HomeMy WebLinkAboutF01 FinalOpinionQuint & Thimmig
attorneys at law
February 14, 2024
Board of Directors of the
Tustin Public Financing Authority
300 Centennial Way
Tustin, California 92780
OPINION: $4,125,000 Tustin Public Financing Authority Water Revenue Bonds, Series 2024
(Subordinate Lien)
Members of the Board of Directors:
We have acted as bond counsel in connection with the delivery by the Tustin Public
Financing Authority (the "Authority") of $4,125,000 aggregate principal amount of the bonds of
the Authority designated the "Tustin Public Financing Authority Water Revenue Bonds, Series
2024 (Subordinate Lien)" (the 'Bonds"), pursuant to the provisions of Article 4 (commencing
with section 6584) of Chapter 5 of Division 7 of Title 1 of the California Government Code (the
"Law"), and pursuant to an indenture of trust, dated as of February 1, 2024 (the "Indenture"),
by and between the Authority and The Bank of New York Mellon Trust Company, N.A., as
trustee, and a resolution of the governing body of the Authority adopted on February 6, 2024.
The Bonds are secured by Revenues as defined in the Indenture, including installment
payments (the "Installment Payments") made by the City of Tustin (the "City") under an
installment sale agreement, dated as of February 1, 2024 (the "Installment Sale Agreement"), by
and between the Authority, as seller, and the City, as purchaser. We have examined the Law
and such certified proceedings and other papers as we deem necessary to render this opinion.
As to questions of fact material to our opinion, we have relied upon representations of
the Authority and the City contained in the Indenture and the Installment Sale Agreement and
in the certified proceedings, and upon other certifications furnished to us, without undertaking
to verify the same by independent investigation.
Based upon our examination we are of the opinion, under existing law, that:
1. The Authority is a joint exercise of powers entity and public entity duly organized and
existing under the laws of the State of California, with power to enter into the Indenture, to
perform the agreements on its part contained therein and to issue the Bonds.
2. The Bonds constitute legal, valid and binding special obligations of the Authority
enforceable in accordance with their terms and payable solely from the sources provided
therefor in the Indenture.
20027.04
Tustin Public Financing Authority February 14, 2024
Page 2
3. The Indenture has been duly authorized, executed and delivered by the Authority and
constitutes a legal, valid and binding obligation of the Authority enforceable against the
Authority in accordance with its terms.
4. The Indenture establishes a valid first and exclusive lien on and pledge of the
Revenues (as such term is defined in the Indenture) and other funds pledged thereby for the
security of the Bonds, in accordance with the terms of the Indenture.
5. The Installment Sale Agreement has been duly authorized, executed and delivered by
the Authority and constitutes a legal, valid and binding obligation of the Authority enforceable
against the Authority in accordance with its terms.
6. The City is a municipal corporation duly organized and existing under the laws of the
State of California, with power to enter into the Installment Sale Agreement and to perform the
agreements on its part contained therein.
7. The Installment Sale Agreement has been duly authorized, executed and delivered by
the City and constitutes a legal, valid and binding obligation of the City enforceable against the
City in accordance with its terms.
8. The Installment Sale Agreement establishes a valid first and exclusive lien on and
pledge of the Pledged Net Revenues (as such term is defined in the Indenture) and other funds
pledged thereby for the security of the Installment Sale Agreement, in accordance with the
terms of the Installment Sale Agreement.
9. Subject to the Authority's and the City's compliance with certain covenants, interest
on the Bonds is excludable from gross income of the owners thereof for federal income tax
purposes and is not included as an item of tax preference in computing the federal alternative
minimum tax for individuals under the Internal Revenue Code of 1986, as amended (the
"Code"). Interest on the Bonds may affect the corporate alternative minimum tax for certain
corporations. Failure to comply with certain of such covenants could cause interest on the
Bonds to be includable in gross income for federal income tax purposes retroactively to the date
of issuance of the Bonds. It is also our opinion that the Bonds are a "qualified tax exempt
obligations" under section 265(b)(3) of the Code.
10. Interest on the Bonds is exempt from personal income taxation imposed by the State
of California.
Ownership of the Bonds may result in other tax consequences to certain taxpayers, and
we express no opinion regarding any such collateral consequences arising with respect to the
Bonds.
The rights of the owners of the Bonds and the enforceability of the Bonds, the Indenture
and the Installment Sale Agreement may be subject to bankruptcy, insolvency, reorganization,
moratorium and other similar laws affecting creditors' rights heretofore or hereafter enacted
and also may be subject to the exercise of judicial discretion in accordance with general
principles of equity.
Tustin Public Financing Authority February 14, 2024
Page 3
With respect to the opinions expressed herein, the enforceability of the Installment Sale
Agreement is subject to the limitations on the imposition of certain fees and charges by the City
related to its municipal water system under Articles XIIIC and XIIID of the California
Constitution. In addition, the rights of the owners of the Bonds and the enforceability of the
Bonds and the Indenture may be subject to bankruptcy, insolvency, reorganization, moratorium
and other similar laws affecting creditors' rights heretofore or hereafter enacted and also may
be subject to the exercise of judicial discretion in accordance with general principles of equity.
In rendering this opinion, we have relied upon certifications of the Authority, the City
and others with respect to certain material facts. Our opinion represents our legal judgment
based upon such review of the law and the facts that we deem relevant to render our opinion
and is not a guarantee of a result. This opinion is given as of the date hereof and we assume no
obligation to revise or supplement this opinion to reflect any facts or circumstances that may
hereafter come to our attention or any changes in law that may hereafter occur.
Respectfully submitted,
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