehab - multi-family projects LoanIGrant Program occupied by low. and I Funding moderate-income persons. c. Single-Family Assistance to low- and . Rehabilitation Residential Rehab ~ moderate-income Loan/Grant Program owners occupying Funding single-family dwellings. d. New Housing Financial Assistance for . New Construction Construction new affordable housing project. e. Business Assistance to promote . Business start-up Development the development of new assistance Assistance businesses. . Technical assistance . Site locating & space planning 3 R~mNiMRIaS9 Page 11 of 92 City ofTustin Program Type Program Name Description Eligible Actlvltle. f. Business Financing Financial assistance and . Property acquisition Assistance incentives to promote . On-site and off-site business growth. improvements . Industrial development bonds . Tax increment financing . Micro loans Employment Assistance focused on the . Tax credits for job g. hiring and retention of creation Assistance employees. . Employee home purchase or rental i programs . Technical assistance TABLE 2 POTENTIAL PUBLIC AND PRIVATE RESOURCES FOR FY 2006-07 HOUSING AND COMMUNITY DEVELOPMENT ACTIVITIES Program Type ! Program Name Des~rlption Eligible Activities ! 1. Federal Programs I a. Formula! Housing Opportunities for Entitlement and Competitive Gl1IIlts . Acquisition Entitlement Persons with AIDS (HOPW A) for Housing Assistance and . Rehabilitation Supponive Services for PWAs. . Support Services Grants are awarded to the region on a [onnula basis and administered by County. . HOME Flexible grant program awarded . Acquisltion to the City on a fonnula basis for . Rehabilitation housing activilies. (Tustin is not . Home Buyer a participatingjurisdicllon) Assistance . Rental Assistance - b. Compelitive HOPE Home ownership assislance . Public Howing Programs awarded on a competitive basis, Ownership (HOPE I) I requires non-Federal malching . Home Ownership of , , funds. Multi-Family Units (HOPE 2) . Home Ownership for Single-Family Homes (HOPE 3) , 2006.07 Action Plan Cit)' ofTustin Resolution No. 06-39 Page 12 of 92 4 Program Type I Program Name DesCrlptioD Eligible Activities f----- . Emergency Shelter Grants Grants to improve quality of . Homeless Assistance (ESG) existing shelters/increase number (Acquisition, New of new shelters for the homeless. Construction, Funds are awarded to local non- Rehahilitation, profits through the State/county. Conversion, Support Services) Supportive Housing Assistance for transitional housing . Acquisition Program (SHP) for homeless individuals and . Rehabilitation families and pennanent housing . New Construction , for handicapped homeless. . Operating Costs . Supportive Services Shelter Plus Care Program Supportive housing and services for . Rental Assistance (S+C) persons with disabilities - GI1lnts for rental assistance offered with support services to homeless with disabilities and disabled households. Section 8 Moderate Funds for rehabilitating single . Rehabilitation Rehabilitation Single Room room units within a building or up . New ConstruCtion Occupancy program (SRO to 100 units. The provision of Section 8). supportive services is optional. Section 8 Rental assistance payments to . Rental Assistance Rental Assistance Program owners of private market rate i units on behalf of very low- income tenants. Administered by Orange County Housing Authority. -" Section 202 Supportive Housing for the . Acquisition Elderly - Grants to non-profit . Rehabilitation developen of supportive housing . New Construction for the elderly. . Rental Assistance , . Support Services Section 811 Grants to non-profit developers of . Acquisition supportive housing for persons . Rehabilitation with disabilities, including group . New Construction homes, independent living . Rental Assistance facilities and intennediate care facilities. 5 R~tio~Nl0noo.a9 Page 13 of 92 City of Tustin Program Type Program Name DescrlptioD I Eligible Activities .....- Small Projects Processing Mortgage Insurance progrnm for . Acquisition (SPP). (221(dX4) and small multi-family new . Rehabilitation 223(1)) constroction or substantial . New Construction rehabilitation (221(dX4)) and . Economic Development small multi-family rehabilitation Activities (223(1)). 2. State Programs California Tax Credit Allocation of Federal and State Allocation Committee Low~income Housing Tax Credit (crCAC) . Low-income Housing Tax Tax credits for the development . New Construction Credit Program (L1HTC) and ownership of low-income . Acquisition and rental housing Rehabilitation California Debt Limit Allocation of private activity bond Allocation Committee (tax-exempt mortgage revenue (CDLAC) bond) to single-family housing, multi.family rental housing, . Single-family Mortgage student loans, and economic . Mortgage Credit Tax Credit development. Certificate . Multi-Family rental . Multi~family private housing acquisition. mortgage revenue construction or bond rehabilitation California Department of Housing and Community Development (HCD) . Building Equity and Provide downpayment assistance . Second mortgage toans Growth in NeighborhOods loans to qualifying first-time low- in new projects Program (BEGIN) and moderate-income buyers of homes in BEGIN projects. . CalHome Program Grants to local public agencies . Predevelopment and non.profit developers to assist . Site development individual households through . Site acquisition deferred.payment loans. Direct, . Rehabilitation forgivable loans to assist . Repair and development projects involving replacement of , multiple ownership units, manufactured homes including single-family . Downpayment subdivisions. assistance . Mortgage financing . Homebuyer counseling 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 14 of 92 6 Progra.. Type Program Name DescrtptloD EIla1b1e Activities . Emergency Housing and Provide facility operating grants . Housing Assistance Program for emergency shelters, . Facility operations Operating Facility Grants transitional housing projects, and . Administration (EHAP) supportive services for homeless . Rent assistance individuals and families. . Leasing or renting rooms for provision of temporary shelter . Capital development activities . Emergency Housing and Fund capital development . Acquisition, Assistance Program activities for emergency shelters, construction. Capital Development transitional housing. and safe conversion of (EHAPCD) havens that provide shelter and emergency shelterl supponive services for homeless transitional housing individuals and families. . Administration . Enterprise Zone Programs Targets economically distressed . Any business in the areas throughout California. Special state and local incentives zone is eligible for encourage business invesnnent assistance if the and promote the creation of new Enterprise zone is jobs. The pwpose of the program approved by the state. is to provide tax incentives to businesses and allow private sector market forces to revive the local economy. FederaJErnergency Fund emergency shelters. . Facility conversion . . Rehabilitation Shelter Grant (FESG) services, and transitional housing . Maintenance Program for homeless individuals and families. . Operating costs . Rent . Transportation . Legal aid . Counseling . Governor's Homeless . Construction, Initiative Assist with the development of rehabilitation. pennanent supportive housing for conversion. acquisition persons with severe mental illness of pennanent rental who are chronically homeless. housing . HOME Investment . Housing rehabilitation Partnerships Program Assist cities, counties. and non~ . New construction (HOME) profit community housing . Acquisition development organizations . Predevelopment loans (CHOOs) 10 create and retain by CHOOs affordable housing. . Mobilehome Park Finance the preservation of . Purchase (conversion) Resident Ownership by residents, non- Program (MPROP) affordable mobilehome parks by profit entity or local conversion to ownership or public agency control by resident organizations, . Rehabilitation or non-profit housing sponsors. or relocation of a local public agencies. purchased park I. . Purchase by a low 7 REl!lIlIIIItIllrMllJuil6ail9 Page 15 of 92 City of Tustin Program Type Program Name Description EUaible Activities income resident ofa share or space in a converted park. 0 Multi-family Housing . Acquisition Program (MHP) Low Interest loan for multi-family . Land lease payment housing rehabilitation or . Rehabilitation acquisition. or rehabilitation and . New Construction acquisition. . d. Prew<levelopment Loan . Acquisition Program (PLPI - Urban Loans for Prc-development costs . Pre-development Costs and Rural or "seed" money to non-profit I corporations and local governments. . Preservation Interim . Finance acquisition of Repositioning Program Preserve assisted rental housing at-risk rental housing (PIRP) at-risk of conversion to market- for preserving I rate use. I affordability . COBG funds lent to . Enterprise Fund businesses for working Create or preserve jobs for low- capital. land income and very low-income acquisition, equipment persons. purchase. inventory purchase. debt restructuring . providing water and sewer services. access roads. and other public facilities. . Microenterprise funds may provide credit or technical assistance for persons developing micro enterprises. . Construction or . Workforce Housing acquisition of capital Reward Program Provides financial incentives to cities and counties that issue assets building pennits for new housing affordable to very low or low- income households. - California Housing Finance Agency (CHFA): a. HELP Program HELP program provides . Acquisition I unsecured loan for affordable . Rehabilitation housing projects. . Infill . Code Enforcement b. Proposition 1 A School SFFRP provides reimbursement of I . New Construction Facility Reimbursement school facility fees to developers Program (SFFRP) who restrict units for affordable housing for 55 years. ---. ---- City of Tustin Resolution No. 06-39 Page 160f92 2006-07 Action Plan 8 Program Type ! Program Name DeleriptioD Eligible Activlti.. I , c. Special Needs Loan low interest loans for housing Program construction for individuals and . New Construction families with special needs. d. First.time Homebuyer Low interest and down-payment Program program for low to moderate- . FirsMime Homebuycrs income firsHime homebuyers. e. Multi-family Financing Pennanent financing for new construction. . Acquisition acquisition/rehabilitation. and . New Construction acquisition of multi-family . Acquisition/rehabilitation projects. California State Loans to local government . Infrastructure Infrastructure and Economic agencies to improve public Improvements Development Bank (CIBl infrastructure to promote I economic development. 3. Orange County Tenant-based rental Rental assistance to low and . Rental Assistance assistance programs moderate income households with housing choice vouchers. Mortgage Credit Certificate Tax credit for First.time . First-time Homebuyer Program Homebuyers. Assistance Mortgage Assistance Silent second loans. . First-time Homebuyer Program Assistance Community Development Homeowner Programs: . Mobile Home Exterior Provides up to $10,000 to . Exterior improvements Grant qualified applicants to repair the exterior of their mobile homes. . Roof Replacement Preserve housing stock for very . Roof Program low income families by replacing repair/replacement decomposing roofs. . Single Family Residence Assistance to low.income home Loans owners who are unable to secure . Health and safety loans from commcrciallendcrs to improvements eliminate health and safety code violations and HUD's standards. City of Tustin 9 Relllll~rff1a'a9 Page 17 of 92 Program Type Program Name DescrlptioD EllKlble A.II.llles . Low Interest Loans for Low interest loans to medium and Home Rehabilitation low income homeowners for home . Repair or replacement improvements and rehabilitation. ! ; 4. Private ResourceslFinancing Programs Federal National Mortgage Association (FaMie Mae): Loan applicants apply to participating lenders for the following programs: 1. Single. family Community Lending a. Community Home CHBP offers 5 percent down- . Homebuyer Assistance Buyen Program payment mortgages with 33/38 (CHBP) debt to income ratios to homebuyers earning no more than 100 percent of the area median income. b. 3/2 Option 3/2 offers 3 percent downpayment . Homebuyc:r Assistance with 2 percent gift from family member. grant. or unsecured loan. c. Fannie Neighbors Low Down-Payment Mortgages . Homebuyer Assistance for Single-family Homes in under- served low-income and minority communities. d. Fannie 97 Loans up to 97 percent with . Homebuyer Assistance underwriting ratio of 33/36 for 25 years or 28/36 for 30 year tenns. e. Community Seconds Second-lien mortgage and low . Homebuyer Assistance down payment for the qualified borrowers. f. Flexible 97 Loans up to 97 percent with liberal debt ratio of 33/41 10 . Homebuyer Assistance homebuyers with limited savings. 2. Single-family Rehabilitation Loans a. Home Style Standard Loans up to 90 percent of the "as Mongage completed value." . Homebuyer Assistance b. Home Style Community Mortgages which fund the . Homebuver Assistance City ofTustin Resolution No. 06-39 Page 18 of 92 2006-07 Action Plan 10 Program Type Program Name Description Eligible Activities --- Home Mortgage pun:hase and rehabilitation of a . Rehabilitation ! Improvement Program home. 3. Multi-family . Multi-family Fannie Mae purchases first lien Affordable Housing a. Targeted Affordable mortgages for acquisition, Housing (T AH) moderate rehabilitation, or b. Delegated refinancing of existing or recently , Underwriting & completed multi-family Servicing (DUS) developments. 4. American Communities Fund 5 Fannie Mae Foundation Fannie Mae Foundation supports national and local non-profit corporations involved in the provision and improvement of affordable housing and strengthening of neighborhoods and community. Federal Home Loan Mortgage Corporation (Freddie Mac) a. Affordable Gold Freddie Mac purchases/secures . Homebuyer Assistance (Affordable Gold 97. high loan to value ratio single- Affordable Gold 312. family home purchase loans to NeighborWorks. Home assist low-income families. Works, 2- to 4-Unit A ffordable Lending Mortgages) b. Other Affordable Housing Affordable Seconds provides loan . Acquisition programs (Affordable to value ratio to go up to 105 . Rehabilitation Seconds. Federal Housing percent for second mortgages. Administration 203(k) FHA 203 (k) Rehabilitation Rehabilitation Mortgages) Mortgages Program insured mortgages for property acquisition and rehabilitation. California Reinvestment Act (CRA) a. Community Reinvestment Assistance to low-income . New Construction . Rehabilitation Act(CRA) minority neighborhoods. including . Acquisition the construction, rehabilitation, bridge and acquisition financing needs of developers of affordable rental and for-sale housine:, as City of Tustin 11 RElllllllilbl\Nibrffla'a9 Page 19 of 92 Program Type Program Name Description Eligible ActlvlUes well as firsHime, low- and moderate-income homebuyers. b. A ffordable Housing Program provides funds to I Program (AHP) qualified affordable housing . Affordable Housing projects that would not meet Projects I customary criteria or existing secondary mortgage market requirements, or for which there is no secondary market. c. Community Investment Program offcrs interest rate at 20 Program (CIP) basis points below thc 11lh District . Homehuyer Assistance costs of funds. . Rehabilitation . Commercial and economic development activities California Organized COIN provides financing for . Affordable: Housing Investment Network (COIN) afforoable rental or ownership Financing housing. ! I Non-profit Intermediaries ! 8. Low-income Housing Non-profit financial institution . Affordable Housing Fund (UHF) with primary purpose of assisting Financing affordable housing projects with technical assistance, loan guarantee and interest write down program, loan packaging, revolving loan fund, and mortgage banking program. b. Local Initiatives Support Affordable Housing Assistance for . Affordable: Housing Corporation land acquisition, construction Financing financing, and equity capital. i C. Activities to be Undertaken CDBG monies allocated to the City for the 2006-07 funding year will not address all of the community's priority needs. Instead, allocations are focused toward specific projects addressing high community priorities and producing tangible community benefits. The following are the needs rated by the community as high priorities and their relation to the Five-Year priorities indicated in the Consolidated Plan. Included also are actions that the City will undertake within the program year to address those needs. Table 3 summarizes the City's priorities, objectives, and goals for the program year. City of Tustin Resolution No. 06-39 Page 20 of 92 2006-07 Action Plan 12 Housinl! Needs Priority Activity: First-time Homebuyers Program The 2000 Census data indicates that approximately 83.3 percent of the City's renters with low income residents and 25.3 percent with moderate incomes are cost burdened (paying more than 30 percent of their income for housing), while 76.2 percent of those with low income are severely cost-burdened (paying more than 50 percent of their income for housing), while none of the moderate income rental households are severely cost-burdened. These conditions indicate that an opportunity may exist for low- and moderate-income renter households to transition to becoming first-time homebuyers with some assistance. To address the above opportunities, various non-City resources will be expended. The City will assist low to moderate-income households Citywide to participate in the following existing state and lender first-time homebuyer financing programs: . Low Interest Rate/Low Down-payment Mortgages; . Financial Assistance for the purchase of existing housing stock. . Mortgage Credit Certificate Program. Priority Activity: Preservation of Existing Affordable Units The City will continue to preserve its existing affordable housing by utilizing CDBG funds and other resources such as housing set-aside funds, and other Federal and State available housing funds. Programs include: . Assistance to potential non-profit acquisition to expired Section 8 project-based contracts. Strategies to preserve existing affordable housing units include: . Continue to preserve existing assisted housing. . Continue to require developers converting apartments to condominiums to process a use permit, provide relocation assistance, and/or provide incentives and assistance for purchase of the units by low- and moderate-income households. . Continue to provide housing referral services to families in need of housing assistance and information. . Code enforcement. Funding is provided for code enforcement activities focused in low- and moderate-income neighborhoods. The code enforcement efforts support a housing rehabilitation program funded with non-Federal monies. 13 K~llOOJml!l.l\l'9n~9 Page 21 of 92 City of Tustin . Continue to provide opportunities for affordable granny flats and secondary residential dwelling units in the single-family residential district lots through existing Zoning Ordinance provisions. . Continue the provision of counseling and dispute resolution services by the Fair Housing Council of Orange County. . Continue the provision of services by the Fair Housing Council of Orange County to ensure equal housing opportunities within the City. . Ensure that processing of permits for low- and moderate-income housing are fast- tracked with low- and moderate-income housing permits being given priority over other permit applications. Priority Activity: Rehabilitation of Existing Housing Stock As indicated in the Consolidated Plan, a large number of older housing units are located within the South Central and Town Center redevelopment project areas. These older homes are in need of rehabilitation. Currently rehabilitation programs have been targeting specific areas located in the southwest portion of the City. Programs include: . Owner Rehabilitation Loans and Grants. . Multi-Family Acquisition, Rehabilitation, and Conservation to Ownership Housing. . Rental Rehabilitation Loans and Grants. . Small Project Multi-Family Rental Acquisition and Rehabilitation. Strategies for the rehabilitation of existing housing stock include: . Require appropriate deed restrictions to ensure continued affordability for low- or moderate-income housing constructed or rehabilitated with the assistance of public or Redevelopment Agency funds, as legally required. . Allocate available CDBG and Redevelopment Agency funds to finance public improvements and rehabilitation of residential units in the City's target areas. . Use 20 percent housing set-aside funds as subsidies (i.e. land write downs, acquisition, and rehabilitation assistance grants and loans, etc.) from the South/Central Redevelopment Project to reduce the affordability gap for developing new and rehabilitating existing owner and rental units for low- and moderate-income households. 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 22 of 92 14 Priority Activity: New Housing Construction With the exception of development opportunities occurring on the available land from the reuse of the MCAS-Tustin base site (Tustin Legacy), the City of Tustin is mostly built out. Consequently, the City has limited opportunities for new ownership and rental construction on infill sites in the City. Although the City does not currently have any senior or affordable housing development proposals outside of Tustin Legacy, this program would assist the development of affordable units within newly constructed projects in any portion of the City including the South Central or Town Center project areas. Programs include: . New Owner Housing Construction . New Senior Rental Construction The Tustin Legacy would provide opportunities for the construction of approximately 4,049 housing units. Strategies to encourage new housing construction include: . The City will assist in the development of affordable new owner or senior rental housing. Priority would be given to ownership housing consistent with the City's Housing policy. . The City will provide for mixed-use site opportunities in Old Town where new ownership townhomes could be constructed. . The City will provide referrals to the Orange County Housing Authority where necessary for the development and operation of Federally assisted low- and moderate- income housing programs. Priority Activity: Support and Ancillary Services This priority encourages activities which support affordable housing units for particular groups, such as low- and very low-income households, homeless, and families in transition from homelessness to independent living. Programs include: . Homeless Housing Partnership Program . Section 8 Certificate and Vouchers . Laurel House Strategies for support and ancillary services to support affordable housing units for targeted groups include: 15 RaslllI\!tiGr1..~a&a9 Page 23 of 92 City of Tustin . The City supports activities of the Orange County Rescue Mission in obtaining [manciaI assistance to provide needed rehabilitation of housing facilities located at Tustin Legacy. . Encourage the availability of Section 8 rental assistance certificates and voucher certificate program assistance funds through Orange County Housing Authority. . Encourage the maintenance of existing and establishment of new certificates and support the County's efforts to obtain continued Federal funding. . Allocates CDBG funds to assist Laurel House in providing shelter to runaway teenagers. Communitv Development Needs The Community Development needs within the City of Tustin are summarized below. Priority Activity: Youth Centers/Services Youth centers/services have been identified by the community as essential to provide recreational options to area youth. The target area for the CDBG program is severely limited in its park and recreation resources available to area youth desiring to participate in constructive, affordable, and organized activities. Programs to address the need for youth centers and services within the City of Tustin include: . Tustin Family Youth Center - CDBG funds will be allocated to the City of Tustin Parks and Recreation Department to provide a full-time recreation coordinator at the Tustin Family Youth Center located in the southwest neighborhood of the City. The Center provides affordable recreation services to children, the majority of whom are of low-income families. . Boys and Girls Club - Upward Bound enrichment program is provided by the Boys and Girls Club for the academic, social, fitness, and character development needs of at-risk youth in the southwest area of Tustin (CDBG low and moderate income tracts). The Upward Bound program provides a comprehensive non-student day program for 100 at-risk youth with computerized tutoring and homework assistance, arts, sports, fitness and recreation. CDBG funds will be utilized to pay for a portion of staffs salary. Priority Activity: Neighborhood Facilities Community facilities to serve children, youth, and adults are high priorities for the City of Tustin. The number of existing facilities in the City needs to expand to serve the growing population and the changing needs of target-area residents. Programs include: City of Tustin Resolution No. 06-39 Page 24 of 92 2006-07 Action Plan 16 . Senior Center Kitchen Remodel- Although no new facilities are planned for this fiscal year, the City through the City's Capital Improvement Program, will re-vamp the senior center kitchen to broaden the serving capacity of the existing community facility. . EI Camino Real Parquet - CDGB funds have been allocated towards design and landscape activities for a miniature park (parquet) located at 450 El Camino Real. Priority Activity: Childcare Facilities/Services Additional childcare facilities and services that are affordable to low- and moderate-income families are needed to serve the number of families in need in the target area. . Tustin Legacy Childcare Center - A childcare center is planned for in Building 547 on Tustin Legacy. Additionally, improvements will occur to existing facilities at Tustin Legacy by providing a community center and sports fields which assist in providing services for low income families, including their children. Priority Activity: Recreation Facilities The City's CDBG target area was largely planned and developed prior to its annexation to the City of Tustin. Therefore, the area is comparatively limited in terms of park and recreational opportunities. The higher population density within the target area also contributes to the need for recreational facilities. As a result, considerable attention has been focused on ways to provide additional private and public youth, adult, and senior services and facilities to supplement those which are heavily used at this time. Programs to address this priority include: . Tustin Legacy Community Park - With the closing of the MCAS-Tustin in July of 1999, the City is undertaking steps to rehabilitate existing amenities within the base. Prior year CDBG funds will be utilized for the rehabilitation of the existing buildings to accommodate a community center, sports field maintenance, demolition of underutilized structures and facilities, and upgrading health and safety code requirements. . Peppertree Park - Unused CDGB funds from prior year's programs have been reallocated forreplacement of the existing backstop, perimeter fencing, refurbishing and restoring ball-field soil, installation of an additional 200 amp service for the restroom and picnic bandshell. . Pine Tree Park - Unused CDGB funds from prior year's programs have been reallocated for design plans and specification for the renovation and replacement of a 13,000 square foot playground apparatus equipped tot lot. City of Tustin 17 K~\!Ml!I9l\3.o!II\ln 'lMIinil9 Page 25 of 92 Priority Activity: Street and Sidewalk Improvementsllnfrastructure The majority of the street and sidewalk improvements, as well as other types of infrastructure in the target area, were constructed more than 25 years ago. Also, some areas were never developed with sidewalks. These facilities have reached the age where they are beginning to deteriorate more rapidly and require reconstruction. With the population growing, the need for new street and infrastructure is also increasing. The City's objective is to promote the improvement of existing infrastructure and the creation of new infrastructure where such infrastructure is nonexistent or completely inadequate. Programs to address the needs of street, sidewalk, and/or infrastructure improvements include: . Construction of Pasadena Avenue Strom Drain Improvements - Construction of Pasadena A venue Storm Drain Improvements in the CDBG target area from Medallion Avenue to Sycamore Avenue and Altadena Drive from westerly cul-de-sac to Pasadena Avenue . Design Services for future Sycamore Storm Drain Improvements - Design services only during FY 2006-07 for installation of storm drain pipe and catch basins. A separate application will be made during FY 2007-08 for funding construction of the project . East Alley Improvements - Construction of improvements to the alley located west of 191 Main Street. . Prospect Avenue Improvements - Construction of street, curb, gutter, and sidewalk improvements Third Street, Prospect Avenue, and Main Street surrounding the parcel at 191 -193 Main Street. . Sycamore Gardens RIght-of-Way Improvements - Right-of-way acquisition for Sycamore Gardens. This project will be completed a multi-phased project. The first year application would cover design costs. Priority Activity: Senior Services Area senior services are presently provided through the City's full-service senior center located in Old Town Tustin. Although the senior center is not geographically distant from the target area, multi-cultural and economic limitations and barriers may be preventing full participation in the center's programs. Additional services are necessary to target this population. Current programs include: . Feedback Foundation - Tustin TLC Nutrition Program for the Elderly. The Feedback Nutrition Program for the elderly (including congregate and home-delivered meals) provides nutritious meals to the Tustin's elderly. The program objective is to alleviate poor nutrition among the vulnerable elderly population, especially prevalent City of Tustin Resoiution No. 06-39 Page 26 of 92 2006-07 Action Plan 18 among those who live alone and/or on limited incomes. The program not only provides meals at a congregate site in Tustin, but also delivers meals to at-risk seniors (homebound) residing within the City. CDBG funds will be allocated to reimburse the raw food and other meals' related costs. Priority Activity: Crime Awareness The target area has become the community's highest priority for crime prevention activities, given the increasing population density and increasing need for police services. The population is a potential target for victim-related crime, which could be prevented by the implementation of crime awareness programs which include: . Assessment and Treatment Services Center (ATSC) - CDBG funds will be allocated to the A TSC to provide staff for youth and family counseling services. ATSC provides counseling to minor and first-time offenders of the law, youth who demonstrate poor school behavior or performance, youth with family problems or who are victims of domestic violence, and youth who use drugs or alcohol or who are delinquent. While program participation is voluntary, a child and bislher entire family must agree to undergo therapy together. Referrals are made to this organization by the Tustin Police and area schools. Counseling services are provided by A TSC staff or coordinated with other agencies. Priority Activity: Health Services Based on the 2000 census, the Southwest area ofthe City (CDBG target area) is concentrated with high-density residential and low-income households. Often, the majority of the households' income is utilized to pay for housing. Consequently, limited or maybe none at all is set aside for health insurance. Preventive medical and dental care is a luxury that typical households may not be able to afford. Low-cost health services are needed to help the household with preventive health and dental care. Programs to address this need include: . Health and Human Services: The Tustin Parks and Recreation Department offers health services such as fitness programs, hearing test, senior hair cuts, Alzheimer support, housing referrals, counseling, etc. All services are offered free or at small nominal fee to Tustin Seniors. Priority Activity: Code Enforcement Property maintenance issues are of significant importance to the community as the majority of residential, commercial, and industrial structures in the target area are at least 25 years in age. Absentee property owners contributed to delayed property maintenance in many cases. Active Code Enforcement is needed to ensure that properties are properly maintained in accordance with City standards. Programs addressing code enforcement include: City of Tustin jq RSlIlOIifM>~NiI>n00069 Page 27 of 92 . Code Enforcement - CDBG funds will be allocated for salary and benefits for one code enforcement officer to support the City's Housing Rehabilitation program targeting the southwest neighborhood (Iow- and moderate-income target areas). . Graffiti Removal- CDBG funds will be allocated for the removal of graffiti in the southwest neighborhood. The southwest neighborhood has been determined by HUD as the CDBG low- and moderate-income target areas. Priority Activity: Economic Development To stimulate businesses within the CDBG target areas, the City initiated a Commercial Rehabilitation program. The program will provide financial assistance to private for-profit businesses for fa~ade improvements. Monetary assistance will be provided for either design or construction costs. Programs to enhance economic development include: . Old Town Commercial Rehabilitation - Prior CDBG funds will be utilized to provide grant funding for design of commercial building rehabilitation within the Old Town redevelopment area. Priority Activity: Planningl Administration Planning Services are needed to administer the CDBG program, to prepare planning documents for Old Town Tustin, and to provide fair housing assistance. These services are necessary to support the other priorities. Planning and administration programs include: . Fair housing activities - CDBG funds will be allocated to contract with the Fair Housing Council of Orange County to provide fair housing services to Tustin residents. Services include landlord/tenant dispute resolution, education, counseling, and fair housing monitoring and compliance. The contract also includes the implementation of the Analysis ofImpediment to Fair Housing Choice. . PlaDnlng and Administration - CDBG funds will be allocated for the administration of the CDBG program. 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 28 of 92 20 Table 3 Summary of Priorities, Goals and Objectives tF " City of Tustin 2006-07 Action Plan (6 '6 C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FV 20&-m No. Ranking 04 07 Z Goal B Affordable y Housing °) 1.b. Homebuyer Medium • Assist low and moderate income households in identifying and applying for Low and Moderate Income Cal Housing Finance Provide Downpayment Assistance homebuyers downpayment assistance programs with low interest rates and/or Homebuyer Assistance Agency (CHFA) referrals or Program deferred interest loans. Program via State and Home Mortgage direct Community Reinvestment Purchase Program assistance Act (CRA) lender programs Fannie Mae's Community Home Buyers Program • Freddie Mac's Affordable Gold Program Bank of America's Neighborhood Advantage Program Assist low and moderate income homebuyers through a deferred second • Homebuyer Assistance • Redevelopment mortgage program for the amount of the "affordability gap." Program (RDA Sct-Aside Housing Set -Aside 5 (HU) Funds) Funds • Participate in the Mortgage Credit Certificate (MCC) program to assist first- • Mortgage Credit Certificate • Mortgage Credit time low and moderate. income homebuyers to receive tax credit. Program Certificates from the Tem Temporarily Temoded County of Orange 2.6. Preservation of Existing High • Preserve affordable housing rental opportunities for seniors and prevent • Tustin Gardens Senior • Redevelopment Housing Continue to Affordable Units displacement by providing local subsidies as well as seeking additional Apartments Set-aside Funds monitor leverage from non -local sources. City of Tustin 2006-07 Action Plan Table 3 Summary of Priorities, Goals and Objectives C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FY 2006 - No. Ranking 07 Goals PART Rehabilitation of Existing Low Provide rehabilitation loans and grants for owneroccupied single-family • Owner Rehabilitation Grant • Redevelopment Agency 4 (HU) B 3.b. Housing Slock properties in target areas for households at or below 120 percent of median and Loan Program • Future CDBG funds income (80percent when using CDBG funds.) • Future Home funds High • Facilitate the acquisition, rehabilitation, and conversion of small multi -family • Multi -family Acquisition, . Redevelopment Housing 0 (HU) apartments to affordable ownership opportunities. Rehabilitation, and Conversion Set-aside funds to Ownership Housing Low Provide rental rehabilitation loans or grants to rental properties where the • Rental Rehabilitation Loans . Redevelopment Agency 4 (HU) majority of the existing tenants at or below 120 percent of the area median and Grants income. Medium Encourage non-profit entities to purchase and rehabilitate small multi -family a Multi -Family Rental . Redevelopment Agency 37 (HU) apartments where the majority of the existing tenants are at or below 120 Acquisition and Rehabilitation percent of the area median -income. In development requiring substantial rehabilitation, the City would impose affordability restrictions to eligible units for the longed period of time determined by Redevelopment Law. PART New Housing Varies Assist in the development of new affordable home ownership opportunities. . New Owner Housing . Redevelopment Housing 0 (HU) B Construction Construction Set-aside Fonds 4.b. Low Assist in the development of new affordable rental opportunities for seniors. • New Senior Rental • Bond Financing/RDA Set Contraction aside PART Support and Ancillary High Support the activities ofthe Orange County Rescue Mission in obtaining . Homeless Housing Partnership . Non -local resources B Services financial assistance for the rehabilitation of 196 transitional units located at Program . Local resources 5.b. Tustm Legacy. Pmvidc support to non -profits in the operation of 50 scattered housing units. Continue to contract with and make referrals to the Orange County Housing • Section 8 Certificate Voucher . Section 8 Vouchers 200 Vouchers Authority to provide support and ancillary services to households qualifying for affordable housing assistance. O N Z rn c o °o 5 c� o � N 01 IY a City of Tustin 2006-07 Action Plan 22 Table 3 Summary of Priorities, Goals and Objectives O) N C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) O FY 20§9-M 0 0 No. Ranking 07 Goal 2 PART Priority Homeless N C Needs Low Helping Low Income Low • Provide supportive smites to low-income families with affordable housing, • OCPT General Funds Families avoid becoming child care services, and employment and training to prevent homelessness. homeless Reaching out to homeless Low Refer homeless persons to services agencies and organizations. • Salvation Army HUD Homeless Assistance persons and assessing • Human Option (Dove Housing) Program and/or CDBG their individual needs • Orange Coast Interfaith Shelter funds • Irvine Temporary Housing IS (P) • Laurel House Provide support programs to 200 homeless individuals annually with counseling, education, and job training at local emergency and transitional facilities. Participate in the Continuum of Care Program sponsored through the County. Addressing the Low • Support agencies which provide shelter and other services to the homeless • Homeless shelter support • CDBG Funds emergency shelter and through financial contributions. transitional housing needs of boneless persons Participate in the Continuum of Care Program sponsored through the County. • Continuum of Caro Promote, assist, and facilitate the development of emergency and transients' • Orange County Assistance • HUD Supportive Housing Continue to shelters through continued support of the County Homeless Assistance Program Program support Program. • Provide 192 emergency housing units to single men and women at Tustin • Orange County Rescue Mission 192 (HU) Legacy, (Orange County Rescue Mission). Promote integration of counseling, education, job training, and other techniques to stop the cycle of homelessness. City of Tustin 2006-07 Action Plan '1 uule 3 Summary of Priorities, Goals and Objectives C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FY 2006 - No. Ranking 07 Goals Helping homeless Low Encourage job training, employment, and education to 200 individuals • Learning Village • General Fund 200 (P) persons make the annually, transition to permanent housing and independent • Provide 24 units of transitional housing for families to be operated by • Salvation Army • HUD Homeless 24 (HU) living Salvation Amy. Assistance Grants Provide 6 units of transitional housing for families (women with children) to • Human Option (Dove Housing) 6 (HU) be operated by Human Option (Dove Housing). • Provide 6 units of long-term (12-24 months) transitional housing for families • Orange Coast Interfaith Shelter 6 (HU) with children to be operated by Orange Coast Interfaith Shelter. • Provide 14 units of transitional housing to families with children who are • Irvine Temporary Housing 14 (HU) homeless due 10 a short or temporary financial incapacity due to personal, economic, or medical crisis. Irvine Temporary Housing will operate this facility. • Participate in the Continuum of Care Program sponsored through the County. • Continuum of Care • Provide opportunities for permanent affordable housing by the private sector. • Low and Moderate Income • Private Sector Housing PART Priority Special Not D Needs Group Ranked 1. Elderly/Frail Elderly Develop comprehensive transportation program, case management, • City of Tustin's Senior • General Fund 170 (P) information and referral, and shared housing program. Assist 170 elderly Program and frail elderly annually, 850 by 2010. • Feedback Foundation • CDBG 300 (P) • Orange County Council of • Orange County Aging O) 2. Severe Mental Illness • Refer individuals to the Orange County Health Care Agency. Continue to 0 refer p individuals � th O d) N iT ICL City of Tustin 2006-07 Action Plan 24 Table 3 Summary of Priorities, Goals and Objectives rA N City of Tustin 2006-07 Action Plan � O C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FY 20& -co No. !tanking 07 Z Goal 3. Developmemally/ Refer individuals to agencies providing supportive housing that 15 Continue Ig Physically Disabled accommodates independent living. refer N individu.12 4. Alcohol/Other Drug • Refer individuals to agencies providing supportive housing and services that Continue to Addiction address individual needs. refer individuals 5. AIDS/HIV Refer individuals to agencies such as the AIDS Services Foundation Continue to providing supportive housing and services which address needs. refer individuals 6. Public Housing Residents There are no public housing residents within the City of Tustin. The Citywill refer individuals and families to the Orange County Housing Authority. PART Nonbousing E Community Development Plan Youth Centers/Services High Support the development of facilities and/or services to serve youth. • ATSC • CDBG 100(P) • Expand the Tustin Family & Youth Center to accommodate participants in • Tustin Family Youth Center • Unknown the southwest area (CDBG target area) of Tustin. Improvements • Provide partial funding for a Youth Center Coordinator. • Youth Center • CDGB and General Fund 1,000 (P) • Assist 6,000 youth annually with after-school programs, recreation, • Boys and Girls Club • CDBG 75 (P) counseling, career development, and other youth services. • Bi Brothers and Bitt Sisters • CDBG City of Tustin 2006-07 Action Plan I aide 3 Summary of Priorities, Goals and Objectives C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FY 2006 - No. Ranking 07 Goals Neighborhood Facilities Medium Provide neighborhood facilities to serve children, youth, and adults- • CDBG Develop a Seven-year Parks Capital Improvement program to increase the • General Fund number of playable acres for children. • Acquire a park site by 2010 for the construction of a neighborhood park for the southwest area- • Acquire 25 acres of park site on Tustin Legacy by 2010 to mat the three (3) park acres per 1,000 residents standard. Childcare High Provide affordable childcare to low -moderate income families Facilities/Nervices • Acquire one (1) childcare center at the Tustin Legacy (former MCAS -Tustin) by 2010 to provide childcare to I 10 low and moderate income families annually. Recreation Facilities High Provide additional private and public recreational facilities to serve youth, • Tustin Legacy Park • General Fund I (F) adult, and seniors. Develop a Seven -Year Capital Improvement program to provide additional recreational facilities. Improve Frontier Park and construct future parks such as Citrus Rench Park and Tustin Legacy Park. Street and Sidewalk High Promote the improvement of existing infrastructure and the creation of new • Synmore Avenue Sidewalk • CDBG and General Fund I (F) Improvemcnts/Infrastnut infrastructure where such infrastructure is nonexistent or completely 1 (F) ure inadequate, as on Legacy. • EI Camino Landscaping 1 (F) rn • Walnut Avenue Sidewalk M m Pasadena StaDrain O• • Williams Avenue Sidewalk O Z • Sycamore Gardens ROW • Sycamore Avenue Storm Doo 4 • East Alley • Pro.t Avenue O N of Tustin 2006-07 Action Plan 26 Table 3 Summary of Priorities, Goals and Objectives P= Person HU = Housing Units F= Facility Lu C.P. Priority Strategy Priority Five-year Objectives Project Name Funding Source(s) FY 200-10 i No. Ranking 07 Z Goals= Senior Services High Provide serum services to 7,200 seniors annually, especially the frail elderly. Senior Programs: • General Fund 7.200 (P) 0 • Education N Conduct kitchen improvements to increase serving capacity. • Recreation • CDBG I,0o0 (PY9 • Health and Fitness • Arts and Crafts • Computers • Clubs and Groups • Human Services Crime Awareness High • Implement crime awareness programs especially for the target area. • Neighborhood Watch • General Fund • Gang Prevention • DARE, Stranger/Danger • Officer Friendly • Home Security Inspection • Personal Safety Seminar • Citizen Police Academy Code Enforcement Not Ranked Provide active code enforcement to ensure properties are maintained in • Code Enforcement • CDBG and General Fund 150(c) accordance with City standards. . Graffiti Program • CDGB and Gwerel Fund 200 (H) • Investigate 150 substandard housing cases annually, 750 cases by 2010. Planning High Administer CDBG program. • Program Administration • CDBG • Provide Fair Housing assistance to 300 Tustin residents annually. Ensure • Fair Housing Council of • CDBG 300 (P) equal housing opportunities for all existing and future City residents Orange County regardless of race, religion, ethnicity, sex, age, marital status, or household composition. Implement the Re -Use Plan at Tustin Legacy. P= Person HU = Housing Units F= Facility C - Cases D- Document C.P.= Consolidated Plan City of Tustin 2UU6-U7 Action Plan U.S. Department of Housing and Urban Development OMS Appro.al No. 2S06-ll1l7 (E.p.8/3112005) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Community Development Department Priority Need Graffiti Removal. The City's southwest neighborhood that is also the CDBG target area has experienced an increase in population density and declining property maintenance. These areas often are infested with gang- related graffiti. To arrest the declining of properties' values and further deterioration, the City has placed this activity as a high priority. Project Title Graffiti Removal Program. Project Description Funds will be allocated to the City of Tustin Community Development Department for the removal of graffiti in the southwest neighborhood (CDBG target area). Location Census Tract 074407 BG:2 Census Tract 074408 BG: 3 Census Tract 075505 BG: 2 Census Tract 075507 BG: 4 Census Tract 075514 BG: I Census Tract 075515 BG: 2 Census Tract 074408 BG: I Census Tract 075403 BG: 3 Census Tract 075505 BG: 3 Census Tract 075512 BG: I Census Tract 075514 BG: 2 Census Tract 075603 BG: 3 Census Tract 074408 BG: 2 Census Tract 075505 BG: I Census Tract 075507 BG: 3 Census Tract 075513 BG: 2 Census Tract 075515 BG: 1 Objective Number Project ID 06-001 HUD Matrix Code CDBG Citation 05 Public Services 570.201 (e) Type of Recipient CDBG National Objective Local Government Low/Mod Area Start Date (mmldd/yyyy) Completion Date (mm/dd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Number of oeoole served 200 households Local ID Units Upon Completion 06-001 250 households Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total ....t?9,00Q....m.m.___... $ 20,0.<>'<>' The primary purpose of the project is to help:Dthe HomelessDPersons with HIv/AIDsDPersons with Disabilities DPublic Housing Needs S:\Cdd\CDBGl06.Q7\Project Table.doc Resolution No. 06-39 Page 36 of 92 City of Tustin 28 2006-07 Action Plan U.S. Department or Housing and Urban Development OMB Appro..1 No. 2506-ll117 (Exp.813I1Z0OS) Table 4 Listing of Proposed Projects Applicant's Name: Feedback Foundation, Inc. Priority Need Senior Services. Increase services to seniors and frail elderly by providing affordable senior activities and programs. Project Title Congregate Lunch Program and Home Delivered Meals Program Project Description Funds will be allocated to the Feedback Foundation, Inc. to provide meals for seniors at a congregate site (Tustin Senior Center) and home delivery for those seniors who are because of their physical conditions, distant from senior center, and/or other economic and cultural barriers unable to participate at the congregate site. The program not only provides meals services, but also provides a place for seniors to socialize and become active with the community. Location 200 "C" Street, Tustin, CA 92780 Objective Number Project In 06-002 HUD Matrix Code CDBG Citation 05A Senior Services 570.201 (e) Type of Recipient CDBG National Objective Subrecipient LowlMod Clientele Start Date (mmlddlyyyy) Completion Date (mmlddlyyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Number of seniors served 300 oersons Local In Units Upon Completion 06-002 412 persons Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $ 25,000.............._... ,J,'~.5.,OOO..".......,...__ The primary purpose ofthe project is to help:Dthe HomelessDpersons with HIV/AIDsDPersons with Disabilities DPublic Housing Needs S:IC'ddlC'DBGI06.07\Project Table,doc City of Tustin 29 ~!~~EtMh"PtaW~ Page 37 of 92 U.S. Department orUou.ing and Urban Development OMB Approval No. 1506-0117 (Exp.8/3tlZ,"",) Table 4 Listing of Proposed Projects Applicant'S Name: Boys and Girls Club Priority Need Youth Program. The community identified this program as a high priority since it is important to provide constructive, safe, organized, and affordable recreational activities for children especially for low- and moderate-income families. Project Title Upward Bound Academic Enrichment Outreach Program Project Description The Upward Bound program provides after-school and non-student day programs. The focus would be on academic, social, fitness, and character development needs of at-risk youth in the southwest area of Tustin. CDBG funds will be utilized to pay for a portion of staff salary. Location 580 W. Sixth Street, Tustin, CA 92780 Objective Number Project ID 06-003 HUD Matrix Code CDBG Citation 05D Youth Services 570.201 (e) Type of Recipient CDBG National Objective Subrecinient Low/Mod Clientele Start Date (mm/ddlyyyy) Completion Date (mm/ddlyyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Number ofvouth served 75 nersons Local ID Units Upon Completion 06-003 100 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total mt~_Q.,.Q9._0_.m.....m.... _m$_~O,OQQ........... The primary purpose of the project is to help:Dthe HomelessDPersons with HIV/AIDSDPersons with Disabilities DPublic Housing Needs S:\Cdd\CDBG\06-07\Project Table.doc Resolution No. 06-39 Page 38 of 92 City of Tustin 30 2006-07 Action Plan v,s. Department of Housing and Urban Development OMB Approval No. 2506-l1117 (Exp.813112005) Table 4 Listing of Proposed Projects Applicant's Name: Laurel House Priority Need Youth Program. Support local agencies and non-profit organizations that provide shelters and other services to homeless through financial contribution ofCBDG funds. Project Title Shelter for Teens. Project Description Laurel House provides temporary shelter, care, and counseling for runaway teens and their families. CDBG funds will be used to fund a portion of salaries and benefits for the house parent and the executive director. Location 13722 Fairmont Way, Tustin, CA 92780 Objective Number Project ID 06-004 HUD Matrix Code CDBG Citation 03c Homeless Facilities 570.201 (c) Type of Recipient CDBG National Objective Subrecipient Low/Mod Clientele Start Date (mmlddlyyyy) Completion Date (mmlddlyyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Funding Amount 15 nersons Local ID Units Upon Completion 06-004 20 Funding Sources: CDBG ESG HOME HOPWA Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total ...1.~.,~.!2..........._.__ $ 4,419 .. _The primary purpose of the project is to help:[;gIthe HomelessDpersons with HIV/AIDSDpersons with Disabilities DPuhlic Housing Needs S:ICddlCDBGI06-07\Project Table.doc City of Tustin 31 "'~~lWan"Ma~~ Page 39 of 92 V.S. Department of Houling and V rban Development OMB Approval No. Z506-0117 (Exp.llI3tl200S) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Priority Need Senior Centers. Expansion of existing community facilities to serve seniors is a priority for the City of Tustin. The City's existing senior center kitchen facility would benefit from upgrades that would allow the City to provide service to a greater number of seniors in Tustin especially given that the City's senior population is growing. Project Title Senior Center Kitchen Improvements Project Description The City through the City's Capital Improvement Program, will re-vamp the senior center kitchen to broaden the serving capacity of the existing community facility. Location Tustin Area Senior Center, 200 South C Street, Tustin, CA 92780 Objective Number Project In 06-005 HUD Matrix Code CDBG Citation 03A Senior Centers 570.201 (c) Type of Recipient CDBG National Objective Local Government Low/Mod Clientele Start Date (mm/dd/yyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Persons served I 000 nersons Local In Units Upon Completion 06-005 1,000 persons Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $ }5,000.mmoom_ _I3_?.!Q.Q.Q._m The primary purpose of the project is to help:Dthe HometessDPersons with HIV/AlDSDPersons with Disabilities DPublic Housing Needs S:ICddICDBGl06-07\Project Table.doc Resolution No. 06-39 Page 40 of 92 City of Tustin 32 2006-07 Action Plan U.S. Department of Housing and Urban Development OMB ApprovII No. 250~117 (E.p.8I3112005) Table 4 Listing of Proposed Projects Applicant's Name: Assessment and Treatment Services Center Priority Need Youth Program. The City objective is to support the development of facilities and services for youth, especially those in the target area. The goal is to assist 115 Tustin youth annually with after school program, recreation, counseling, and career development services. Proj ect Title Youth and Family Counseling Program Project Description The objective of this organization's youth counseling program is to halt delinquent behavior, assist young victims of abuse and neglect, and help young people toward productive adult lives. Funding is requested for staff salaries and benefits. Location 440 W. First Street, Suite 101, Tustin, CA 92780 Objective Number Project ID 06-006 HUD Matrix Code CDBG Citation 05D Youth Services 570.201 (e) Type of Recipient CDBG National Objective Subrecinient Low/Mod Clientele Start Date (mmlddlyyyy) Completion Date (mmlddlyyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Number of youth served 100 oersons (all nro LocallD Units Upon Completion 06-006 115 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $ 15,QQQ_mm_._.... .J...!..?,OOO ...m.m.._ . .]he primary purpose of the projecl is 10 help:Dthe HomelessDpetsons with HIV/AIDSDPersnns with Disabilities Dpublic Honsing Needs S:\Cdd\CDBG\06-07\ProjecI Table.doc City of Tustin 33 U.S. Department of Housing and Urban Development OMB Approv.1 No. 25_117 U:.p.813ll2oo5) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Priority Need Street and Sidewalk ImprovementsJInfastructure. Promote the improvement of existing infrastructure and the creation of new infrastructure where needed. Project Title Pasadena Avenue Strom Drain Construction Project Description Installation of storm drain pipe and catch basins in Pasadena A venue from Medallion Avenue to Sycamore Avenue and Altadena Drive from westerly cul-de-sac to Pasadena Avenue. Location Census Tract 075514 BG:I and 2 Census Tract 075515 BG:I Objective Number Project ID Funding Sources: 06-007 ....M.............M._...... HUD Matrix Code CDBG Citation CDBG ~_~~Q,1.?~...__.......... 031 Flood Drain 570.201 (c) ESG ......................................-................. 1mnrovcments HOME ---." ............. Type of Recipient CDBG National Objective HOPW A .........................M._......................_ Local Government LowlMod Area Total Formula Start Date (mmlddlyyyy) Completion Date (mm/ddlyyyy) .-....................-- Prior Year Funds 07-01-2006 06-30-2007 ......._..MM_......... ........- Assisted Housing M......__.............."..___.... Performance Indicator Annual Units PHA --,....................--......... Persons served Other Funding .---.........................-... ......... Local ID Units Upon Completion Total $ 460,1.?~._._......m 06-007 The primary purpose of the project is to help:Dthe HomelessDPersons with HIV/AIDSDPersons with Disabilities DPublic Housing Needs S:\Cdd\CDBGI06-07\Project Table.doc Resolution No. 06-39 Page 42 of 92 City of Tustin 34 2006-07 Action Plan U.S. Department of Housing and Urban Development OMB App....al No. 1506-ll1I7 (Eap.813112005) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Community Development Department Priority Need Code Enforcement. Provide active code enforcement to ensure properties are maintained in accordance with City's standards. Project Title Code Enforcement Program Project Description The City's southwest neighborhood that is also the CDBG target area has experienced an increase in population density and declining property maintenance. To arrest the declining of properties' values and further deterioration, the City has placed this activity as a high priority. CDBG funds will be used to fund one full-time salary and benefit for a Code Enforcement officer working exclusively in the Southwest Neighborhood. Location Census Tract 074407 BG:2 Census Tract 074408 BG: 1 Census Tract 074408 BG: 2 Census Tract 074408 BG: 3 Census Tract 075403 BG: 3 Census Tract 075505 BG: I Census Tract 075505 BG: 2 Census Tract 075505 BG: 3 Census Tract 075507 BG: 3 Census Tract 075507 BG: 4 Census Tract 075512 BG: I Census Tract 075513 BG: 2 Census Tract 075514 BG: 1 Census Tract 075514 BG: 2 Census Tract 075515 BG: I Census Tract 075515 BG: 2 Census Tract 075603 BG: 3 Objective Number Project ill 06-008 BUD Matrix Code CDBG Citation 15 Code Enforcement 570.206 Type of Recipient CDBG National Objective Lo.cal Government Low/mod Area Start Date (mmlddlyyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Persons served 150 nersons Local ill Units Upon Completion 06-008 175 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $.??,?.~.?._........_.................... .J..79.23?.........__mm . The primary purpose of the project is to help:Dthe Homeless Persons with HIV/AIDSDPersons with Disabilities DPubIiC Housing Needs S:ICddICDBGI06-07IProject Table.doc City of Tustin 35 ~~A'c\'!bh ~a Page 43 of 92 U.S. Department or Housing and Urban Development OMB Approval No. 2501MJ117 (EIp. 8IJ 1/2005) Table 4 Listing of Proposed Projects Applicant's Name: Fair Housing Council of Orange County Priority Need Fair Housing. Provide fair housing assistance to Tustin residents to ensure equal housing opportunities regardless of race, religion, ethnicity, sex, age, marital status, or household composition. Project Title Fair Housing Counseling Services Proj ect Description As a recipient of CDBG funds, Tustin is required to provide fair housing services to residents. Fair Housing Counseling of Orange County provides counseling services, first time home buyers seminars, outreach activities, and legal services to Tustin residents. Location Citywide Objective Number Project ID 06-009 HUD Matrix Code CDBG Citation 210 Fair Housing Activities 570.206 Type of Recipient CDBG National Objective SubreciDient Start Date (mm/dd/yyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Persons Served 300 households Local ID Units Upon Completion 06-009 370 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total _~ 17,881:1_ ...I.!..?.&~L...__.___...... The primary purpose of the project is to hclp:Dthe HomelessDPersons with HIV/AIDSDPersons with Disabilities DPublic Housing Needs S:\Cdd\CDBG\06-07\Project Table.doc Resolution No. 06-39 Page 44 of 92 City of Tustin 36 2006-07 Action Plan U.S. Department of Housing and Urban Development OMB App1'OYa. No. 2506-0117 (E.p.8/3111005) Table 4 Listing of Proposed Projects Applicant's Name: Program Administration Priority Need Planning and Administration. Administration ofCDBG program. Project Title Planning and Administration Project Description General planning and administration of CDBG program Location Citywide Objective Number Project ID 06-010 HUD Matrix Code CDBG Citation 21 A General Program Admin. 570.206 Type of Recipient CDBG National Objective Local Government Start Date (mmlddlyyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Local ID Units Upon Completion 06-010 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total ~}!,22Q._.........m $ n,.2~Q.__........mm...... The primary purpose of the project is to helP:Dthe HomelcssDPersons with HlVfAIDSDpersons with Disabilities DpUbliC Housing Needs S:\Cdd\CDBGI06-07\Projecl Table.doc City of Tustin 37 U.s. Department oC Housing and Urban Development OMB App......1 No. 2506-0117 (Exp.8/31/2ooS) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Parks and Recreation Department Priority Need Youth Program. The community identified this program as a high priority since it is important to provide constructive, safe, organized, and affordable recreational activities for children especially for low- and moderate-income families. Project Title Program Coordinator for Youth Center Staff Project Description Funds will be allocated to the City of Tustin Parks and Recreation Department to provide a recreation coordinator at the Tustin Family Youth Center located in the southwest neighborhood (low-mod target area). The majority of the children and families served at the Tustin Family Youth Center are of low and moderate income families. Location 14722 Newport Avenue, Tustin, CA 92780 Objective Number Project ID 06-0 II HUD Matrix Code CDBG Citation 05D Youth Services 570.201 Ie) Type of Recipient CDBG National Objective Local Government LowlMod Clientele Start Date (mmlddlyyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Number ofvouth served 1000 Local ID Units Upon Completion 06-011 2,400 The primary purpose of the project is to help~ Persons with HIV/AIDS Persons with Disabilities Public Housing Needs Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $ 40,QQL.. $ 40,.QQ9..._.................................. S:ICddICDBGl06-07\Project Table.dnc Resolution No. 06-39 Page 46 of 92 City of Tustin 38 2006-07 Action Plan U.S. Department of Housing and Urban Development OMB Approval No. 2506-0117 (Exp.8/31/z005) Table 4 Listing of Proposed Projects Applicant's Name: City of Tustin Priority Need Infrastructure Improvements. Promote the improvement of existing infrastructure and the creation of new infrastructure where needed. Project Title Sycamore Avenue Strom Drain Design Project Description Design services only during FY 2006-07 for installation of storm drain pipe and catch basins in Sycamore Avenue from School Lane to Del Amo Avenue. A separate application will be made during FY 2007-08 for funding construction of the project. Location Census Tract 075515 BO:2 and 3 Objective Number Project ID 06-012 HUD Matrix Code CDBG Citation 031 Flood Drain 570.201 (c) Improvements Type of Recipient CDBG National Objective Local Government LowlMod Area Start Date (mmlddlyyyy) Completion Date (mmldd/yyyy) 07-01-2006 06-30-2007 Performance Indicator Annual Units Persons served Local ID Units Upon Completion 06-012 Funding Sources: CDBG ESG HOME HOPW A Total Formula Prior Year Funds Assisted Housing PHA Other Funding Total $ 40,000.................__ $ 40,000 _.... The primary purpose of the project is to help:Dthe HomelessDPersons with HIV/AIDsDPersons with Disabilities DPublic Housing Needs S:ICddICDBGl06..07\Project Table.doc City of Tustin 39 2006-07 AJ::lionJ~Il\l\.. Resolution NO. 06-,jlj Page 47 of 92 D. Geographic Distribution Tustin is a relatively small jurisdiction with limited areas which meet the Federal criteria of slum and blight, as defined under California State Redevelopment Law, or concentrations of low- and moderate-income persons. Nevertheless, FY 2006-07 funds have been allocated on the basis of meeting the national objectives of the CDBG program, including programs addressing slum and blight and/or benefiting low- and moderate-income persons. Further, boundaries of the South Central redevelopment project area overlap areas of low- and moderate-income concentrations. The Tustin community believes it is important to focus public services and improvements in that portion of the City known as the Southwest Neighborhood. The 2006-07 Action Plan reflects those "geographic" priorities for allocating investment. 2006-07 Action Plan City of Tustin Resolution No. 06-39 Page 48 of 92 40 City of Tustin FY 2006-07 Community Development Block Grant Low-and Moderate-Income Areas \~ ........ --- - ---- -- City ofTustin 41 l!lllllialDt~bki'fil6-39 Page 49 of 92 w City of Tustin FY 2006-07 Community Development Block Grant Proposed Project Locations I I .; " ~~!~' IE~i I ~" ".~. ;1 _,.,.-.-!f .: II , I \ \\ .\ '.\ ., 1,- ..... "", .' ''''-,''' ., -~: -~~ . ~. . ''-:,fl: "..J < "'i:" . /-:<'~, ~~ , ): .. ~:~"'. ~:~ tl". -\ ~,.~, -, ::1 '''"0;;., "f',,~,~""~"''ll'',: ,..~ . (....~ >,. .;':>~" :. ~'.:\~ ~ '",- ~';'~I. (p . ,~tt~~' //1 / , , . / "'~,.., i:/ ./ :' ~.,.l / " '<~~~~ ",' '> ,.....:~} "" '!'.(,....". TUSTIN LEGEND '. .;".:;' ">< - 'l(fdl'; CITY MA" Y CDBO Lvw.nd Mode.....lncom. ArM If Project/ActIvity ,';~: '1,0, '.- 2006-07 Action Plan City ofTustin Resolution No. 06-39 Page 50 of 92 42 E. Homeless and Other Speclal Needs Activities Statistical data, including the 2000 census and data maintained by the Tustin Police Department, indicate that homelessness is not a major issue within the Tustin community. Nevertheless, it is recognized that homelessness is a regional issue for which the City of Tustin must provide a "fair share" of services to address the needs of the homeless. Furthermore, the City of Tustin participates in the County of Orange's annual Continuum of Care (CoC) application. 1. Activities to Address Emergency Shelter and Transitional Housing Needs of Homeless Individuals and Families In late 1996 and 1998, Tustin was awarded more than $1 million and approximately $800,000, respectively, for a supportive housing facility under the Continuum of Care Homeless Assistance Grant program. The City is in the process of acquiring 22 units of transitional housing (6 units at the fonner MCAS Tustin and 16 units in Buena Park) for the Salvation Army, using approximately $1,370,000 of the grant money. The remaining balance of approximately $430,000 will be used to assist three (3) other homeless providers (Human Option, Families Forward, and Orange Coast Interfaith Shelter) to provide additional 26 transitional housing units. Descriptions for these facilities are provided in Table 5. On December 28, 200 1, the City of Tustin and Orange County Rescue Mission executed a ground lease to support the Rescue Mission's construction/rehabilitation of a 5.1 acre site to establish a 192-unit transitional housing project at the former MCAS Tustin. Currently, construction is underway and it is anticipated to be completed within the next two years. For FY 2006-07, the City will allocate funds for Laurel House, a local temporary shelter for teens, using CDBG funds. 2. Activities to Prevent Low-income Individuals and Families with Children from Becoming Homeless The City of Tustin participates in the County of Orange Continuum Care program. The Orange County Housing Authority (OCHA) established a Family Self-Sufficiency Program. Preference for this program is given to families with children who are homeless or who are in danger of becoming homeless (those paying over 50 percent of household income for rent). In addition to providing housing assistance, this program provides a variety of support services designed to assist participants become economically independent including job training and employment for program participants. 43 R~rAilail9 Page 51 of 92 City ofTustin Tustin has allocated the maximum allowable amount of its CDBG funds to public service programs. While some of the organizations funded do not directly serve the homeless, many of their activities may prevent homelessness. These activities include Laurel House, counseling program (A TSC), and Tustin Family and Youth Center programs. 3. Activities to Help Homeless Persons Make the Transition to Permanent Housing and Independent Living The City recognized that the homeless are often in need oflow rent or subsidized housing in order to make the transition to independent living. The Orange County Housing Authority will continue to assist homeless persons on the Section 8 waiting list. Other efforts to help the homeless also are provided by local non-profits and churches. 4. Activities to Address the Special Needs of Persons Who Are Not Homeless The City's Senior Center provides assistance to the elderly and frail elderly. These include transportation services, case management, information and referrals, shared housing program, senior activities, health and fitness, and other recreational activities. The City allocates cDBG funds to assist the Feedback Foundation to provide meals service to the elderly and frail elderly (home-bound elderly). The City will continue to refer those persons with special needs, such as persons with disabilities (mental, physical, developmental), persons with alcohol or other drug dependencies, and persons with HlV/AIDS to appropriate agencies. The following table summarizes the organizations that provide homeless services and special needs services for FY 2006-07: City ofTu'tin Resolution No. 06-39 Page 52 of 92 2006-07 Action Plan 44 TABLE 5 LISTING OF HOMELESS AND OTHER SPECIAL NEEDS ACTIVITIES FOR FY 2006-07 Tor&et FuudlDg Organization Program Name PopulllloD Speolol Needs Amount Federal FormulalEDlillemeut GrODIs ATSC Counseling Program Youth At-risk. youth $ 15,000 Laurel House Transitional Home for Youth (teens) Homeless teens $4.419 Teens in crisis Feedback Foundation Project TLC - Senior Meal Elderly Low/mod elderly $ 25,000 Program Total $ 44.419 F. Other Actions 1. General The five-year Consolidated Plan contains a housing and homeless needs assessment which describes estimated housing needs for low- and moderate-income residents, special needs populations, and the homeless. During the 2006-07 funding year, the City of Tustin will undertake the following actions to address obstacles to meeting underserved needs including the following goals: . Foster and maintain affordable housing The City will continue to use available Federal, State, and local resources to foster and maintain affordable housing through housing rehabilitation programs for multi- and single-family dwelling units and provide and/or maintain homeownership opportunities through a homebuyer assistance program. . Remove barriers to affordable housing As stated in the Consolidated Plan, the City has adopted indirect assistance programs to address negative impacts created by barriers to affordable City of Tustin 45 K~tJQllAe/lenC!llaa9 Page 53 of 92 housing. The following summarizes the types of programs Tustin bas included into its Housing Element and will continue to promote during the 2006-07 funding year. ~ Second Units ~ Deed Restrictions ~ Fees, Extractions, and Permit Procedures ~ Envirorunental Constraints ~ Pre-application Conferences ~ Shared Housing ~ Permit Processing and Coordination ~ Section 8 Rental Assistance ~ Recycling Single-Family Uses in R-3 Zones into Multiple-Family Units ~ Housing Referral Program ~ Density Bonus Program ~ Mixed Use Zoning · Evaluate and reduce lead-based paint hazards The City's Consolidated Plan notes that there does not appear to be a large number of housing units at risk of lead-based paint hazard. However, to comply with Title X of the Housing and Community Development Act of 1992, the City will implement into its housing policies over the next five years the following: ~ Include lead-based paint hazard reduction as an eligible activity in rehabilitation programs; ~ Review existing regulations, housing, and rehabilitation codes to assure lead-based paint hazard reduction is incorporated; ~ Require testing and hazard reduction in conjunction with rehabilitation; and, City of Tustin Resolution No. 06-39 Page 54 of 92 2006-07 Action Plan 46 ~ Require inspections for lead at appropriate times when housing is otherwise being inspected or evaluated. . Reduce the number of poverty-level families The City continues to support and implement several goals, policies, and programs, as noted in the Housing Element of the General Plan, designed to provide adequate, safe, and affordable housing to all segments of the population. Those goals include: ~ Providing an adequate supply of housing to meet the City's need for a variety of housing types to meet diverse socio-economic needs. ~ Ensuring equal housing opportunities for all existing and future City residents. ~ Ensuring a reasonable balance of rental and owner-occupied housing. ~ Preserving the existing supply of affordable housing. ~ Conserving, maintaining, rehabilitating, and/or replacing existing housing in neighborhoods which are safe, healthful, and attractive, in accordance with the adopted Land Use policy. . Develop institutional structure The City will continue to be involved in "network-building" activities with governmental, for-profit, and non-profit organizations. This includes attendance at quarterly meetings of the Orange County Housing Authority Advisory Committee. Tustin will also continue to fund the Fair Housing Council of Orange County which provides fair housing and advocacy services for the region. Further, the City will continue to encourage and participate in efforts to work collectively and cooperatively with other Orange County jurisdictions. . Enhance coordination between public and private housing and social service agencies The City of Tustin does not own or operate any public housing projects. Nevertheless, the City will continue to support and encourage efforts of the Orange County Housing Authority to coordinate between private housing and social service agencies. City of Tustin 47 REllfOIIJOO~bliDnlJ6089 Page 55 of 92 · Foster pubUc housing improvements and resident Incentives While the City does not own or operate any public housing projects, Tustin will continue to support and encourage public housing improvements and resident incentives as carried out by the Orange County Housing Authority. · Use available Federal, State, and local financial resources to meet underserved needs. · Coordinate with Federal, State, and local agencies to provide appropriate assistance to residents. · Coordinate with public service providers to promote adequate services to residents. · Work to provide physical improvements to slum and blighted areas and neighborhoods with concentrations oflow- and moderate-income areas. 2. Public Housing The City of Tustin does not have a Housing Authority. The City of Tustin contracts with the Orange County Housing Authority (OCHA) to provide public housing and a variety of housing assistance programs to qualifying City residents. The City does not own or operate public housing, and no public housing developments are proposed for Fiscal Year 2006-07. G. Program - Specific Requirements CDBG . A description of all CDBG funds expected to be available during the 2006-07 program year is provided in Table I. A more comprehensive listing of the City's proposed use of those funds is provided in Table 4. No program income has been received from the previous program year; none is anticipated for 2006-07. The City has no urban renewal settlements, grant funds returned to the line of credit, or income from float- funded activities. H. Citizen Participation and Consultation HUD requires that each jurisdiction encourage its citizens to participate in the development of the Consolidated Plan/Action Plan. To ensure that this opportunity is provided, the City of Tustin adopted its Citizen Participation Plan in 1995 and revised it in January of 2003. The Citizen Participation Plan sets forth policies and procedures for citizen participation in planning, implementation, and assessment of the City of Tustin Consolidated Plan! Action Plan. City ofTustin Resolution No. 06-39 Page 56 of 92 2006-07 Action Plan 48 The objectives of the Citizen Participation Plan are: 1. To encourage citizens, particularly residents oflow- and moderate-income living in areas eligible for the use of program funds, including minorities, non-English speaking persons, and persons with mobility, visual, or hearing impairments to participate in the development of the Consolidated Plan/Action Plan. 2. To assure that citizens are furnished with appropriate information about the Consolidated Plan and its various component programs. The City started the Citizen Participation process by publishing a Notice of Funding Availability (NOF A) in the local newspaper seeking Request for Funding Applications for the 2006-07 CDBG funds. In addition, the City also sent the NOFA to over 100 non-profit organizations. The City received 17 applications totaling $1,269,449 in funding requests. To develop the City's 2006-07 Action Plan, two public hearings were conducted. The first public hearing, called the Citizen Participation Committee Meeting, was held during the preparation ofthe Action Plan. The hearing was held on February 15, 2006. The purpose of the first hearing was to obtain citizens' input and views on possible needs, goals, and objectives; to inform citizens about the CDBG program goals and objectives, including its process and procedures; and, to receive input and recommendations on the proposed use of CDBG funds to the City Council. The second public hearing was held on April 17, 2006. The purpose of the second hearing was for the City Council to review the Citizen Participation Committee's recommendation on the proposed use ofCDBG funds for Fiscal Year 2006-07 for submission to HUD. All notices for the above hearings were published in the local newspaper at least 10 days prior to the hearing date and notices were posted at City Hall and at the library. All citizens were encouraged to participate, and those who required special accommodation were accounted for. The City also, as required by HUD, published a notice of the availability ofa draft Action Plan for public review. The thirty (30) day public review and comment period began on March 2, 2006, and ended on April I, 2006. No comments were received from this public revIew. I. Communication The City of Tustin provides its Citizen Participation Committee with a package of CDBG materials and conducted a workshop to explain the CDBG process and procedures. The City also provides maps and tables to assist citizens in understanding the CDBG overall goals and objectives. The City, with the help ofHUD, posts its Executive Summary on the HUD web page as a tool for interested citizens to understand the type of projects funded by the CDBG program. Information related to the CDBG program is also available on the City's Webpage. The City prepares a performance report at the end of the program year utilizing the IDIS program. 49 K~IlJ~\l,OOn~9 Page 57 of 92 City ofTuslin J. Community Vision The City delineates the Community's vision in its Five-year (2005-2010) Consolidated Plan. The Consolidated Plan outlines community priority needs and its short-term and long-term goals and objectives. A copy of the Consolidated Plan is available to the public upon request at no cost. The City updates this Consolidated Plan as the community's vision and goals change throughout the years. The City annually submits an Action Plan to HUD as an application to receive funding. Within the Action Plan, the City provides benchmarks on each activity funded. These benchmarks will be utilized to measure the City's progress in achieving the stated goals and vision. K. Strategies With limited resources, the City strives to address the affordable housing, economic opportunity, and Continuum of Care issues. Section C of this Action Plan describes the activities and strategies that the City will undertake during the program year to address the Affordable Housing issue. Section F indicates strategies that the City will undertake to address obstacles in meeting the under-served needs, foster and maintain affordable housing, remove barriers to affordable housing, evaluate and reduce lead-based paint hazards, reduce the number of poverty-level families, develop institutional structure, and enhance the coordination between the public and private housing and social services agencies. Section E of this Action Plan describes the activities that the City will undertake to address the homeless population. The City in its Consolidated Plan addresses the Continuum of Care strategies in further detail. Section C ofthis Action Plan describes the activities that the City will undertake to expand its economic opportunities. Due to the closure of the MCAS- Tustin, the City is cautiously undertaking an economic development plan to address all the economic opportunities that will be available. L. Action Plan Each year the City prepares an Action Plan not only for submission to HUD, but also to utilize the Action Plan as a tool to provide the public with information on how the City utilizes its entitlement grant for the program year. The Action Plan provides a description of each activity, the amount of funding, and the projected accomplishment. All applications received by the City in response to its call for applications are summarized in the Proposed Project Table (Table 4) of the Action Plan. M. Integrated Approach to Planning and Development Utilizing the Consolidated Plan process, the City was able to identitY community needs, goals, and objectives. The City also was able to identitY available resources and effectively utilize the funds. The Consolidated Plan provides the City with strategies, goals, and City of Tustin Resolution No. 06-39 Page 58 of 92 2006-07 Action Plan 50 identifiable benchmarks that the City can assess at the end of program year for program achievements. Each year the City invites public participation in identifying the needs of the community and prioritizing them in the order of high, medium, low, or no priority. With these identified needs, the City develops its Consolidated Plan! Action Plan by establishing activities to address those needs utilizing the available resources. N. Monitoring System To ensure program compliance, the City conducts a formal on-site monitoring visit to each subrecipient. The City established a monitoring procedure to ensure that each subrecipient is carrying out the eligible activity, utilizing appropriate accounting methods, and verifying information provided to the City within the quarterly performance report. The on-site monitoring visit also provides the City with an opportunity to identify potential problem areas and to assist the subrecipients with technical assistance. The City utilizes a monitoring checklist form (see Appendix E) as a standard form to monitor the subrecipients. In addition, all projects will be monitored for compliance with all State and Federal requirements including, but not limited to, eligibility, environmental impacts and labor regulations. 51 K~ti*laA9 Page 59 of 92 City of Tustin CERTIFICATIONS In accordance with the applicable statutes and the regulations governing the consolidated plan regulations, the jurisdiction certifies that: Affirmatively Further Fair Housing - The jurisdiction will affirmatively further fair housing, which means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti-displacement and Relocation Plan - It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential anti displacement and relocation assistance plan required under section 1000d) of the Housing and Community Development Act ofI974, as amended, in connection with any activity assisted with funding under the CDBa or HOME programs. Drug Free Workplace - It will or will continue to provide a drug-free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will he taken against employees for violation of such prohibition; 2. Establishing an ongoing drug-free awareness program to inform employees about a) The dangers of drug abuse in the workplace; bJ The grantee's policy of maintaining a drug-free workplace; c) Any available drug counseling, rehabilitation, and employee assistance programs; and d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph I; 4. Notit)oing the employee in the statement required by paragraph I that, as a condition of employment under the grant, the employee will aJ Abide by the terms of the statement; and b) Notit)o the employer in writing of his or her conviction for a violation ofa criminal drug statute occurring in the workplace no later than five calendar days after such conviction; 5. Notit)oing tbe agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification number( s) of each affected grant; 6. Taking one of the following actions. within 30 calendar days of receiving notice under subparagraph 4(b). with respect to any employee who is so convicted - City of Tustin Certification Resolution No. 06-39 Page 60 of 92 C-l a) Taking appropriate personnel action against such an employee. up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or b) Requiring such employee to particIpate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health. law enforcement. or other appropriate agency; 7. Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs 1,2,3,4,5 and 6. Anti-Lobbying - To the best of the jurisdiction's knowledge and belief: I. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee ofany agency, a Member of Congress, an officer or employee of Congress. or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant. loan. or cooperative agreement; 2. Ifany funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Fonn-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 3. It will require that the language of paragraph I and 2 of this anti-lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants. and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction - The consolidated plan is authorized under State and local law (as applicable) and the jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding, in accordance with applieable HUD regulations. Consistency with plan -- The housing activities to be undertaken with CDBG. HOME, ESG, and HOPW A funds are consistent with the strategic plan. Section 3 -It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. Signature/Authorized Official Date Community Develooment Director Title C-2 Certification Resolution No. 06-39 Page 61 of 92 City ofTustin Specific CDBG Certifications The Entitlement Community certifies that: Citizen Participation - It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of24 CFR 9I.l05. Community Development Plan - Its consolidated housing and community development plan identifies community development and housing needs and specifies both short-term and long-term community development objectives that provide decent housing, expand economic opportunities primarily for persons of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570) Following a Plan -It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HUO. Use of Funds -It has complied with the following criteria: 1. Maximum Feasible Priority. With respect to activities expected to be assisted with COBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities which benefit low and moderate income families or aid in the prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available); 2. Overall Benefit. The aggregate use ofCOBG funds including section 108 guaranteed loans during FY 2006-07 program year shall principally benefit persons oflow and moderate income in a manner that ensures that at least 70 percent of the amount is expended for activities that benefit such persons during the designated period; 3. Special Assessments. It will not attempt to recover any capital costs of public improvements assisted with COBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low and moderate income, including any fee charged or assessment made as a condition of obtaining access to such public improvements. However, if COBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with COBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than COSG funds. Thejurisdiction will not attempt to recover any capital costs of public improvements assisted with COSG funds, including Section 108, unless COBO funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements fmanced from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than COSG funds. Also, in the case of properties owned and occupied by moderate-income (not low-income) families, an assessment or charge may be made against the property for public improvements financed by a source other than COSG funds if the jurisdiction certifies that it lacks COSO funds to cover the assessment. City of Tustin Certification Resolution No. 06-39 Page 62 of 92 C-3 Excessive Force - It has adopted and is enforcing: I. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged in non-violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non-violent civil rights demonstrations within its jurisdiction; Compliance With Anti-discrimination laws - The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 use 3601-3619), and implementing regulations. Lead-Based Paint - Its activities concerning lead-based paint will comply with the requirements of24 CFR Part 35, subparts A, B, J, K and R; Compliance with Laws -- It will comply with applicable laws. Signature/Authorized Official Date Community Develooment Director Title C-4 Certification Resoiution No. 06-39 Page 63 of 92 City of Tustin APPENDIX TO CERTIFICATIONS INSTRUCTIONS CONCERNING LOBBYING AND DRUG-FREE WORKPLACE REQUIREMENTS: A. Lobbying Certification This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than 5100.000 for each such failure. B. Drug-Free Workplace Certification I. By signing andlor submitting this application or grant agreement, the grantee is providing the certification. 2. The certification is a material representation off act upon which reliance is placed when the agency awards the grant. Ifit is later detennined that the grantee knowingly rendered a false certification, or otherwise violates the requirements ofthe Drug-Free Workplace Act, HUD, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug- Free Workplace Act. 3. Workplaces under grants, for grantees other than individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's drug-free workplace requirements. 4. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 5. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), ifi! previously identified the workplaces in question (see paragraph three). 6. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Certification City ofTustin Resolution No. 06-39 Page 64 of 92 C-5 Place of Performance (Street address, city, county, state, zip code) City of Tustin 300 Centennial Wav Tustin. CA 92780 Check _ if there are workplaces on file that are not identified here. The certification with regard to the drug-free workplace is required by 24 CFR part 24, subpart F. 7. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug-Free Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controllcd substance in Schedules ] through V of the Controlled Substances Act(21 V.S.C. 812) and as further defined by regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea of nolo contendere) or imposition of scntcncc, or both. by any judicial body chargcd with the responsibility to determine violations ofthe Federal or State criminal drug statutes; "Criminal drug statute" means a Federal or non-Federal criminal statute involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; "Employee" means thc employee of a grantee directly cngagcd in the performance of work undcr a grant. including: (i) All "direct charge" employees; (ii) all "indirect charge" employees unless thcir impact or involvement is insignificant to the performancc ofthc grant; and (iii) temporary personncl and consultants who are directly engaged in the pcrformance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g.. volunteers, even if used to meet a matching requirement; consultants or independcnt contractors not on the grantec's payroll; or employees of sub recipients or subcontractors in covered workplaces). C.6 Certification Resolution No. 06-39 Page 65 of 92 City of Tustin Appendix A Resolution No. 06-39 Resolution No. 06-39 Page 66 of 92 RESOLUTION NO. 06-39 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUSTIN. CALIFORNIA, APPROVING THE ACTION PLAN FISCAL YEAR 2006-07 FOR SUBMISSION TO THE U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. The City Council of the City of Tustin does hereby resolve as follows: WHEREAS, under the Housing and Community Development Act of 1974, as amended, Federal assistance may be provided for the support of community development activities which are directed toward certain specific objectives as set forth in the Act as the Community Development Grant (CDBG) Program; and WHEREAS, on February 15, 2006, a public hearing was held by the Ad Hoc Citizen Participation Committee to obtain and consider citizens' views on the needs, goals, and objectives of the community; and WHEREAS, during the February 15, 2006, public hearing, citizens were furnished with information concerning the CDBG Program, the range of eligible activities, and the proposed use of funds; and WHEREAS, a report has been prepared transmitting to the City Council recommended priority needs, goals, and objectives by the Citizen Participation Committee; and WHEREAS, a public hearing was held by the City Council on April 17,2006, to respond to questions and comments on the proposed Action Plan FY 2006-07; and WHEREAS, the City Council evaluated needs, priorities, goals, and objectives based on recommendations of the Citizen Participation Committee and public testimony received during the hearing; NOW THEREFORE BE IT RESOLVED, the City Council of the City of Tustin resolves as follows: Section 1: The City of Tustin's Action Plan FY 2006-07 is hereby approved as presented to the Council at their hearing of April 17, 2006, and in Exhibit A of this Resolution. Section 2: Staff is hereby directed to include the proposed use of CDBG Funds for Fiscal Year 2006-07 in the One Year Action Plan to be submitted to the U.S. Department of Housing and Urban Development. Resolution No. 06-39 Page 67 of 92 Resolution No. 06-39 Page 2 of2 Section 3: The Director of Community Development is authorized to execute such documents, certifications, contracts, or other instruments as may be required to carry out the City's Community Development Block Grant Program. Section 4: The City Clerk shall certify to the adoption of this Resolution and shall file a copy of said application with the minutes of this City Council meeting. PASSED AND ADOPTED by the City Council of the City of Tustin at a regular meeting on the 1 ih day of April, 2006. DOUG DAVERT MAYOR PAMELA STOKER, CITY CLERK STATE OF CALIFORNIA ) COUNTY OF ORANGE ) SS CITY OF TUSTIN ) CERTIFICATION FOR RESOLUTION NO. 06-39 PAMELA STOKER, City Clerk and ex-officio Clerk of the City Council of the City of Tustin, Califomia, does hereby certify that the whole number of the members of the City Council of the City of Tustin is five; that the above and foregoing Resolution No. 06-39 was duly passed and adopted at a regular meeting of the Tustin City Council, held on the 1ih day of April, 2006, by the following vote: COUNCILMEMBER AYES: COUNCILMEMBER NOES: COUNCILMEMBER ABSTAINED: COUNCILMEMBER ABSENT: PAMELA STOKER, CITY CLERK S:\CddlCDBGlO6-07\CC RESO 06.39.doc Resolution No. 06-39 Page 68 of 92 Appendix B Legal Notices Resolution No. 06-39 Page 69 of 92 AFFIDAVIT OF PUBLICA nON STATE OF CALIFORNIA, ) ) SS. County of Orange ) I am a citizen of the United States and a resident of the County aforesaid; I am over the age of eighleen years, and nol a party to or interested in the .bove entitled ma_. I am the principal clerk of Tbe Tustin News, a newspaper that has been adjudged to be a newspaper of general circulation by the Superior Coun of the County ofOnmge, Stale ofCaIifomia, on AUguSI24, 1928, Case No. A-601 in and for the City of Tustin, County ofOnmge, State of California; thaI the notice, of which the annexed is a true printed copy, has been published in each regular and entire issue of said newspaper and not in any supplemenl thereof on the following dates, to wit: November 24, 2:005 "I certify (or declare) under the penalty of peIjury under the laws of the State of California that the foregoing is true and correct"; Executed at Santa Ana, Orange County, California, on Date: November 24, 2005 The Tustin News 625 N. Grand Ave. Santa Ana, CA 92701 (714) 796-2209 Resolution No. 06-39 Page 70 of 92 PROOF OF PUBLICATION RECEIVED DEe - J 2005 ProofofPubli..ti~'~f':;lr.- '_LF-\!: :.:, OFFIe;~ _1lOIICII crrY OP'IUa'IIII . _.__..._.. FundIng_ tkN ......... tar.. OIly or T'-' COI'nnUlIly De- YIbpmMt 8b:Ik (hM (OD8G,I Pn:Irgirw'n YaM JDCe.07. ....... ......... -.. ... " .. ...... _........... ~ ~ CM t:. ~ ftoDm... CarnrrudIy Df' Jr~J-nMI ~ ~ 11th Ciy HlIII. aao Cent8nnIII w.,. TuIdn.. CdbrnIL Qy ..... ~ ..... ate _ foIkMs: fttOntaV-ThIndIrfrwn7:so..m.ID5:3Dp..m...1nd W8f)I aIher ~_trom lI:lXl a.m.1O S:OO p.m.~ c8Illor F_IClhIdUIe). No.ppbI\D~ will bllIODII*d after _a ..... The Hauling and Community Ad. at 1174, .. M\efIded. &:lI...wd the Comrnurily DewIopment I3ladl Grant pro- gram to I'8t1.-ntllclenlllmdato loc:aIClCln'rnllnltllltorthe purpou: at devek3plng YiIlbIe urbln comrnunllln by pr0- viding .ciequD houling and . -*bIe IiYlng snvil'On- mm II1CI by~ -.:onomIc opponur-.,tpIlClII- CllIIy for low and mcderme Income 1*MM1I. alWda we lIWIIrded to comrnunlti8B to CIIrry out a wlcIe ,ange of oomnunlly develcpmenl adIvItIea directed towud neIgtr Domaod 1'lMtaIIzabon, economic de' lice. ..ent, and the proMion of KIIproved camrnllfVly f8cI1ItM and ~. CommI.rIIt* n requiled to obtain cImm sugQllllons as to pohIntl&l UHS tor IhMe tlnda priol' to IUbm/ttlng . formal appllCdon to the U.S. Department 01 IiDlIIIing end Urban DIHeIoprTIent (HUD). Exam,*, of eligible prciIlCII inoiuda, but not IlrnlltiCf 10: public MMce actrvill88 IUCtl III youth ......a.. hIIIlIlh care ..Moea/prog...., JeD training. recrM;Ion pro. Ql'&mI, MMceI IDl" abuHd ~. lNnlOI'I, Cll' the ho",.....; rwmovaI at .w.ltectur" b8tTie1....; hDuIlng re MbIltdonj comlhlrcial or induetri81 rellllblbUCln: and ....~.construcWon,arrehabiflt8tiOnalpuClflc ....... ~"""In_' , 'lQln1tleIpPIcdonPfOC- _ior Comrnuntr 0.. IlL... I...., IIIac* GtanllWlde: mIt CIIII the CommunIty Da ~.HIlll DIp8I'1nwrrt III (714) m=..__. Publt.hed: Tud1 NMifI, Novemb8l" 24. 2005 ""'0 1...... r-~r--", ~" ............,..........-.- ...., ..- MolIaII"~~.....citratTw:In,c.llluma.W11 ~_. CIlan ~ '-!tg ID dlaQI,.=' ConmunIv DII1 a.._ _OL __ 0Iirlr ~ to"',....~af~lJldl.lltiM . ment (Hl,JO) far UIdIng for FIIcMI v.r 1CIJI.07. TN pubic /'wring". n.td em; . I 'r...'--'1"~ .-: ............... c-....... c...._.~ ...... "'0" . .~~ ,....... can.........,. 1lw- pI.IP'>>I of IIMl public hM'Ing it to Inform irIIMaId cIIir.8nIlbOd. Ow aJBQ P!tJgrwn. abIIkl cftinnI'.... on CD8G ",."..., and 'laMj i1pUl tnd ~,il,...dMIOo.. 1mm'~AdHacOllrenParlclpllfon~Ofl "Mdng ~ "c.lUbmllllld1tlth& CIty CaunclI for c:oI'lI~ The CIIy Coum::~ wII hold a?Ublc '-ring onlh.tNlltwll......ct... ~~~=~rdQr~~ NlUmhld_~to..~for~d ~_...iIJ'ban~by __ .-hOUIInglnd .......1Mng..0I....1l 11(. ---_..,."...... ~ll..OmoopertOnl. __..IlWIICIId>>~ _.._....__dl__'... ~ cthdId Nnrd_IWlgI....t-d ~ <<la- namcli I ~,_""pwbIc"""'"",,-.d"Dn'NI- _dl___....._.Com- munIlIe.,.~.,iltJtIItlcllZln ~/ __10 ~ &-.Ior ... lunda prtcw 1D aDnIIIng . tl:Ir'rntII _"HUll. 'nlellnQUnld.. CltralT~'. ~ 1IIlI8I'd1Dr1he2D08- =~~~~~!:'::'.=.~ - =.':'!....~~- ::r.:-.:_ =....:--.l\.g~..!: - ~""""'Irt,..-' - .,Jbt,alDcdanf)rQClllla tor...... Chnt V4I may ~ 1It~ For.... !==:=...(NI=.... -- --,ClIVClen< ~: Tuatn", FCw.y2, 2008 III62I2B u...tI'a'il. Resolution No. 06-39 Page 71 of 92 . CITY OF TUSTIN OFFICIAL NOTICE I The City of Tustin is in the process of preparing/finalizing its one-year Action Plan, detailing the projected use of Fiscal Year 2006-07 Community Development Block Grant (CDBG) funds. To receive CDBG funds, the U.S. Department of Housing and Urban Development (HUD) requires jurisdictions to prepare a "Consolidated Plan," a five-year planning document intended to identify a community's overall need for affordable and supportive housing, community development programs, social services, and economic opportunities for low- and moderate-income persons. The Plan also outlines a five-year strategy to meet those needs and identifies resources and programs that would address them. The One-year Action Plan, a section of the Consolidated Plan, serves as the City of Tustin's application to HUD for CDBG funding. The City must submit an Action Plan annually for each of the five years covered by the Consolidated Plan. The pmpose of the Action Plan is to detail exactly how the City will spend its annual allocation of funds to meet community needs identified in the Consolidated Plan. The Draft 2006-07 One-year Action Plan will be available for public review and comment for thirty (30) days beginning March 2, 2006, and ending March 31, 2006. Copies are available at the Community Development Department, City of Tustin. 300 Centennial Way, Tustin, California 92780. The Final 2006-07 Action Plan will be submitted to HUn by May 15, 2006. The 2006-07 Fiscal Year for the CDBG program will begin July 1, 2006. Written comments pertaining to the Draft Action Plan must be submitted by April 3, 2006, at 5:00 p.m. and directed to: Chad Ortlieb, City of Tustin, 300 Centennial Way, Tustin, California 92780. Information concerning the Draft One-year Action Plan should be directed to Justina Willkom with the Community Development Department at (714) 573-3127. Pamela Stoker, City Clerk Publish: Tustin News - March 2, 2006 ~i' . It vou reaum;; specia: accommodation. 5, plcase con~ac; (. 1;Jsllr. C:!;V h:,;!: 300 Centennial Way. TuslJP 9.2""'80. :-'-,- .. . }::'0_ . olution No. 06-39 ~ge 72 of 92 Appendix C Agencies Contacted Resolution No. 06-39 Page 73 of 92 Kelsey Winn Healing Odyssey 23421 South Pointe Drive. #170 Laguna Hills. CA 92653 Andrew Hamilton 13571 Pawnee Tustin, CA 92782 Goldie Nannes 275 E. Sixth Street, #114 Tustin. CA 92780 Nathan Menard 345 W. Sixth Street Tustin. CA 92780 Becky Johnson Alliance for the Mentally III 621 S. "B" Street, Suite B Tustin. CA 92780 Meiinda Guinaldo Director Assessment & Treatment Services Center 1 981 Orchard Road Newport Beach. CA 92660 Pat Davis Executive Director Big Brothers & Sisters of OC 14131 Yorba Street Tustin. CA 92780 Ciiff Polston Executive Director Boys & Girls Club of Tustin 580 W. Sixth Street Tustin, CA 92780 Susan Knopick Children's Bureau of So. Calif. 50 S. Anaheim Boulevard Ananheim. CA 92805 Elmer Hothus Director of Development Christian Temporary Housing Facility 704 N. Glassell Street Orange. CA 92867 Margot Carlson Executive Director Community Services Programs 1821 East Dyer Road. Suite 200 Santa Ana, CA 92705 Karen Weisenberger Consumer Credit Counseiing Service P.O. Box 11330 Santa Ana, CA 92711 Dayle Mcintosh Center 150 W. Cerrllos, Bld9. 4 Anaheim. CA 92805 Jerry Caminiti Disability Awareness Coalition 3773 University Drive, #118 Irvine. CA 92612 Gilbert Marquez Easter Seal Society, Inc. 1801 E. Edinger # 190 Santa Ana, CA 92705 Rowana McCoy Program Manager Easter Seal Society. Inc. 1661 N. Raymond Ave.. Suite 100 Anaheim, CA 92601 Elizabeth Pierson Executive Director Fair Housing Council of O.C, 201 S. Broadway Santa Ana. CA 92701 Teresa Lu Family Outreach Center 210 N, Malden Fullerton. CA 92832 Ret Wixted Project Director Feedback Foundation, Inc. 1200 N. Knollwood Circle Anaheim. CA 92801 Resolution No. 06-39 Page 74 of 92 Suzanne Guthrie Four H Clubs of Orange County 1045 Arlington drive Costa Mesa. CA 92626 Ginny Hovland 14890 Chesnut Tustin. CA 92780 Maria Marquez Interim Division Manager Adull Mental Health Services 405 W. Fifth Street. SuRe 550 Santa Ana. CA 92701 Assistance League of Tustin P,O. Box 86 Tustin. CA 92780 Lynne Tsuda Central Orange County YWCA 146 North Grand Street Orange. CA 92866 Helen Brown Civic Center Barrio 1665 E. 4th Street, #210 Santa Ana. CA 92701 Vemon Plaskett Continuing Development, Inc. 851 E. Hamilton Avenue. Sulle 200 Campbell, CA 95008 Kathleen Bumham Director Drug Court Foundation 22471 Aspen Street, Suite 103 Lake Forest, CA 92630-1644 Dr. Karl Ullrich Episcopal Service Alliance 1408 E. Katella Avenue Anaheim, CA 92805 John Drew Family Solutions 203 N. Golden Circle Drive. #101 Santa Ana. CA 92705 Colin Henderson Executive Director Friendship Shelter. Inc. P.O. Box 4252 Laguna Beach, CA 92652 Lucy Santana Executive Director - irls Incorporated of Orange County 315 Anaheim Avenue osta Mesa. CA 92627 Helen Anderson Hunger Coalitions 14452 Wildeve Lane Tustin. CA 92780 Carol Anne Williams Interval House P.O. Box 3356 Seal Beach. CA 90740 Brenda Marlin Laurel House 13722 Fairmont Way Tustin, CA 92780 Senior Citizens Legal Advocacy Program Legal Aid Society of Orange County 902 N. Main Street -- anta Ana. CA 92701 Roger Moore Lutheran Social Services of Southem Calif. 704 N. Glassell Street Orange. CA 92867 Joan Basile Director Mary's Shelter 17671 Anglin Lane Tustin. CA 92780 DoU9 Bistry O.C. Affordable Housing 23861 EI Toro Road. Sune 207 Lake Forest, CA 92640-4733 Elaine Lintner OCSPCA-Paws 5660 Avenida Antigua Y orba Linda, CA 92687 :obyn Ciass executive Director Orange Children & Parents Together 3530 E. Chapman Avenue Orange, CA 92869 Joe Monzon HUD Community Builder HUD 1600 N. Broadway Santa Ana. CA 92706 Mary Hadley Info Line Orange County 2081 Business Center Drive. .u~e 130 Irvine. CA 92715 Clyde Weinman Executive Director Irvine Temporary Housing 6427 Oak Canyon irvine, CA 92620 Joyce Riley Learning Disabilities of Southern Calif. P.O. Box 25772 Santa Ana. CA 92799 Sherry McCulley Grants Coordinator Legal Aid Society of Orange County 902 N. Main Street Santa Ana, CA 92701 Mardan Center of Educational Therapy 1 Osbom Irvine. CA 92604 Larry Haynes Executive Director Mercy House Trensitional Living Ctr. P.O. Box 1905 Santa Ana. CA 92702 Allen Baldwin Executive Director OC Community Housing Corp. 1833 E. 17th Street. Suite 207 Santa Ana. CA 92701 Beverly Nestande Olive Crest Homes 2130 E. Fourth Street, Suite 200 Santa Ana, CA 92705 Orange Coast Interfaith Shelter 1963 Wallace Street, Apt. A Costa Mesa. CA 92627 Wendy Marohnic Human Options Second Step P.O. Box 9445 South Laguna, CA 92677 Larry Levinson Interfaith Interim Housing of South O.C. P.O. Box 2487 Laguna Hills, CA 92654 Lila Lieberthal Jamboree Housing Corp. 2081 Business Center Drive Irvine. CA 92714 Theresa Marji Legal Aid of Orange County 902 N. Mein Street Santa Ana. CA 92701 Sister Marie Therese Executive Director Lestonnac Free Clinic 1215 E. Chapman Avenue Orange. CA 92869 Dr. Karen Ebersole Mary's Shelter P.O. Box 10433 Santa Ana. CA 92711-{)433 Susan Alexander New Horizons 13821 Newport Avenue. #200 Tustin. CA 92780 Pamele McGovem Executive Director OC Council of Aging 18552 McArthur Boulevard. #425 Irvine. CA 92715 Operation Ciean Slate 1578 Minorca Drive Costa Mesa, CA 92626 Maria Marquez Interim Division Manager Orange County Heallh Care Agency 405 W. Fifth Street. Suite 550 Santa A~~illrtJNo. 06-39 Page 75 of 92 Orange County Homeless Issues Task Force 1833 E. 17th Street Santa Ana. CA 92705-8629 Kelli Bourne Prevent Child Abuse of Orange County 1431 Warner Avenue. #0 Tustin. CA 92780 Michael Manchester Project Independent 1305 W. Cadillac, # P101 Costa Mesa, CA 92626 Jean Wegener Executive Director Serving People in Need 2900 Bristol St.. Suite H-106 Costa Mesa, CA 92626 Jean Mead South Coast Singers 30025 Alicia Parkway #165 Laguna Niguel. CA 92677 Mary Atkinson Smith The Blind Children's Learning Center 18542-8 Vanderlip Avenue Santa Ana, CA 92705 Doris La Magna The Villa Center, Inc. 910 North French Santa Ana. CA 92701 Suzanne Hoehl Think T agather 2001 E. Fourth Street, #200 Santa Ana. CA 92705-3916 Barbara Benson Tustin Area Council for Fine Arts P.O. Box 145 Tustin. CA 92781 JoAnn Ruden Tustin Public School Foundation 17411 Irvine Boulevard. #1 Tustin. CA 92780 Resolution No. 06-39 Page 76 of 92 Bob Winandy Administrative Office Pilgrimage Family Therapy 25332 Cabot Road, Ste. 207 Laguna Hills. CA 92653-5521 Probation Community Action Assoc. 1111 N. Main Street, #176 Santa Ana. CA 92701 Warren Johnson O.C. Administration Salvation Army 10200 Pioneer Road Tustin. CA 92780 Jim Miller Executive Director Shelter for the Homeless 15161Jackson Street Midway City. CA 92655-1432 Chris Keena Care Coordinator SI. Vincent de Paul 2525 N. Grand Avenue. #N Santa Ana, CA 92705 Kimberlee White Director of Development The Eli Home. Inc. 3128 E. Chapman Avenue Orange. CA 92869 Millie Palomino The Wellness Community - Orange County 540 N. Golden Circle Drive #315 Santa Ana, CA 92705 Tiffany Jones Turning Point Center for Families 2101 E.4th Street. #15O-B Santa Ana. CA 92705-3814 Tustin Area Historical Society & Museum 395 EI Camino Real Tustin. CA 92780 Donald Taylor Veteran Charities of Orange County 201 S. Sullivan Street Santa Ana. CA 92704 Amanda Mequet Pilgrimage Family Therapy Center 25332 CabGI Road #207 Laguna HillS, CA 92653 Michael Menchester Project Independence 3505 W. Cadillac Costa Mesa. CA 92626 Dr. Joseph Bandemoll Serenity Recovery Center 14511 Carfax #C Tustin. CA 92780 Thomas Whaling Shelter for the Homeless 24621 Ridgewood Circle Lake Forest. CA 92630 Jon Schlemmer St. Vincent de Paul Center for Reconciliation 2525 N. Grand Avenue, #N Santa Ana, CA 92703 Julie Damon The Seed Institute 6271 Tarssa Lane Mission Viejo. CA 92691 Randy Barth THINK Together 2001 E. Fourth Street, #200 Santa Ana. CA 92705-3916 Louise Romano Director . Tustin Acts for Families and Youth (TAFFY) 17291 Irvine Boulevard #165 Tustin, CA 92780 Jim Lynch Tustin Chamber of Commerce 399 EI Camino Real Tustin. CA 92780 Veteran's Service Depl. 4220 Lemon Street Riverside. CA 92501 Susan Aguilar CEO -'eTip Inc. O. Box1296 ancho Cucamonga, CA 91729 Bob Lombardo WeTip. Inc. P.o. Box 1296 Rancho Cucamonga. CA 91729 Stephanie Camargo Working Wardrobe 12914 Haster Street Garden Grove. CA 92840 Jean Moonilal YMCA Community Services 13821 Newport Avenue Tustin. CA 92780 Adrienne Stokols Director YMCA of Orange County 13821 Newport Avenue #200 Tustin, CA 92780 Francoise Aylmer Aizheimer Association of Orange County 2540 N. Santiago Boulevard Orange. CA 92867 Alan Witchey AIDS Services Foundation 17982 Sky Perk Circle. Suite J irvine. CA 92614-8408 Kathy Alvarado Salvation Army 13262 Tiburon Way Tustin. CA Maria Haverson Families Together of Orange County 801 S. Lyon Street -anta Ana, CA 92705 Geraldine Wills Community Deveiopment Corp. 3002 Via Delores Baldwin Park, CA 91706 Stella Gerk Executive Director Women Helping Women 711 W. 17th Street. Suite Al0 Costa Mesa, CA 92627 Holly Harris YMCA of North Orange County Beyond Shelter 215 E. Commonwealth Avenue, Suite F Fullerton, CA 92832 Sandra Espadas O.C. Human Relations 1300 S. Grand Avenue. Building B Santa Ana. CA 92705 Joseph Vanderhoff Serenity Recovery Center 14511 Carfax Drive Tustin, CA 92780 ATSC Attn: John GeiSbauer 16702 Huggins Avenue Yorba Linda, CA 92886 Resolution No. 06-39 Page 77 of 92 Appendix D Summary of Citizen Comments Resolution No. 06-39 Page 78 of 92 No comments were received during the review period. Resoiution No. 06-39 Page 79 of 92 Appendix E Monitoring Checklist Resolution No. 06-39 Page 80 of 92 CITY OF TUSTIN COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM SUBRECIPIENT ON-SITE MONITORING PROCESS MONITORING CHECKLIST Goal: To standardize the review process for on-site monitoring visits to CDBG Subrecipients during program year. Objectives: To ensure that all Subrecipients are monitored in important areas of program administration and regulatory compliance. 1.0 SUBRECIPIENT INFORMATION: 1.1 Name of Subrecipient: 1.2 Program! Activity description: 1.3 Project Location: 1.4 Eligibility (Enter CDBG Citation): 1.5 National Objective: o Area Benefit 0 Limited Clientele o Job Retention D SlwnlBlight Area Basis o Slum/Blight Urban Renewal 1.6 Local Objective: 1.7 Date of On-Sire Monitoring Visit: 1. 8 Location of On-Site Visit: 1.9 Name/Title of Person Interviewed: D Housing 0 Job Creation D SlwnlBlight Spot Basis o Urgent Needs 2.0 PERFORMANCE EVALUATION REVIEW: 2.1 Contract Objectives: 2.2 Contract Statement of Work: Resolution No. 06-39 Page 81 of 92 ... _ _:.~ _:_ _ ""t...__1"1:_. r:... ~4'T.......;... D'ln... 1 nof 1'" 2.3 Contract/Project Schedule: From: To: 2.4 Contract Budget: 2.6 a. What activities are outlined within the Agreement? b. Describe the actual program and how the acwal CDBG funds are used: Sumnuuy: The activities actuaUy fundtd with CDBG funds arr! consistent with activities ouJlined within agreement with City? a Yes a No If No, Explain: 2.7 a. b. What is the current staWS of the project? Will the CDBG funds be expended by the termination of the Agreement? DYes D No Summary: The actual progress on completing CDBG funded activities/tasks is consistent with schedule ouJlined with the agreement with City? a Yes a No If No, explain: _ 2.8 a. CDBG funds are used for what expenditures? (Le. staff salaries, construCtion costs, operating expenses, etc) b. Are the expenditures consistent with the program/project outlined in the Agreement? (Le. public services, public improvement and facilities, handicapped accessibility improvement, etc) DYes D No rfNo, Explain: Resolution No. 06-39Pa\lFJ!;L~L!l.2,..hM"';"' r-i.., ,..,f'T"c-t;n p~u,.. ') of 1'"' Sum11UU'J: The actuIll expenditures of CDBG funds are consistent with funds allocated by the City as outlined within the agreement with City. C1 Yes C1 No If No, Explain: 2.9 Accomplishments. a. Number of participants: b. Number of Tustin residents: c. Other significant accomplishments: 2.10 a. Has the organization violated any Federal regulations related to the CDBG program? DYes 0 No If Yes, Explain: b. Is the organization working towards positive progress in the completion of the CDBG funded activity in meeting the National and Local objectives of the CDBG program? 0 Yes 0 No If No, Explain c. Summarize of any other deficiencies noted in performance of the Subrecipient: _ 2.11 Summary of Corrective Actions/Deadlines: Resolution No. 06.39 Page 83 of 92 ... __:.__:__ r"L__l.1:_. ""':h' .....f'T'.......:... P2np,1 nf 1') 2.12 Technical Assistance Needed: LI Yes LI No 3.0 RECORD-KEEPING SYSTEMS: 3.1 a. Are the following records maintained by the Subrecipient to provide: 1. A full description of the activities assisted with CDBG funds; 0 Yes 0 No 2. The activity meets one of the national objectives; 0 Yes 0 No 3. Determinations have been made for all eligibility requirements; 0 Yes 0 No 4. Evidence of compliance with federal regulations for acquisition, displacement, relocation and replacement housing if applicable; LI Yes 0 No 0 N/A 5. Evidence of compliance with federal requirements specified in Subpart K of 24 CFR Part 570 if applicable; 0 Yes 0 No 0 N/A 6. Characteristics and location of beneficiaries; 0 Yes 0 No 7. Allowability of costs; LI Yes 0 No 8. The status of the case/project 0 Yes 0 No b. How is cumulative data on its activities compiled for inclusion in periodic reports? _ Summary: The Subrecipient's jiling system is orderly, comprehensive and up-to-date. a Yes a No q No, Explain: 3.2 a. Where are the files/records stores: b. Who has access to the records? c. How are files/records secured? (Le. cabinets locked, limited access) Summary: The Subrecipient has appropriate procedures in place to ensure the confidentiality/safety of records? a Yes a No If No, Explain: Resolution No. 06-39 Pag\l_~~U~.f .9_2~"__ ... ,.. r.~" ",f"T",,';n P:HJP <1 nf 1 J 3.3 a. Where are individual client files kept? b. Where are program files kept? c. Where are financial records kept? Sumnuuy: The Subrecipie1/1 records stored in a locolion which provides for easy access/availobilily in tenns of review by approprillte agencies. a Yes a No If No, Explain: 3.4 a. Is the subrecipient aware of the regulations for the retention of records for a minimum of three years? 0 Yes 0 No b. How long does the subrecipient retain records? c. How are they store/retained? Sumnuuy: The SubrecipumJ has procedures in ploce to retllin records reloJed to the CDBG funding for a minimum of three (3) years? C1 Yes C1 No If No, Explain: 3.5 a. How does the Subrecipient separate its CDBG expenditures from other expenditures? Sumnuuy: TM Subrecipient hos procedures in ploce to identify CDBG reloJed expenses from its other expenditures? a Yes a No If No, Exploin: "A"........;.."'..;....... f"hG,-,1,.!i",.. ritu of TIH:tin Resoiution No. 06-39 Page 85 of 92 p:::'p'e S of 12 3.6 The Subrecipient is maintaining adequate records of all required information, such as information on income characteristics of beneficiaries, racial/ethnic groups being served, and number and type of households being served? LI Yes LI No If No, Explain: _ 3.7 Is the Subrecipient maintaining documentation such as time sheet for charges to award salaries and wages? 0 Yes 0 No If No, Explain: 4.0 FINANCIAL MANAGEMENT SYSTEM: 4.1 a. Does the system of internal controls include specified job responsibilities, a formal system of authorization and supervision, separation of duties, qualified staff, control over access to assets, bank forms, and other confidential documents, and periodic reconciliation? LI Yes 0 No b. Do the accounting records adequately identify the sources and application of CDBG funds? 0 Yes 0 No c. Are the costs being reimbursed by CDBG funds allowed under the CDBG program rules and regulation? (i.e. reasonable, necessary, and directly related to the grant). DYes 0 No d. Does the subrecipient maintain control over the budget for the CD BG funded activity? (i.e. comparison of budget with actual expenditures) 0 Yes 0 No e. Is there a system which projects the cash needs of the subrecipient and minimizes the time between the receipt of funds to the actual disbursements of funds? Resolution No. 06-39 Pall~_ ~6._~L~2~" _ _,.,_> r:... "'.T"...;.... P~np f. nf 1" DYes 0 No f. Does the subrecipient provide a financial report which shows the amount budgeted for each CDBG activity, reimbursements received to date, actual expenditures for the current period and to date, and current encumbrances/obligations in addition to expenditures? 0 Yes 0 No g. What were the results of the independent audit, if required? Sumnuuy: Are the Subrecipient's accounting policies and procedures consistent with federal reguloiions? a Yes C1 No If No, Explain: 4.2 a. Is a cash receipts journal kept? Does the cash receipts journal show when funds are received, in what amounts and from what sources? CI Yes CI No b. Is a cash disbursements journal kept? Does the cash disbursements journal document when the expenses were incurred, how much was spent, to whom it was paid, and for what purpose? 0 Yes 0 No c. Is a payroll journal kept? Does the payroll journal document expenses on salaries and benefits, and distinguishes different categories? 0 Yes 0 No Summary: Does the Subrecipient's jintmcilJl management system provide for an accurate accountillg of revenues and expe1Ulitures? C1 Yes C1 No If No, Explain: 4.3 a. Is the Information transferred into a general ledger? (The general ledger summarizes in chronological order the activity and fmancial status of all the accounts of an Resolution No. 06-39 Page 87 of 92 ...__:~__:__ r'l..nnl,l;n~ r;." n<'T"......,., p~o~ 7 of 17 organization) Cl Yes Cl No b. Do the accounting records contain reliable and up-to-date information about the sources and uses of funds, including: 1. Grant received? Cl Yes Cl No 2. Current Authorizations and obligations of CDBG funds? Cl Yes Cl No 3. Unobligated balances? Cl Yes Cl No 4. Assets and liabilities? Cl Yes Cl No 5. Program Income? 0 Yes 0 No 6. Actual outlays and expenditures? Cl Yes Cl No c. Posting and trial balances are performed on a regular basis? Cl Yes Cl No Summmy: Do the Subrecipient's accounting records provide for accurate, current and complete disclosure of financial results? a Yes a No If No, Explain: 4.4 a. Does the subrecipient maintain files of original sources documentation (receipts, invoices, canceled checks, etc) for all financial transactions? Cl Yes Cl No SU11l11UJ1Y: Are oIl costs supported by appropriate documentaJion (i.e., expense receipts, time-sheets, cost aJ1ocaJion plans, etc)? a Yes a No If No, Explain: 4.5 a. Does the subrecipient receive program income? Cl Yes Cl No b. Does the subrecipient ensure that all the program income is used for permitted activities and that such program income is expended before requesting further reimbursement from the CDBG funds for the same activity? Cl Yes Cl No Resolution No. 06-39 Pag,r;_fl!t<;!L~z..,"__""M r;t" ~,f' '1'..",;.... P:UJP R of 12 Sumnuuy: An appropriote procedures in p10ce to account for program income reloled to the use of CDBGfunds ? a Yes aNo ExpUzin: 4.6 a. b. Has the independent audit been submitted? CJ Yes CJ No Is the City on the mailing list for receipt of the independent audit? CJ Yes CJ No Sumnuuy: Is the Subrecipient required to submit an independent finoncial audiJ to the City? a Yes a No If so, have proper arrangements been made to conduct the audit? a Yes a No ExplJJin 4.7 a. Is the subrecipient aware of the regulations for the use of real or personal property to meet the national objectives of the CDBG program? CJ Yes CJ No b. Is the subrecipient aware of the regulations for the disposition of real or personal property when such property is no longer necessary for the CDBG funded activity? _ CJ Yes CJ No c. What procedures are in place for the disposition of any real or personal property acquired in part or in whole with CDBG funds? Sumnuuy: Does the Subrecipient have approprilJJe procedures in p1o.ce to allow for reversion of assets as reloled to the use of CDBG funds? a Yes a No ExpUzin: Resolution No. 06-39 Page 89 of 92 lI.... ........;........;...... ...\-,......1~1;". r;hl nf T.."t;." P':llnp Q flf,") s.o ANTI-DISCRIMINATION: 5.1 a. Does the subrecipient have employment guidelines or policies to assure equal employment opportunities to all persons regardless of race, color, national origin, sex or handicap? Cl Yes 0 No b. Does the subrecipient maintain data indicating the racial/ethnic character of employees of a program funded in whole or part with CDBG funds? 0 Yes 0 No c. If applicable, does the subrecipient maintain documentation of the actions the subrecipient has carried out with its resources to remedy or ameliorate any conditions limiting fair housing choice in the community or other actions which demonstrates its support of fair housing? 0 Yes Cl No d. Does the subrecipient allow participation in the program regardless of race, color, national origin, sex or handicap? 0 Yes 0 No e. Does the subrecipient reasonably accommodate persons who may be physically limited by a handicap? 0 Yes Cl No f. If applicable, does the subrecipient take affirmative steps to assure that minority businesses and women's business enterprises have an equal opportunities to obtain or compete for contracts and subcontracts as sources of supplies, equipment, construction, or services? 0 Yes 0 No Summary: Does the Subrecipient have appropriate procedures in place for Civil Rights? Non-discrimination? Equal Employment Opportunities? Fair Housing Compliance? Access to disabled? Opportunitiesfor Women and Minority Busimss Enterprises? a Yes a No Explain: Resolution No. 06-39 PafJp_ ~f? _~L ~2r". .~_1.1~ u r;~" ^f Tl1rf;n P~OP lOof I'! 5.2 a. Is the subrecipient aware that they are prohibited from using CDBG funds to finance the use of facilities or equipment for religious purpose or to engage in other religious activities? 0 Yes 0 No b. What procedures are in place to prohibit such activity? Summary: Does the Subrecipient have appropriDte procednres ill pltu:e to prohibit religious activities as relDJed to the use of CDBG funds? a Yes a No Explain: 5.3 a. Is the subrecipient aware that they are prohibited from using CDBG funds to finance the use of facilities or equipment for political purposes or to engage in other partisan political activities, such as voter registration, sponsoring candidate forums, etc. DYes 0 No b. What procedures are in place to prohibit such activities? Summary: Does the SubrecipienJ have appropriDte procednres in pltu:e to prohibit use of CDBG funds for lobbying or other political activities? a Yes a No If No, Exp1oin: _ 6.0 MISCELLANEOUS COMMENTS/CONCLUSIONS: Are there other issues that have not yet been addressed? Resolution No. 06-39 Page 91 of 92 r:~H ^~ 'T'..",~;.., P':lnp 11 ....f'') llZ n:.__:___ ,...,L__l_1:_.. ON-SITE MONITORING VISIT CONDUCTED BY: Signature Name Date Title SUBRECIPffiNT OFFICIALS CONTACTED (Name & Title): Signature Signature Name Name Title Title Date Date JW:\CDBG\monUor...:k1 Rev: 5/28198 Resolution No. 06-39 P~.Q-f.~~t~<:-'hMl,l;"' rir" "ofT""I;n P::lpp1?of12