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HomeMy WebLinkAbout07 MEASURE M2 FAIRSHARE ANNUAL EXPENDITURE REPORTAgenda Item _______ Reviewed: City Manager _______ Finance Director _______ MEETING DATE: NOVEMBER 15, 2022 TO: MATTHEW S. WEST, CITY MANAGER FROM: JASON AL-IMAM, DIRECTOR OF FINANCE SUBJECT: MEASURE M2 FAIRSHARE ANNUAL EXPENDITURE REPORT SUMMARY: The Local Transportation Authority Ordinance No. 3 requires the City to adopt an annual Expenditure Report to account for the Net Revenues, developer/traffic impact fees, and funds expended by the City, which satisfy the Maintenance of Effort (MOE). The Orange County Transportation Authority (OCTA) established the MOE benchmark in conjunction with passage of the original Measure M. MOE is a requirement that the City expend local funds on transportation related projects each fiscal year in order to be eligible to receive Measure M2 Fairshare funds; the City’s required MOE expenditure for Fiscal Year 2021- 22 is $1,697,045. This figure will remain the same through Fiscal Year 2022-23. RECOMMENDATION: It is recommended that the City Council adopt Resolution No. 22-61, adopting the Measure M2 Expenditure Report for Fiscal Year 2021-2022 (attached), and direct staff to file the report with the Orange County Transportation Authority. FISCAL IMPACT: There is no fiscal impact associated with this Agenda Item other than staff time. CORRELATION TO THE STRATEGIC PLAN Filing the Measure M2 Fairshare Annual Expenditure Report contributes to the City’s Strategic Plan Goal C, by ensuring that the City adheres to the Local Transportation Authority Ordinance Number 3 and continues to receive Measure M2 Fairshare funds. BACKGROUND: Voters approved the renewed Measure M (referred to as Measure M2) on November 7, 2006. Measure M2 is a 30-year, multi-billion dollar program extension of the original Measure M (1991-2011) with a new slate of projects and programs that’s managed by OCTA. With passage of Measure M2, additional eligibility requirements must be established and maintained by the City in order for the City to receive Measure M2 Fairshare funds, which represent a proportionate share of the 1/2% sales tax. AGENDA REPORT DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27 7DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 Measure M2 Fairshare Expenditure Report November 15, 2022 Page 2 The Local Transportation Authority Ordinance No. 3 requires the City to adopt an annual Expenditure Report to account for Measure M2 Fairshare, other Measure M2 funding (includes Senior Mobility program), developer/traffic impact fees, and funds expended b y the City which satisfy MOE. The Annual Expenditure Report must be adopted by the City Council and submitted to OCTA by the end of six (6) months following the end of the City’s fiscal year. The Measure M2 Expenditure Report for Fiscal Year 2021-2022 is attached to this agenda report. For Fiscal Year 2021-2022, the City received $2,023,597 in M2 Fairshare revenues for the period of July 2021 through June 2022. The City expended $5,135,125 in Measure M2 sources during Fiscal Year 2021-2022. These expenditures include $3,334,282 in Fairshare funds for various projects (traffic signal controller and synchronization improvements, pavement maintenance, etc.). The City expended $4,100,081 from various funds (including General Fund) in Fiscal Year 2021-2022, which satisfies Measure M2 MOE requirements. A portion of the MOE expenditures were for projects in Tustin Legacy. Jason Al-Imam Sean Tran Director of Finance Deputy Director of Finance ______________________________________ Glenda Babbitt Management Analyst Attachments: Measure M2 Expenditure Report for the Fiscal Year 2021-2022 Resolution No. 22-61 DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 City of Tustin M2 Expenditure Report Fiscal Year Ended June 30, 2022 Beginning and Ending Balances Schedule 1 Line No.Amount Interest A-M Freeway Projects 1 -$ -$ O Regional Capacity Program (RCP) *2 1,506,510$ -$ P Regional Traffic Signal Synchronization Program (RTSSP)3 -$ -$ Q Local Fair Share *4 4,277,523$ -$ R High Frequency Metrolink Service 5 -$ -$ S Transit Extensions to Metrolink 6 -$ -$ T Convert Metrolink Station(s) to Regional Gateways that connect Orange County with High-Speed Rail Systems 7 -$ -$ U Senior Mobility Program or Senior Non-Emergency Medical Program 8 46,756$ -$ V Community Based Transit/Circulators 9 -$ -$ W Safe Transit Stops 10 -$ -$ X Environmental Cleanup Program (Water Quality) *11 200,000$ -$ Other*12 -$ -$ 13 6,030,789$ -$ Monies Made Available During Fiscal Year 14 2,099,157$ -$ 15 8,129,946$ -$ Expenditures During Fiscal Year 16 5,135,125$ -$ A-M Freeway Projects 17 -$ -$ O Regional Capacity Program (RCP)18 -$ -$ P Regional Traffic Signal Synchronization Program (RTSSP)19 -$ -$ Q Local Fair Share 20 2,966,839$ -$ R High Frequency Metrolink Service 21 -$ -$ S Transit Extensions to Metrolink 22 -$ -$ T Convert Metrolink Station(s) to Regional Gateways that connect Orange County with High-Speed Rail Systems 23 -$ -$ U Senior Mobility Program or Senior Non-Emergency Medical Program 24 27,983$ -$ V Community Based Transit/Circulators 25 -$ -$ W Safe Transit Stops 26 -$ -$ X Environmental Cleanup Program (Water Quality)27 -$ -$ Other*28 -$ -$ * Please provide a specific description Adjustment to the beginning balances for Project O, Q, and X. Description Total Monies Available (Sum Lines 13 & 14) Staff (Finance/PW) worked to reconcile project expenditures to ensure that expenditures were properly captured. The effort yielded an increase to the beginning balance of Project O by $749,618 from $756,892 to $1,506,510. In addition, it yielded an increase to the beginning balance of Project Q by $1,481,742 from $2,795,781 to $4,277,523. As well as a decrease to the beginning balance of Project X by $2,231,360 from $2,431,360 to $200,000. Balances at End of Fiscal Year Balances at Beginning of Fiscal Year Balances at Beginning of Fiscal Year DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 City of Tustin M2 Expenditure Report Fiscal Year Ended June 30, 2022 Sources and Uses Schedule 2 Line No. Amount Interest A-M Freeway Projects 1 -$ -$ O Regional Capacity Program (RCP)2 -$ P Regional Traffic Signal Synchronization Program (RTSSP)3 -$ -$ Q Local Fair Share 4 2,023,597$ -$ R High Frequency Metrolink Service 5 -$ -$ S Transit Extensions to Metrolink 6 -$ -$ T Convert Metrolink Station(s) to Regional Gateways that connect Orange County with High-Speed Rail Systems 7 -$ -$ U Senior Mobility Program or Senior Non-Emergency Medical Program 8 75,560$ -$ V Community Based Transit/Circulators 9 -$ -$ W Safe Transit Stops 10 -$ -$ X Environmental Cleanup Program (Water Quality)11 -$ Other*12 -$ -$ 13 2,099,157$ -$ A-M Freeway Projects 14 -$ -$ O Regional Capacity Program (RCP)15 1,506,510$ -$ P Regional Traffic Signal Synchronization Program (RTSSP)16 -$ -$ Q Local Fair Share 17 3,334,282$ -$ R High Frequency Metrolink Service 18 -$ -$ S Transit Extensions to Metrolink 19 -$ -$ T Convert Metrolink Station(s) to Regional Gateways that connect Orange County with High-Speed Rail Systems 20 -$ -$ U Senior Mobility Program or Senior Non-Emergency Medical Program 21 94,333$ -$ V Community Based Transit/Circulators 22 -$ -$ W Safe Transit Stops 23 -$ -$ X Environmental Cleanup Program (Water Quality)24 200,000$ -$ Other*25 -$ -$ 26 5,135,125$ -$ 27 (3,035,968)$ -$ * Please provide a specific description Zero interest was allocated to Project Q and U due to allocated unrealized loss from the investment portfolio. TOTAL BALANCE (Subtract line 26 from 13) TOTAL EXPENDITURES (Sum lines 14 to 25) Description Revenues: TOTAL REVENUES (Sum lines 1 to 12) Expenditures: DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 City of Tustin M2 Expenditure Report Fiscal Year Ended June 30, 2022 Streets and Roads Detailed Use of Funds Schedule 3 Line No.MOE Developer / Impact Fees+O O Interest P P Interest Q Q Interest X X Interest Other M22 Other M2 Interest Other*TOTAL 1 -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ New Street Construction 2 586,774.84$ 1,162,918.57$ 1,398,927.00$ -$ -$ -$ 221,296.86$ -$ -$ -$ -$ -$ -$ 3,369,917$ Street Reconstruction 3 115,747.86$ -$ 62,712.00$ -$ -$ -$ 13,832.83$ -$ -$ -$ -$ -$ -$ 192,293$ Signals, Safety Devices, & Street Lights 4 817,847.18$ 1,788,739.70$ 44,871.00$ -$ -$ -$ 771,911.86$ -$ -$ -$ -$ -$ -$ 3,423,370$ Pedestrian Ways & Bikepaths 5 254,778.30$ 425,570.53$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ 680,349$ Storm Drains 6 487,885.52$ 36,270.70$ -$ -$ -$ -$ 640,068.10$ -$ 200,000.00$ -$ -$ -$ -$ 1,364,224$ Storm Damage 7 -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ 8 2,263,033.70$ 3,413,499.50$ 1,506,510.00$ -$ -$ -$ 1,647,109.65$ -$ 200,000.00$ -$ -$ -$ -$ 9,030,153$ Right of Way Acquisition 9 -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ 10 2,263,033.70$ 3,413,499.50$ 1,506,510.00$ -$ -$ -$ 1,647,109.65$ -$ 200,000.00$ -$ -$ -$ -$ 9,030,153$ Patching 11 51,297.40$ -$ -$ -$ -$ -$ 300,839.47$ -$ -$ -$ -$ -$ -$ 352,137$ Overlay & Sealing 12 1,447,331.44$ -$ -$ -$ -$ -$ 230,725.33$ -$ -$ -$ -$ -$ -$ 1,678,057$ Street Lights & Traffic Signals 13 -$ -$ -$ -$ -$ -$ 55,227.23$ -$ -$ -$ -$ -$ -$ 55,227$ Storm Damage 14 -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Other Street Purpose Maintenance 15 338,418.68$ -$ -$ -$ -$ -$ 1,099,318.86$ -$ -$ -$ -$ -$ -$ 1,437,738$ 16 1,837,047.52$ -$ -$ -$ -$ -$ 1,686,110.89$ -$ -$ -$ -$ -$ -$ 3,523,158$ 17 -$ -$ -$ -$ -$ 1,061.04$ -$ -$ -$ 94,333.47$ -$ -$ 95,395$ 18 4,100,081.22$ 3,413,499.50$ 1,506,510.00$ -$ -$ -$ 3,334,281.58$ -$ 200,000.00$ -$ 94,333.47$ -$ -$ 12,648,705.77$ 19 1 Includes direct charges for staff time Legend 2 Other M2 includes A-M, R,S,T,U,V, and W Project + Transportation related only A-M *Please provide a specific description O P Q R S T U V W X Finance Director Confirmation Any California State Constitution Article XIX streets and road eligible expenditure may be “counted” in local jurisdictions’ calculation of MOE if the activity is supported (funded) by a local jurisdictions’ discretionary funds (e.g. general fund). The California State Controller also provides useful information on Article XIX and the Streets and Highways Code eligible expenditures in its “Guidelines Relating to Gas Tax Expenditures for Cities and Counties”. I have reviewed and am aware of these guidelines and their applicability in calculating and reporting on Maintenance of Effort expenditures. Finance Director initial: _______________ Description Transit Extensions to Metrolink Safe Transit Stops High Frequency Metrolink Service Environmental Cleanup Program (Water Quality) Senior Mobility Program or Senior Non-Emergency Medical Program Community Based Transit/Circulators Convert Metrolink Station(s) to Regional Gateways that connect Orange County with High-Speed Rail Systems Freeway Projects Regional Capacity Program (RCP) Local Fair Share Regional Traffic Signal Synchronization Program (RTSSP) Other Total Maintenance1 GRAND TOTALS (Sum Lines 1, 10, 16, 17) Type of Expenditure Indirect and/or Overhead Construction & Right-of-Way Total Construction1 Total Construction & Right-of-Way Maintenance DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 City of Tustin M2 Expenditure Report Fiscal Year Ended June 30, 2022 Local Fair Share Project List Schedule 4 PROJECT NAME AMOUNT EXPENDED Annex-Legacy Improvements 13,159.00$ Traffic Signal Controller Upgrade 6,334.50$ Main Street Improvements 23,140.00$ Edinger Ave/Irvine Center Traffic Signal Synchronization 1,518.75$ Tustin Ranch Road/Von Karmen Traffic Signal Synchronization 540.00$ Red Hill Avenue Signal Synchronization 32,610.00$ First Street Signal Synchronization 4,720.00$ Tustin Avenue Signal Synchronization 6,813.75$ FY 20/21 Major Pavement Maintenance 373,337.95$ FY 21/22 Major Pavement Maintenance 712,959.53$ N D South Non-BB Infrastructure 1,553,716.56$ Red Hill Avenue Median Improvements 442,002.50$ Bank Service Charges 1,061.04$ Direct Charge for Labor associated with these projects 162,368.00$ 3,334,281.58$ DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 City of Tustin M2 Expenditure Report Fiscal Year Ended June 30, 2022 Signature Page Jason Al-Imam Date ________________________________________________ 13 An Actual General Fund Revenue excerpt from a jurisdiction's Annual Comprehensive Finance Report (ACFR) must be provided as backup documentation. I hereby certify that: ☐ All the information attached herein and included in schedules 1 through 4 is true and accurate to the best of my knowledge; ☐ The interest earned on Net Revenues allocated pursuant to the Ordinance shall be expended only for those purposes for which the Net Revenues were allocated; ☐ The City/County of Tustin is aware of the State Controller’s “Guidelines Relating to Gas Tax Expenditures for Cities and Counties”, which is a guide for determining MOE Expenditures for M2 Eligibility purposes; ☐ The City/County’s Expenditure Report is in compliance with direction provided in the State Controller’s “Guidelines Relating to Gas Tax Expenditures for Cities and Counties;” and ☐ The City/County of Tustin has expended in this fiscal year an amount of local discretionary funds for streets and roads purposes at least equal to one of the maintenance of effort requirements below 10: Director of Finance Signature A) The City/County met the existing FY 2021-22 MOE benchmark dollar amount. B) The City/County met a proportional MOE benchmark amount of FY 2020-21 General Funds Revenues that is at least equal to the percent listed in column C of Exhibit 2 in the M2 Eligibility Guidelines.13 X X X X X DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27 11/08/22 DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 __________________ Resolution No. 22-61 Pg. 1 RESOUTION NO. 22-61 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF TUSTIN, CALIFORNIA, CONCERNING THE MEASURE M2 (M2) EXPENDITURE REPORT FOR THE CITY OF TUSTIN, CALIFORNIA WHEREAS, local jurisdictions are required to meet eligibility requirements and submit eligibility verification packages to the Orange County Transportation Authority (OCTA) in order to remain eligible to receive M2 funds; and WHEREAS, local jurisdictions are required to adopt an annual M2 Expenditure Report as part of one of the eligibility requirements; and WHEREAS, local jurisdictions are required to account for Net Revenues, developer/traffic impact fees, and funds expended by local jurisdiction in the M2 Expenditure Report that satisfy the Maintenance of Effort requirements; and WHEREAS, the M2 Expenditure Report shall include all Net Revenue fund balances, interest earned and expenditures identified by type and program or project; and WHEREAS, the M2 Expenditure Report must be adopted and submitted to the OCTA each year within six months of the end of the local jurisdiction’s fiscal year to be eligible to receive Net Revenues as part of M2. NOW, THEREFORE, BE IT RESOLVED that the City Council for the City of Tustin, California does hereby inform OCTA that: a) The M2 Expenditure Report is in conformance with the template provided in the Measure M2 Eligibility Guidelines and accounts for Net Revenues including interest earned, expenditures during the fiscal year, and balances at the end of fiscal year. b) The M2 Expenditure Report is hereby adopted by the City of Tustin, California. c) The City of Tustin Finance Director is hereby authorized to sign and submit the M2 Expenditure Report to OCTA for the fiscal year ending June 30, 2022. DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 ___________________ Resolution No. 22-61 Pg. 2 PASSED, APPROVED, AND ADOPTED at a regular meeting of the City Council of the City of Tustin, California, held on the 15th day of November, 2022. _______________________ Austin Lumbard, Mayor ATTEST: _____________________________________ ERICA N. YASUDA, City Clerk DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16 ________________ Resolution 22-61 Pg. 3 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) SS CITY OF TUSTIN ) I, Erica N. Yasuda, City Clerk and ex-officio Clerk of the City Council of the City of Tustin, California, do hereby certify that the whole number of the members of the City Council of the City of Tustin is five; that the above and foregoing Resolution No. 22-61 was duly passed and adopted at a regular meeting of the Tustin City Council, held on the 15th day of November, 2022, by the following vote: COUNCILMEMBER AYES: ___________________________________ COUNCILMEMBER NOES: ___________________________________ COUNCILMEMBER ABSTAINED: ___________________________________ COUNCILMEMBER ABSENT: ___________________________________ ________________________________ ERICA N. YASUDA City Clerk DocuSign Envelope ID: 0CAC4C91-AB47-45CC-B54D-00C46ED61D27DocuSign Envelope ID: A79378CC-A72C-493A-BDC4-3BD95374DB16